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CFTC Enforcement: Actions Taken to Strengthen the Division of Enforcement

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Report Type Reports and Testimonies
Report Date Aug. 28, 1998
Report No. GGD-98-193
Subject
Summary:

An internal review of the Commodity Futures Trading Commission's (CFTC) Division of Enforcement, completed in March 1995, found weaknesses in the division's overall management. This report discusses the changes that CFTC made in response to the internal review and whether these changes had their intended effect. Because CFTC lacked data that could be used to assess the impact of the changes, GAO (1) provides information on the changes made to the division, including the views of enforcement staff on areas in which such changes were made; (2) identifies further opportunities for improvement in these areas; and (3) provides other available information that might indicate CFTC's commitment to its enforcement program.

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