| Date |
Report No. |
Title |
| Date Sept. 28, 1999 |
Report No. GGD-99-157 |
Title
United States General Accounting Office GAO
September 1999 Report to Congressional Requesters INTERNATIONAL FINANCE Actions Taken to Reform Financial Sectors in Asian Emerging Markets GAO/GGD-99-157 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281526 September 28, 1999 The Honorable Spencer Bachus Chairman Subcommittee on Domestic and Internation... |
| Date Sept. 24, 1999 |
Report No. GGD-99-180 |
Title
United States General Accounting Office GAO
September 1999 Report to the Honorable Maxine Waters and the Honorable Bernard Sanders, House of Representatives FEDERAL RESERVE BOARD Merger Process Needs Guidelines for Community Reinvestment Issues GAO/GGD-99-180 United States General Accounting Office Washington, D.C. 20548 General Government Division B-280468 September 24, 1999 The Honorable Maxine ... |
| Date Aug. 31, 1999 |
Report No. GGD-99-177R |
Title
eGA0 .
* Integrity
l Accountabilii Reliability United States General Accounting Office Washington, D-C. 20548 General Government Division B-283453 August 31,1999 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Markets, Securities and Government-Sponsored Enterprises Committee on Banking and Financial Services House of Representatives The Honorable Paul E. Kanjorski Ranking Minorit... |
| Date Aug. 3, 1999 |
Report No. T-GGD-99-152 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT on Tuesday August 3, 1999 Testimony
Before the Subcommittee on Domestic and International Monetary Policy, Committee on Banking and Financial Services, House of Representatives ELECTRONIC BANKING Enhancing Federal Oversight of Internet Banking Activities
Statement of Richard J. Hillman, Associate Directo... |
| Date July 6, 1999 |
Report No. GGD-99-91 |
Title
United States General Accounting Office GAO
July 1999 Report to the Chairman, Committee on Banking and Financial Services, House of Representatives ELECTRONIC BANKING Enhancing Federal Oversight of Internet Banking Activities GAO/GGD-99-91 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-280366 July 6, 1999 The Honorable James A. Leach Chairman, Comm... |
| Date March 11, 1999 |
Report No. T-GGD-99-56 |
Title
United States General Accounting Office GAO
Not to be Released Before 9:30 a.m., EST Thursday, March 11, 1999 Testimony
Before the Special Committee on the Year 2000 Technology Problem U. S. Senate INSURANCE INDUSTRY Regulators Are Less Active in Encouraging and Validating Year 2000 Preparedness
Statement for the Record by Richard J. Hillman, Associate Director Financial Institutions and Markets I... |
| Date Oct. 30, 1998 |
Report No. OSI-99-1 |
Title
United States General Accounting Office GAO
October 1998 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate PRIVATE BANKING Raul Salinas, Citibank, and Alleged Money Laundering GAO/OSI-99-1 GAO United States General Accounting Office Washington, D.C. 20548 Office of Special Investigations B-281327 October 30, 1998 The Hon... |
| Date Sept. 24, 1998 |
Report No. T-GGD-98-185 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 11:00 a.m., EDT on Thursday September 24, 1998 Testimony
Before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services House of Representatives FEDERAL HOUSING FINANCE BOARD Actions Needed to Improve Regulatory Oversight
Statement of Nancy R. K... |
| Date Sept. 18, 1998 |
Report No. GGD-98-203 |
Title
United States General Accounting Office GAO
September 1998 Report to the Chairman, Subcommittee on Capital Markets, Securities and Government-Sponsored Enterprises, Committee on Banking and Financial Services, House of Representatives FEDERAL HOUSING FINANCE BOARD Actions Needed to Improve Regulatory Oversight GAO/GGD-98-203 GAO United States General Accounting Office Washington, D.C. 20548 Genera... |
| Date July 20, 1998 |
Report No. GGD-98-153 |
Title
United States General Accounting Office GAO
July 1998 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U. S. Senate, and the Chairman, Committee on Banking and Financial Services, House of Representatives RISK-BASED CAPITAL Regulatory and Industry Approaches to Capital and Risk GAO/GGD-98-153 GAO United States General Accounting Office Washington, D.C. 20548 General Govern... |
| Date June 15, 1998 |
Report No. GGD-98-80 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Committee on Government Reform and Oversight, House of Representatives BANK SUPERVISION Closure of the Rushville National Bank GAO/GGD-98-80 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B- 278532 June 15, 1998 The Honorable Dan Burton Chairman, Committee on Government Ref... |
| Date June 15, 1998 |
Report No. GGD-98-108 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING FinCEN Needs to Better Manage Bank Secrecy Act Civil Penalty Cases GAO/GGD-98-108 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-27... |
| Date March 24, 1998 |
Report No. T-AIMD-98-116 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 2 p.m. Tuesday, March 24, 1998 Testimony
Before the Committee on Banking and Financial Services, House of Representatives YEAR 2000 COMPUTING CRISIS Federal Regulatory Efforts to Ensure Financial Institution Systems Are Year 2000 Compliant
Statement of Jack L. Brock, Jr. Director, Governmentwide and Defense Information... |
| Date Feb. 6, 1998 |
Report No. GGD-98-18 |
Title
United States General Accounting Office GAO
February 1998 Report to the Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING FinCEN Needs to Better Communicate Regulatory Priorities and Time Lines GAO/GGD-98-18 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-2768... |
| Date Feb. 1, 1998 |
Report No. AA-98-6(1) |
Title
United et&es General Accounting Office ‘GAO
February 1998 , General Government Division ‘. Financial Institutions and Markets Issue Area ) Active Assignments < GAO/AA-98-6( 1) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office’s Financial Institutions and Markets issue area. This report contains as... |
| Date Oct. 30, 1997 |
Report No. GGD-98-19R |
Title
united states GenemlAccom~Oflice
Washington, D.C. 20548 General Government Division B-Z?6685 October 30, 1997 The Honorable Spencer Bachus Chairman, Subcommittee on General Oversight and Invesugtions Committee on Bar&ing and FInan& Services House of Representatives Subject P&ate Banklm hformation on Private Banking and Its Wnerahilitv Monev Laundering to This letter responds in part to your March ... |
| Date Oct. 30, 1997 |
Report No. T-GGD-98-25 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EST on Thursday October 30, 1997 Testimony
Before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services House of Representatives FEDERAL HOUSING ENTERPRISES Operations of the Office of Federal Housing Enterprise Oversight
Statement... |
| Date Oct. 22, 1997 |
Report No. GGD-98-6 |
Title
United States General Accounting Office GAO
October 1997 Report to Congressional Committees FEDERAL HOUSING ENTERPRISES OFHEO Faces Challenges In Implementing a Comprehensive Oversight Program GAO/GGD-98-6 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-275470 October 22, 1997 Congressional Committees This report addresses requirements that we asses... |
| Date Oct. 8, 1997 |
Report No. T-GGD-98-13 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT on Wednesday October 8, 1997 Testimony
Before the Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, House of Representatives Bank and Thrift Examinations Adoption of Risk-Focused Examination Strategies
Statement of Thomas J. McCool Director, Financi... |
| Date Oct. 8, 1997 |
Report No. RCED-98-2 |
Title
United States General Accounting Office GAO
October 1997 Report to the Chairman, Subcommittee on Housing and Community Opportunity, Committee on Banking and Financial Services, House of Representatives HOMEOWNERSHIP Information on Foreclosed FHA-Insured Loans and HUD-Owned Properties in Six Cities GAO/RCED-98-2 GAO United States General Accounting Office Washington, D.C. 20548 Resources, Community... |
| Date Oct. 2, 1997 |
Report No. GGD-98-5 |
Title
United States General Accounting Office GAO
October 1997 Report to the Honorable Edward J. Markey, House of Representatives OTC DERIVATIVES Additional Oversight Could Reduce Costly Sales Practice Disputes GAO/GGD-98-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259982 October 2, 1997 The Honorable Edward J. Markey House of Representatives Dear M... |
| Date Sept. 29, 1997 |
Report No. GGD-97-181 |
Title
United States General Accounting Office GAO
September 1997 Report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, House of Representatives FOREIGN BANKS Internal Control and Audit Weaknesses in U.S. Branches GAO/GGD-97-181 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-275223 September... |
| Date July 29, 1997 |
Report No. T-GGD-97-164 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT on Tuesday July 29, 1997 Testimony
Before the Committee on Banking and Financial Services House of Representatives THE RESULTS ACT Observations on Draft Strategic Plans of Five Financial Regulatory Agencies
Statement of Thomas J. McCool Associate Director, Financial Institutions and Markets Issues Gener... |
| Date June 10, 1997 |
Report No. OCE-97-3R |
Title
United States General Accounting Office Washington, D.C. 20548 Office of the Chief Economist B-277357 June IO, 1997 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Markets, Securities and Government-Sponsored Enterprises Dear Mr. Chairman: This letter includes our responses to the questions attached to your May 16th letter concerning the issue of mixing banking and commerce. We ho... |
| Date May 9, 1997 |
Report No. GGD-97-80 |
Title
United States General Accounting Office GAO
May 1997 Report to the Chairwoman and the Ranking Minority Member, Subcommittee on Financial Institutions and Consumer Credit, House Committee on Banking and Financial Service FOREIGN BANKS Opportunities Exist to Enhance Supervision Program as Implementation Proceeds GAO/GGD-97-80 GAO United States General Accounting Office Washington, D.C. 20548 General... |
| Date May 8, 1997 |
Report No. GGD-97-58 |
Title
United States General Accounting Office GAO
May 1997 Report to Congressional Committees BANK OVERSIGHT Few Cases of Tying Have Been Detected GAO/GGD-97-58 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-261747 May 8, 1997 The Honorable John D. Dingell Ranking Minority Member Committee on Commerce House of Representatives The Honorable Thomas J. Mant... |
| Date May 7, 1997 |
Report No. T-OCE/GGD-97-103 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT Wednesday May 7, 1997 Testimony
Before the House Committee on Banking and Financial Services FINANCIAL REGULATION Bank Modernization Legislation
Statement of James L. Bothwell Chief Economist Office of the Chief Economist GAO/T-OCE/GGD-97-103 Summary Financial Regulation: Bank Modernization Legislation
... |
| Date May 1, 1997 |
Report No. GGD-97-96 |
Title
United States General Accounting Office GAO
May 1997 Staff Study FINANCIAL CRISIS MANAGEMENT Four Financial Crises in the 1980s GAO/GGD-97-96 Preface The increasing interconnectedness of financial institutions and markets has highlighted the need to ensure that diverse federal, state, international, and private financial organizations work together to effectively contain and resolve financial disr... |
| Date April 8, 1997 |
Report No. GGD/OSI-97-44R |
Title
O ~United States Office General GAOs~ Accounting D.C. 20548
~GA
JWashington, General Government Division B-274539 1 8B1
158469 April 8, 1997 The Honorable Spencer Bachus Chairman, Subcommittee on General Oversight and Investigations Committee on Banking and Financial Services House of Representatives The Honorable Bill McCollum House of Representatives Subject: Allegations of Improper Management P... |
| Date March 26, 1997 |
Report No. GGD-97-49 |
Title
United States General Accounting Office GAO
March 1997 Report to Congressional Committees BANK DATA Material Loss of Oversight Information From Interstate Banking Is Unlikely GAO/GGD-97-49 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-260655 March 26, 1997 The Honorable Alfonse M. D’Amato Chairman The Honorable Paul S. Sarbanes Ranking Minority ... |
| Date March 17, 1997 |
Report No. OCE/GGD-97-61R |
Title
GAO United States General Accounting Office Washington, D.C. 20548 Office of the Chief Economist B-276471 March 17, 1997 The Honorable James A. Leach Chairman, Committee on Banking and Financial Services House of Representatives Subject: Senaration of Banking and Commerce Dear Mr. Chairman: In a recent discussion with you about financial services modernization legislation, you asked us to review t... |
| Date Dec. 27, 1996 |
Report No. GGD-97-5 |
Title
United States General Accounting Office GAO
December 1996 Report to the Honorable Charles E. Schumer House of Representatives BANK REGULATORY STRUCTURE Japan G A O years
1921 - 1996 GAO/GGD-97-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-270597 December 27, 1996 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer: Proposa... |
| Date Nov. 21, 1996 |
Report No. GGD-97-18 |
Title
United States General Accounting Office GAO
November 1996 Report to Congressional Committees BANK AND THRIFT REGULATION Implementation of FDICIA’s Prompt Regulatory Action Provisions G A O years
1921 - 1996 GAO/GGD-97-18 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-260107 November 21, 1996 The Honorable Alfonse M. D’Amato Chairman The Honorab... |
| Date Nov. 20, 1996 |
Report No. GGD-97-23 |
Title
United States General Accounting Office GAO
November 1996 Report to the Honorable Charles E. Schumer House of Representatives BANK OVERSIGHT STRUCTURE U.S. and Foreign Experience May Offer Lessons for Modernizing U.S. Structure G A O years
1921 - 1996 GAO/GGD-97-23 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259978 November 20, 1996 The Honorabl... |
| Date Nov. 1, 1996 |
Report No. GGD/AIMD-97-8 |
Title
United States General Accounting Office GAO
November 1996 Report to Congressional Committees FINANCIAL DERIVATIVES Actions Taken or Proposed Since May 1994 G A O years
1921 - 1996 GAO/GGD/AIMD-97-8 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-260656 November 1, 1996 The Honorable Richard G. Lugar Chairman The Honorable Patrick J. Leahy Ranking Mi... |
| Date Sept. 30, 1996 |
Report No. GGD-96-187 |
Title
United States General Accounting Office GAO
September 1996 Report to the Chairwoman and the Ranking Minority Member, Subcommittee on Financial Institutions and Consumer Credit, House of Representatives FOREIGN BANKS Implementation of the Foreign Bank Supervision Enhancement Act of 1991 G A O years
1921 - 1996 GAO/GGD-96-187 GAO United States General Accounting Office Washington, D.C. 20548 General... |
| Date Aug. 13, 1996 |
Report No. GGD-96-145 |
Title
United States General Accounting Office GAO
August 1996 Report to Congressional Requesters FAIR LENDING Federal Oversight and Enforcement Improved but Some Challenges Remain G A O years
1921 - 1996 GAO/GGD-96-145 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-272004 August 13, 1996 The Honorable Henry B. Gonzalez Ranking Minority Member Committee o... |
| Date July 26, 1996 |
Report No. T-GGD-96-159 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:15 a.m., EDT, on Friday, July 26, 1996 Testimony
Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate FEDERAL RESERVE SYSTEM Current and Future Challenges Require Systemwide Attention
Statement of Charles A. Bowsher Comptroller General G A O years
1921 - 1996 GAO/T-GGD-96-159 Statement Federal Res... |
| Date June 27, 1996 |
Report No. GGD-96-140R |
Title
United States General Accounting Offxe Washington, D.C. 20648 General Government Division B-272357 June 27, 1996 The Honorable James A. Leach Chairman, Committee on Banking and Financial Services House of Representatives Dear Mr. Chairman: This letter responds to your request for our views on proposed legislation entitled “The Enterprise Resource Bank Act of 1996,” H.R. 3167 (the Bill), which ... |
| Date June 26, 1996 |
Report No. T-GGD-96-141 |
Title
United States General Accounting Office GAO
Not to be Released Before 10:00 a.m. EDT Wednesday June 26, 1996 Testimony
Before the Subcommittee on Capital Markets Securities and Government Sponsored Enterprises Committee on Banking and Financial Services House of Representatives BANK MUTUAL FUNDS Improvements in Risk Disclosure Needed
Statement for the Record of James L. Bothwell, Director Financia... |
| Date June 17, 1996 |
Report No. GGD-96-128 |
Title
United States General Accounting Office GAO
June 1996 Report to Congressional Requesters FEDERAL RESERVE SYSTEM Current and Future Challenges Require Systemwide Attention G A O years
1921 - 1996 GAO/GGD-96-128 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259961 June 17, 1996 The Honorable Harry Reid The Honorable Byron L. Dorgan United States Sen... |
| Date May 24, 1996 |
Report No. GGD-96-105 |
Title
United States General Accounting Office GAO
May 1996 Report to the Ranking Minority Member, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING A Framework for Understanding U.S. Efforts Overseas G A O years
1921 - 1996 GAO/GGD-96-105 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-261874 May 24, 1996 The Honorable... |
| Date May 2, 1996 |
Report No. T-GGD-96-117 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT Thursday May 2, 1996 Testimony
Before the Committee on Banking and Financial Services House of Representatives BANK OVERSIGHT Fundamental Principles for Modernizing the U.S. Structure
Statement of James L. Bothwell Director, Financial Institutions and Markets Issues General Government Division G A O yea... |
| Date May 1, 1996 |
Report No. IAP-96-11 |
Title
United States General 156’ 7’ 2’ 3 Accounting Office General Government Division May 1996 Financial Institutions and Markets Issue Area Plans Fiscal Years 1997-98 GAO/IAP-96-11 Foreword As the investigtive arm of Congress and the nation’ auditor, the General s Accounting Office is charged with following the federal dollar wherever it goes. Reflecting stringent standards of objectivity and ... |
| Date Feb. 28, 1996 |
Report No. T-GGD-96-84 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EST Wednesday, February 28, 1996 Testimony
Before the Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING U.S. Efforts to Combat Money Laundering Overseas
Statement of JayEtta Z. Hecker, Associate Director International Relations and Trade Issues G A O years
1921 - 1996 GA... |
| Date Feb. 7, 1996 |
Report No. GGD-96-26 |
Title
United States General Accounting Office GAO
February 1996 Report to the Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FOREIGN BANKS Assessing Their Role in the U.S. Banking System GAO/GGD-96-26 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259971 February 7, 1996 The Honorable Paul S. Sarbanes Ranking Minor... |
| Date Jan. 4, 1996 |
Report No. GGD-96-28 |
Title
United States General Accounting Office GAO
January 1996 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate MONEY LAUNDERING Rapid Growth of Casinos Makes Them Vulnerable GAO/GGD-96-28 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259791 January 4, 1996 The Honorable Sam ... |
| Date Jan. 2, 1996 |
Report No. AA-96-6(1) |
Title
United States General Accounting Office GAO
J,-muary 1996 General Government Division o Financial Institutions
and Markets Issue Area Active Assignments GAO/AA-96-6(1) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report contains assignments that ... |
| Date Nov. 28, 1995 |
Report No. GGD-96-23 |
Title
United States General Accounting Office GAO
November 1995 Report to Congressional Requesters COMMUNITY REINVESTMENT ACT Challenges Remain to Successfully Implement CRA GAO/GGD-96-23 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259931 November 28, 1995 The Honorable Jim Leach Chairman The Honorable Henry B. Gonzalez Ranking Minority Member Committ... |
| Date Oct. 1, 1995 |
Report No. AA-95-7(4) |
Title
United States General Accounting Office GAO
October 1995_ General Government Division Financial Institutions
and Markets Issue Area Active Assignments ,_ 0653A/A9 -/7(4
GAO/AA-95-7(4) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report contains a... |
