| Date |
Report No. |
Title |
| Date Sept. 16, 2008 |
Report No. GAO-08-1075R |
Title
United States Government Accountability Office Washington, DC 20548 September 16, 2008 The Honorable James R. Langevin Chairman Subcommittee on Emerging Threats, Cybersecurity, and Science and Technology Committee on Homeland Security House of Representatives The Honorable Sheila Jackson-Lee Chairwoman Subcommittee on Transportation Security and Infrastructure Protection Committee on Homeland Secu... |
| Date Sept. 12, 2008 |
Report No. GAO-08-953 |
Title
United States Government Accountability Office GAO
September 2008 Report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives RISK-BASED CAPITAL New Basel II Rules Reduced Certain Competitive Concerns, but Bank Regulators Should Address Remaining Uncertainties GAO-08-953 September 2008 RISK-BASED CAPITAL Highlights
Highlights ... |
| Date Sept. 9, 2008 |
Report No. GAO-08-885 |
Title
United States Government Accountability Office GAO
September 2008 Report to Congressional Requesters PRIVATE EQUITY Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention GAO-08-885 September 2008 PRIVATE EQUITY Highlights
Highlights of GAO-08-885, a report to congressional requesters Accountability Integrity Reliability Recent Growth in Leveraged Buyouts Exposed Risks T... |
| Date July 17, 2008 |
Report No. GAO-08-1023T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 17, 2008 Testimony Before the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives FAIR LENDING Race and Gender Data Are Limited for Nonmortgage Lending
Statement of Orice M. Williams, Director Financial Markets and Community Invest... |
| Date June 27, 2008 |
Report No. GAO-08-698 |
Title
United States Government Accountability Office GAO
June 2008 Report to Congressional Requesters FAIR LENDING Race and Gender Data Are Limited for Nonmortgage Lending GAO-08-698 June 2008 FAIR LENDING Highlights
Highlights of GAO-08-698, a report to congressional requesters Accountability Integrity Reliability Race and Gender Data Are Limited for Nonmortgage Lending Why GAO Did This Study
The Feder... |
| Date May 15, 2008 |
Report No. GAO-08-558 |
Title
United States Government Accountability Office GAO
May 2008 Report to Congressional Requesters CREDIT AND DEBIT CARDS Federal Entities Are Taking Actions to Limit Their Interchange Fees, but Additional Revenue Collection Cost Savings May Exist GAO-08-558 May 2008 CREDIT AND DEBIT CARDS Highlights
Highlights of GAO-08-558, a report to congressional requesters Accountability Integrity Reliability Fe... |
| Date Feb. 21, 2008 |
Report No. GAO-08-355 |
Title
United States Government Accountability Office GAO
February 2008 Report to Congressional Committees BANK SECRECY ACT Increased Use of Exemption Provisions Could Reduce Currency Transaction Reporting While Maintaining Usefulness to Law Enforcement Efforts GAO-08-355 a February 2008 BANK SECRECY ACT Highlights
Highlights of GAO-08-355, a report to congressional committees Accountability Integrity Re... |
| Date Feb. 21, 2008 |
Report No. GAO-08-385SP |
Title
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| Date Nov. 15, 2007 |
Report No. GAO-08-33 |
Title
|
| Date June 13, 2007 |
Report No. GAO-07-716 |
Title
United States Government Accountability Office GAO
June 2007 Report to Congressional Requesters CREDIT DERIVATIVES Confirmation Backlogs Increased Dealers’ Operational Risks, but Were Successfully Addressed after Joint Regulatory Action GAO-07-716 June 2007 CREDIT DERIVATIVES Highlights
Highlights of GAO-07-716, a report to congressional requesters Accountability Integrity Reliability Confirmati... |
| Date April 30, 2007 |
Report No. GAO-07-593R |
Title
United States Government Accountability Office Washington, DC 20548 April 30, 2007 The Honorable Bernard Sanders United States Senate Subject: Information on Selected Issues Concerning Banking Activities Dear Senator Sanders: This letter responds to your request for information on (1) selected federal expenditures, policies, and programs that affect the U.S. banking industry and (2) certain bankin... |
| Date March 29, 2007 |
Report No. GAO-07-399 |
Title
United States Government Accountability Office GAO
March 2007 Report to Congressional Requesters FINANCIAL MARKET PREPAREDNESS Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain GAO-07-399 March 2007 FINANCIAL MARKET PREPAREDNESS Highlights
Highlights of GAO-07-399, a report to congressional requesters Accountability Integrity Reliability Significant Progress Has... |
| Date March 15, 2007 |
Report No. GAO-07-154 |
Title
United States Government Accountability Office GAO
March 2007 Report to Congressional Committees FINANCIAL MARKET REGULATION Agencies Engaged in Consolidated Supervision Can Strengthen Performance Measurement and Collaboration GAO-07-154 March 2007 FINANCIAL MARKET REGULATION Highlights
Highlights of GAO-07-154, a report to congressional committees Accountability Integrity Reliability Agencies Eng... |
| Date Feb. 15, 2007 |
Report No. GAO-07-242 |
Title
United States Government Accountability Office GAO
February 2007 Report to Congressional Committees DEPOSIT INSURANCE Assessment of Regulators’ Use of Prompt Corrective Action Provisions and FDIC’s New Deposit Insurance System GAO-07-242 February 2007 DEPOSIT INSURANCE Highlights
Highlights of GAO-07-242, a report to congressional committees Accountability Integrity Reliability Assessment of R... |
| Date Feb. 15, 2007 |
Report No. GAO-07-253 |
Title
United States Government Accountability Office GAO
February 2007 Report to Congressional Committees RISK-BASED CAPITAL Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework GAO-07-253 February 2007 RISK-BASED CAPITAL Highlights
Highlights of GAO-07-253, a report to Congressional Committees Accountability Integrity Reliability Bank Regul... |
| Date Dec. 15, 2006 |
Report No. GAO-07-212 |
Title
United States Government Accountability Office GAO
December 2006 Report to Congressional Committees BANK SECRECY ACT FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts GAO-07-212 December 2006 BANK SECRECY ACT Highlights
Highlights of GAO-07-212, a report to congressional committees. Accountability Integrity Reliability FinCEN and IRS Need to Improve and Be... |
| Date Nov. 30, 2006 |
Report No. GAO-07-29 |
Title
United States Government Accountability Office GAO
November 2006 Report to the Chairman, Committee on Ways and Means, House of Representatives CREDIT UNIONS Greater Transparency Needed on Who Credit Unions Serve and on Senior Executive Compensation Arrangements GAO-07-29 a November 2006 CREDIT UNIONS Highlights
Highlights of GAO-07-29, a report to the Chairman, Committee on Ways and Means, House o... |
| Date Oct. 4, 2006 |
Report No. GAO-07-7SP |
Title
|
| Date July 12, 2006 |
Report No. GAO-06-961T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Wednesday, July 12, 2006 Testimony Before the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives INDUSTRIAL LOAN CORPORATIONS Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority
Statement of Ri... |
| Date April 28, 2006 |
Report No. GAO-06-387 |
Title
United States Government Accountability Office GAO
April 2006 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC PREEMPTION RULES OCC Should Further Clarify the Applicability of State Consumer Protection Laws to National Banks GAO-06-387 a April 2006 OCC PREEMPTION RULES Highlights
Highlights of GAO-06-387, a report to the Subc... |
| Date April 28, 2006 |
Report No. GAO-06-386 |
Title
United States Government Accountability Office GAO
April 2006 Report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate BANK SECRECY ACT Opportunities Exist for FinCEN and the Banking Regulators to Further Strengthen the Framework for Consistent BSA Oversight GAO-06-386 a April 2006 BANK SECRECY ACT Highlights
Highlights of GAO-06-386, a report to the Committee on Banking, Housin... |
| Date Feb. 23, 2006 |
Report No. GAO-06-293 |
Title
United States Government Accountability Office GAO
February 2006 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC CONSUMER ASSISTANCE Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach GAO-06-293 a February 2006 OCC CONSUMER ASSISTANCE Highlights
Highlights of GAO-06-293, a report to the... |
| Date Nov. 17, 2005 |
Report No. GAO-06-204 |
Title
United States Government Accountability Office GAO
November 2005 Report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate INTERNATIONAL REMITTANCES Information on Products, Costs, and Consumer Disclosures GAO-06-204 a November, 2005 INTERNATIONAL REMITTANCES Highlights
Highlights of GAO-06-204, a report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate Account... |
| Date Nov. 3, 2005 |
Report No. GAO-06-220T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Thursday, November 3, 2005 Testimony Before the Committee on Ways and Means, House of Representatives FINANCIAL INSTITUTIONS Issues Regarding the TaxExempt Status of Credit Unions
Statement of Richard J. Hillman, Managing Director Financial Markets and Community Investments GAO-06-220T November 3,... |
| Date Oct. 17, 2005 |
Report No. GAO-06-8 |
Title
United States Government Accountability Office GAO
October 2005 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC PREEMPTION RULEMAKING Opportunities Existed to Enhance the Consultative Efforts and Better Document the Rulemaking Process GAO-06-8 a October 2005 OCC PREEMPTION RULEMAKING Opportunities Existed to Enhance the Cons... |
| Date Sept. 15, 2005 |
Report No. GAO-05-621 |
Title
United States Government Accountability Office GAO
September 2005 Report to the Honorable James A. Leach, House of Representatives INDUSTRIAL LOAN CORPORATIONS Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority GAO-05-621 a September 2005 INDUSTRIAL LOAN CORPORATIONS Highlights
Highlights of GAO-05-621, a report to the Honorable James A. Leach, House of Repre... |
| Date Feb. 14, 2005 |
Report No. GAO-05-131 |
Title
United States Government Accountability Office GAO
February 2005 Report to Agency Officials LOAN COMMITMENTS Issues Related to Pricing, Trading, and Accounting GAO-05-131 a February 2005 LOAN COMMITMENTS Highlights
Highlights of GAO-05-131, a report to agency officials Accountability Integrity Reliability Issues Related to Pricing, Trading, and Accounting Why GAO Did This Study
Federal banking reg... |
| Date Oct. 6, 2004 |
Report No. GAO-05-61 |
Title
United States Government Accountability Office GAO
October 2004 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure GAO-05-61 a October 2004 FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure Highlights of GAO-05-61, a report to the Chai... |
| Date Sept. 27, 2004 |
Report No. GAO-04-984 |
Title
United States Government Accountability Office GAO
September 2004 Report to the Committee on Energy and Commerce, House of Representatives FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters GAO-04-984 a September 2004 FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters Highlights of GAO... |
| Date Aug. 6, 2004 |
Report No. GAO-04-849 |
Title
United States Government Accountability Office GAO
August 2004 Report to Congressional Requesters CREDIT UNIONS Available Information Indicates No Compelling Need for Secondary Capital GAO-04-849 a August 2004 CREDIT UNIONS Available Information Indicates No Compelling Need for Secondary Capital Highlights of GAO-04-849, a report to congressional requesters Since the passage of the Credit Union Me... |
| Date June 3, 2004 |
Report No. GAO-04-833T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 a.m. EDT Thursday, June 3, 2004 Testimony Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs ANTI-MONEY LAUNDERING Issues Concerning Depository Institution Regulatory Oversight
Statement of Davi M. D'Agostino, Director Financial Markets and Community Investment GAO-04-833T June 3, 2004 ANTI-MO... |
| Date May 27, 2004 |
Report No. GAO-04-831R |
Title
|
| Date Oct. 27, 2003 |
Report No. GAO-04-91 |
Title
United States General Accounting Office GAO
October 2003 Report to the Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs, U.S. Senate CREDIT UNIONS Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight and Share Insurance Management GAO-04-91 a October 2003 CREDIT UNIONS Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight ... |
| Date Oct. 10, 2003 |
Report No. GAO-04-3 |
Title
United States General Accounting Office GAO
October 2003 Report to the Ranking Minority Member, Committee on Energy and Commerce, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-3 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-3, a report to the Ran... |
| Date Oct. 10, 2003 |
Report No. GAO-04-4 |
Title
United States General Accounting Office GAO October 2003 Report to the Chairman and Ranking Minority Member, Committee on Financial Services, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-4 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-4, a repor... |
| Date March 17, 2003 |
Report No. GAO-03-511 |
Title
United States General Accounting Office GAO
March 2003 Report to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Financial Services INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing GAO-03-511 March 2003 INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing Highlights of GAO-03-511, a report to... |
| Date Feb. 28, 2003 |
Report No. GAO-03-364 |
Title
United States General Accounting Office GAO
February 2003 Report to Congressional Requesters FINANCIAL REGULATION Review of Selected Operations of the Federal Housing Finance Board GAO-03-364 a February 2003 FINANCIAL REGULATION Review of Selected Operations of the Federal Housing Finance Board Highlights of GAO-03-364, a report to the Ranking Member, Senate Committee on Banking, Housing, and Urba... |
| Date Feb. 12, 2003 |
Report No. GAO-03-414 |
Title
United States General Accounting Office GAO
February 2003 Report to the Committee on Financial Services, House of Representatives POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants GAO-03-414 a February 2003 POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants Highlights of GAO-03-... |
| Date Feb. 12, 2003 |
Report No. GAO-03-251 |
Title
United States General Accounting Office GAO
February 2003 Report to Congressional Requesters POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants GAO-03-251 a February 2003 POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants Highlights of GAO-03-251, a report to Congressional Reques... |
| Date Feb. 7, 2002 |
Report No. GAO-02-419T |
Title
United States General Accounting Office GAO Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate For Release on Delivery Expected at 10:00 a.m., EDT, Thursday, February 7, 2002 BANK REGULATION Analysis of the Failure of Superior Bank, FSB, Hinsdale, Illinois
Statement of Thomas J. McCool, Managing Director Financial Markets and Community Investment GAO-02-419T Mr. Chairman and ... |
| Date Oct. 10, 2001 |
Report No. GAO-02-111 |
Title
United States General Accounting Office GAO
October 2001 Report to the Chairman, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate ANTI-MONEY LAUNDERING Efforts in the Securities Industry GAO-02-111 a Contents Letter
Results in Brief Background The Securities Industry Is Viewed as a Potential Target, but the Extent of Actual Money Laundering Is Unknown Broker... |
| Date Jan. 31, 2001 |
Report No. GAO-01-322R |
Title
United States General Accounting Office Washington, DC 20548 January 31, 2001 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services House of Representatives Subject: Comparison of Financial Institution Regulators’ Enforcement and Prompt Corrective Action Authorities Dear Mr. Chairman: This letter ... |
| Date Nov. 13, 2000 |
Report No. GAO-01-160 |
Title
United States General Accounting Office GAO
November 2000 Report to Congressional Requesters FEDERAL RESERVE SYSTEM Mandated Report on Potential Conflicts of Interest GAO-01-160 Contents Letter
Results in Brief Background The Federal Reserve Maintains Policies to Address Potential Conflicts of Interests The Board Has Removed Some Disparities between the Private Sector and Reserve Banks in Providin... |
| Date Nov. 8, 2000 |
Report No. GAO-01-129R |
Title
United States General Accounting Office Washington, DC 20548 November 8, 2000 The Honorable Alan Greenspan Chairman Board of Governors of the Federal Reserve System The Honorable John D. Hawke, Jr. Comptroller of the Currency Subject: Bank Regulators’ Evaluation of Electronic Signature Systems This letter presents the results of our review, conducted as part of our research and development work,... |
| Date Oct. 31, 2000 |
Report No. GAO-01-120 |
Title
United States General Accounting Office GAO
October 2000 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, United States Senate SUSPICIOUS BANKING ACTIVITIES Possible Money Laundering by U.S. Corporations Formed for Russian Entities GAO-01-120 United States General Accounting Office Washington, D.C. 20548 October 31, 2000 The Honora... |
| Date June 23, 2000 |
Report No. GGD-00-159 |
Title
United States General Accounting Office GAO
June 2000 Report to Congressional Committees BANKING TAXATION Implications of Proposed Revisions Governing SCorporations on Community Banks GAO/GGD-00-159 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284651 June 23, 2000 Congressional Committees: This report responds to a mandate in the Gramm-Leach-Bliley A... |
| Date Feb. 7, 2000 |
Report No. GGD/OGC-00-51R |
Title
United States General Accounting Office Washington, D.C. 20548 General Government Division B-284372 February 7, 2000 The Honorable James A. Leach Chairman, Committee on Banking, Finance and Urban Affairs House of Representatives Dear Mr. Chairman: Subject: Role of the Office of Thrift Supervision and Office of the Comptroller of the Currency in the Preemption of State Law This letter responds to y... |
| Date Jan. 24, 2000 |
Report No. GGD-00-48 |
Title
United States General Accounting Office GAO
January 2000 Report to Congressional Requesters RISK-FOCUSED BANK EXAMINATIONS Regulators of Large Banking Organizations Face Challenges GAO/GGD-00-48 United States General Accounting Office Washington, D.C. 20548 General Government Division B-282682 January 24, 2000 The Honorable Marge Roukema Chairwoman The Honorable Bruce F. Vento Ranking Minority Mem... |
| Date Nov. 9, 1999 |
Report No. T-OSI-00-3 |
Title
United States General Accounting Office GAO
Not to Be Released Before 10:00 a.m. EST Tuesday November 9, 1999 Testimony
Before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate PRIVATE BANKING Raul Salinas, Citibank, and Alleged Money Laundering
Statement for the Record of Robert H. Hast Acting Assistant Comptroller General for Investigations Office of Sp... |
| Date Nov. 3, 1999 |
Report No. GGD-00-16 |
Title
United States General Accounting Office GAO
November 1999 Report to the Honorable Maxine Waters and the Honorable Bernard Sanders House of Representatives LARGE BANK MERGERS Fair Lending Review Could be Enhanced With Better Coordination GAO/GGD-00-16 United States General Accounting Office Washington, D.C. 20548 General Government Division B-280045 November 3, 1999 The Honorable Maxine Waters Unit... |
