| Date |
Report No. |
Title |
| Date Feb. 12, 2009 |
Report No. GAO-09-227 |
Title
United States Government Accountability Office GAO
February 2009 Report to the Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs, U.S. Senate BANK SECRECY ACT Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts GAO-09-227 February 2009 BANK SECRECY ACT Highlights
Highlights of GAO-09-227, a report to th... |
| Date Feb. 4, 2009 |
Report No. GAO-09-349T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 3:00 p.m. EST Wednesday, February 4, 2009 Testimony Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
Statement of Gene L. Dodaro Acting Comptroller General of t... |
| Date Jan. 30, 2009 |
Report No. GAO-09-285R |
Title
United States Government Accountability Office Washington, DC 20548 January 30, 2009 The Honorable Collin Peterson Chairman Committee on Agriculture House of Representatives Subject: Issues Involving the Use of the Futures Markets to Invest in Commodity Indexes Until mid-2008, prices for a broad range of physical commodities, from crude oil to crops such as wheat, had increased dramatically for se... |
| Date Jan. 21, 2009 |
Report No. GAO-09-314T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 2:00 p.m. EST Wednesday, January 21, 2009 Testimony Before the Committee on Homeland Security and Governmental Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
Statement of Gene L. Dodaro Acting Comptroller Gener... |
| Date Jan. 14, 2009 |
Report No. GAO-09-310T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 9:00 a.m. EST Wednesday, January 14, 2009 Testimony Before the Congressional Oversight Panel FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-310T Cha... |
| Date Jan. 8, 2009 |
Report No. GAO-09-216 |
Title
United States Government Accountability Office GAO
January 2009 Report to Congressional Addressees FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System GAO-09-216 January 2009 FINANCIAL REGULATION Highlights
Highlights of GAO-09-216, a report to congressional addressees Accountability Integrity Reliability A Framework for ... |
| Date April 6, 2000 |
Report No. GGD-00-89 |
Title
United States General Accounting Office GAO
April 2000 Report to Congressional Requesters CFTC AND SEC Issues Related to the Shad-Johnson Jurisdictional Accord GAO/GGD-00-89 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284260 April 6, 2000 The Honorable Richard G. Lugar Chairman, Committee on Agriculture, Nutrition and Forestry United States Senate T... |
| Date May 5, 1999 |
Report No. GGD-99-74 |
Title
United States General Accounting Office GAO
May 1999 Report to Congressional Committees THE COMMODITY EXCHANGE ACT Issues Related to the Commodity Futures Trading Commission’s Reauthorization GAO/GGD-99-74 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281936 May 5, 1999 The Honorable Richard G. Lugar Chairman Committee on Agriculture, Nutrition ... |
| Date Aug. 28, 1998 |
Report No. GGD-98-193 |
Title
United States General Accounting Office GAO
August 1998 Report to Congressional Requesters CFTC ENFORCEMENT Actions Taken to Strengthen the Division of Enforcement GAO/GGD-98-193 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-278746 August 28, 1998 The Honorable Robert F. Smith Chairman Committee on Agriculture House of Representatives The Honorabl... |
| Date July 20, 1998 |
Report No. GGD-98-153 |
Title
United States General Accounting Office GAO
July 1998 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U. S. Senate, and the Chairman, Committee on Banking and Financial Services, House of Representatives RISK-BASED CAPITAL Regulatory and Industry Approaches to Capital and Risk GAO/GGD-98-153 GAO United States General Accounting Office Washington, D.C. 20548 General Govern... |
| Date Oct. 2, 1997 |
Report No. GGD-98-5 |
Title
United States General Accounting Office GAO
October 1997 Report to the Honorable Edward J. Markey, House of Representatives OTC DERIVATIVES Additional Oversight Could Reduce Costly Sales Practice Disputes GAO/GGD-98-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259982 October 2, 1997 The Honorable Edward J. Markey House of Representatives Dear M... |
| Date Oct. 25, 1995 |
Report No. T-GGD-96-36 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10100a.m., EDT on Wednesday October 25,1995 Testimony
Before the Subcomn-tittee on Capital Markets, Securities, and GSEs, Committee on Banking and F’inancial Services House of Representatives CFTC/SECENFORCEMENT PROGRAMS
Status and Potential Impaet of a Merger
Statement of James L. Bothwell Director, Financial Instit... |
| Date Oct. 28, 1993 |
Report No. GGD-94-40 |
Title
United States General Accounting Office GAO
October 1993 Report to Congressional Committees FUTURES MARKETS A Futures Transaction Fee Is Administratively Feasible Y . GAO United States General Accounting OfTIce Washington, D.C. 20648 General Government Division B-255541 October 28,1993 The Honorable Patrick J. Leahy Chairman, Committee on Agriculture, Nutrition, and Forestry United States Senate T... |
| Date May 17, 1993 |
Report No. GGD-93-108 |
Title
-.- ---.-~.-_- I Jllitcvl ..-.- ---___-- St;~lcbs (;t~r~(~r-;~lAc*c~o~lt~lirrg Ol‘ firt: _-- --~- GAO FVTURES MARKETS
Preliminary Inforrnation Relat’ to ed a Futures Transaction Fee ____ __ __- - _._._ -..-- .._... I ..__-.-.. I _ ..,._” ..l,,“ll* ,_ll _._.- ~_-I -.-_ _-__I___ -..- - ..----- -.-- -_I_------ -...-......--. __-“l-.l_-.----~-...l_-_---.-- GAO United States General Accountin... |
| Date Aug. 24, 1990 |
Report No. IMTEC-90-81 |
Title
~ -_I United States General Accounting Office Report to the Chairman and Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry, lJ.S. Senate FUTURES MARKETS Use of Automation to Detect Trade Abuses Q llllllllllllll
142270 V--Not to be released outside the General Accounting Offlce unless spedfically approved by the Office of Congressional Relations. .-“” -..._. _. -._“ll... |
| Date July 17, 1990 |
Report No. GGD-90-108BR |
Title
‘ 1 GAO
_ __ .__.-_-.---.-.---- .Jlll\ I!)!)0 SECURITIES AND FUTURES MARKETS Assessment of SEC and CFTC Studies of October 1989 Market Volatilities _ _... .._ .._. I I _...,, _“ll.-l”... . . l-.*-.-. ---- ~--.- --- GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-240406.1 July 17, 1990 The Honorable Christopher J. Dodd Chairman, Subcommittee on... |
| Date April 27, 1990 |
Report No. IMTEC-90-43FS |
Title
-I- -_ Gri I I !)!tO FUTURES MARKETS Information on Six Foreign Automated Trading Systems ---.. ?b II14130 HI Hlll / (;A(),~ IM’I’I%‘-!)O-3:31’S GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division I+234478 April 27, 1990 The Honorable Patrick J. Leahy, Chairman The Honorable Richard G. Lugar, Ranking Minority Member Committee on... |
| Date Sept. 7, 1989 |
Report No. IMTEC-89-68 |
Title
. United States General Accounting Office GAO
September 1989 Report to the Chairman and Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry; U.S. Senate FUTURESMARKETS
Automation Can Enhance Detection of Trade Abuses But Introduces New Risks GAO,‘ IMTEC-89-68 GAO United States General Accounting Office Washington, D.C. 20648 Information Technology Management Division and B... |
| Date Sept. 7, 1989 |
Report No. GGD-89-120 |
Title
United States General Accounting Office i Report to the Chairman and the . Ranking Minority Member, Committee on AgricuIture, Nutrition, and Forestry, U.S. Senate
September 1989 FUTURES MARKETS Strengthening Trade Practice Oversight --- GAO/GGD-89-120 “?,. ‘“*,a’ GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-236443 September 7, 1989 The Ho... |
| Date March 13, 1989 |
Report No. GGD-89-58 |
Title
United Stat& Geheral Accounting Office GAO
March 1989 Report to the Chairman, Committee on Agriculture, Nutrition and Forestry, U.S. Senate CHICAGO FUTURES MARKET Initial Observations on Trade Practice Abuses General Government Division B-234478 March 13, 1989 The Honorable Patrick J. Leahy Chairman, Committee on Agriculture, Nutrition and Forestry United States Senate Dear Mr. Chairman: This repo... |
| Date Feb. 23, 1989 |
Report No. T-GGD-89-8 |
Title
Unitzd States General Accounting Office / 3 17 7 F,? GAO Testimony For Release On Delivery Expected at 1O:OO a.m. EST Thursday February 23, 1989 Commodity Futures Trading Commission and the Chicago Futures Exchanges' Detection of Trade Pratice Abuses Statement of Richard L. Fogel, Assistant General Government Programs Before the Committee on Agriculture, United States Senate Comptroller General Nu... |
| Date May 15, 1986 |
Report No. GGD-86-26 |
Title
United States General Accounting Office GAO
L_ May 1.7. IUHIi I Staff Study - -- SECURITIES AND FUTURES How the Markets Developed and How They Are Regulated 035J+w5
GAO/GGD-86-26 5219779 Preface Since their regulation was designedin the 193Os, securities and futures markets have continued to evolve. This evolution has been influenced b; changesin the economic environment, government policies, tech... |
| Date April 1, 1982 |
Report No. 117991 |
Title
United States General Accounting Washington, D.C. 20548 Office FOR RELEASE ON DELIVERY Expected at 9:30 a.m. EST Thursday, April 1, 1982 Statement of Henry Eschwege, Director Community and Economic Development Subcommittee Senate Division before the on Agriculture, Rural Development, and Related Agencies Committee on Appropriations Reviews Activities of on General Accounting Office Department of A... |
| Date March 2, 1982 |
Report No. 117710 |
Title
United States General Accounting Washington, D.C. 20548 Office FOR RELEASEON DELIVERY Expected at 9:30 a.m. March 2, 1982 Statement of Henry -Eschwege, Director Community and Economic Development Division Before the Subcommittee on Agricultural Research and General Legislation of the Senate Committee on Agriculture, on the Reauthorization of the Commodity Futures Trading Commissioni Nutrition, and... |
| Date Feb. 24, 1982 |
Report No. 117649 |
Title
United States General Accounting Washington, D.C. 20548 Office FOR RELEASE ON DELIVERY Expected at 11:00 a.m. February 24, 1982 Statement of Henry Eschwege, Director Community and Economic Development before the on Investigations Division Senate Permanent Subcommittee of the Committee on Governmental on Affairs
117649 Customer Protection Commodity Futures Activities Trading of the Commission Mr. C... |
| Date May 17, 1978 |
Report No. CED-78-110 |
Title
BY THE COMPTROLLER GENERA L Ti
OF THE UNITED STATES S WWI f The Me xkets-- What Needs To Be Don e
Although the Commodity Futures Tradin g Commission has made a significant beginnin g in extending Federal regulation to segment s of the industry newt before regulated, muc h remains to be dose to fully implement th e mandate and congressional intent of the 197 4 act which created the Commission . Th... |
