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GAO Reports by subject "Stocks (securities)"

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Date Report No. Title
Date Aug. 18, 1995 Report No. RCED-95-249FS Title

Small Business: SBA's Preferred Stock Repurchase Program

Z AO Fact Sheet for the Chair, Committee on Small Business, House of Representatives August 1995 SMALL BUSINESS SBA's Preferred Stock Repurchase Program GAO/RCED-95-249FS United States General Accounting Office Washington, D.C. 20548 Resources, Community, and Economic Development Division B-262173 August 18, 1995 The Honorable Jan Meyers Chair, Committee on Small Business House of Representatives ...
Date June 15, 1995 Report No. T-GGD-95-186 Title

Privatizing OPM Investigations: Implementation Issues

United States General Accounting Office GAO For Releaseon Delivery Expected at 9:CK.I EDT a.m. Thursday June 15? I995 Testimony Before the Subcommittee on Civil Service, Committee on Government Reform and Oversight House of Representatives PRIVATIZING OPM INVESTIGATIONS Implementation Issues Statement of Timothy P. Bowling, Associate Director Federal Human Resource Management Issues General Govern...
Date Feb. 3, 1993 Report No. GGD-93-59 Title

Penny Stocks: Regulatory Actions to Reduce Potential for Fraud and Abuse

GAO Fkport to Congressional Committees Regulatory Actions to Reduce Potential for Fraud and Abuse 148481 / j:;AO/(;C;I)-93-R9 GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-260730 February 3,1993 The Honorable Donald W. Riegle, Jr. Chairman, Committee on Banking, Housing, and Urban Affairs United States Senate The Honorable Christopher J. Dodd Chai...
Date Jan. 29, 1992 Report No. IMTEC-92-16 Title

Stock Markets: Information Vendors Need SEC Oversight to Control Automation Risks

L I 0 __- GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division B-246404 January 29,1992 The Honorable Richard C. Breeden Chairman, Securities and Exchange Commission Dear Mr. Breeden: This report is the result of our continuing work reviewing the automated operations that support our nation’s financial markets. We previously reported o...
Date Nov. 19, 1991 Report No. GGD-92-15 Title

Tax Administration: Standards Adhered to in Issuing Revenue Ruling 90-27

_--~-““-- - ,-_.-.._ .__ I*._. .I_ .-. ,....... ^_.. I .._....._ .““l_--l._.l .._. l.-.“l... _. .-_--_- ..__ -_- __..._._ --_- -.’ GAO Ikport, t,o t,lw Chairman, Subc&nmittoc (m I~rivi.btt,~ rernent Plans and Rcti (.hwsi gld (11’ I~nternal Revenue l,lw ,Swv.ic~!,Comnittee on Finance, I .7 Senate 2% TAX ADMINISTRATION Standards Adhered to in Issuing Revenue Ruling 90-27 .I ._ 1”1, _...
Date Sept. 26, 1991 Report No. GGD-91-135 Title

Securities and Futures Markets: Efforts to Detect Intermarket Frontrunning

!) ‘ 7 0 3 cn c 0 GAO United States General Accounting Office Washington, DC. 20648 General Government Division B-245321 - September 26, 1991 The Honorable Doug Barnard Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs Committee on Government Operations House of Representatives Dear Mr. Chairman: In response to your request and subsequent discussions with the Subcommittee, we re...
Date Dec. 10, 1990 Report No. HRD-91-28 Title

Employee Stock Ownership Plans: Participants' Benefits Generally Increased, but Many Plans Terminated

EMPLOYEE STOCK OWNERSHIP PLANS Participants Benefits Generally Increased, but Many Plans Terminated 142845 I I ii RELEASED to be released outside the RJBTRICTED --Not General Accounting OflIce unless specifically approved by the Office of Congressional Relations. GAO/IiKI)-91-28 GAO United States General Accounting Office Washington, D.C. 2064g Human Resources Division B-232982 December 10,lQQO Th...
Date Sept. 26, 1990 Report No. IMTEC-90-83 Title

Securities Industry: Additional Testing Needed to Ensure Efficient Post-Trade Processing of Stocks

SECURITIES INDUSTRY Additional Testing Needed to Ensure Efficient Post-Trade Processing of Stocks - ..--.---_-~~ -___ --.---- (;A( I,, I kI’1’15( ‘-!wcl I I ’ i ~ 4 I ,,. ,_ .,,, ..I ..l,l _..._ . l-l. .._ -.._-..... . - ._-..._.....---... -. - -.---. -__-..--..______...__ GAO General Accounting Office Washington, D.C. 20548 Information Management and Technology Division united states B-24...
Date July 17, 1990 Report No. GGD-90-108BR Title

Securities and Futures Markets: Assessment of SEC and CFTC Studies of October 1989 Market Volatilities

‘ 1 GAO _ __ .__.-_-.---.-.---- .Jlll\ I!)!)0 SECURITIES AND FUTURES MARKETS Assessment of SEC and CFTC Studies of October 1989 Market Volatilities _ _... .._ .._. I I _...,, _“ll.-l”... . . l-.*-.-. ---- ~--.- --- GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-240406.1 July 17, 1990 The Honorable Christopher J. Dodd Chairman, Subcommittee on...
Date June 5, 1989 Report No. HRD-89-91 Title

Employee Stock Ownership Plans: Allocation of Assets in Selected Plans

). .‘, ., ” GAO United States General Accounting Office Washington, D.C. 20648 Human Resources Division B-232982 June 5,1989 The Honorable William L. Clay Chairman, Subcommittee on Labor-Management Relations Committee on Education and Labor House of Representatives Dear Mr. Chairman: This report responds to your request regarding Employee Stock Ownership Plans (ESOPS) as employee benefit plans...
Date April 3, 1989 Report No. GGD-89-49 Title

Federal Personnel: Status of the Federal Employee Direct Corporate Ownership Opportunity Plan

Accwnnting _.“.“-. ___l--.“.-.“._ ..-__.. _.. -.-~-_-._I__..__ I_.._... ____...St.at.w Gchntaral -.._. - -I_ _.__... - lJt~it,tvl ___--- ~ _..__ I- Offiw -----~~- GAO April l!M!) ICqm-t to the Chairman, Subcornmit,tee on I+deral Services, Post Of’f’ice and Civil Scrvicx, Committee on Governmt3ntal Af’f’airs, 1.7 Senate 3. FEDERAL PERSONNEL Status of the Federal Employee Direct Corp...
Date Dec. 30, 1988 Report No. AFMD-89-27 Title

Patronage Refunds: Rural Telephone Bank's and Other Cooperatives' Methods to Refund Earnings

United States Geueral Accounting Office 'GAO Deem ber 1988 * Report to the Honorable Bill Grant House of Representatives 9 PATRONAGE REFUNDS Rural Telephone Bank’s and Other Cooperatives’ Methods to Refund Earnings GAO/AFMD-89-27 I GAO Unbd States General Accountiug Offlce Wmhiugton, D.C. 20548 Accouuting and Financial Mamgexnent Division B-169292 December 30, 1988 The Honorable Bill Grant Hou...
Date July 12, 1988 Report No. T-HRD-88-21 Title

Business, Industry, and Consumers: Effect of the 1987 Stock Market Decline on Selected Large Pension Plans

GAO Testimony For Release on Delivery Expected at 1:00 p.m. EDT Tuesday July 12, 1988 Effect Decline of the 1987 on Selected Stock Market Large Pension Plans Statement of Joseph F. Delfico Senior Associate Director Human Resources Division Before the Subcommittee on Oversight Committee on Ways and Means House of Representatives SUXMAHY pension plans are an important source of retirement promised t...
Date Oct. 29, 1987 Report No. PEMD-88-1 Title

Employee Stock Ownership Plans: Little Evidence of Effects on Corporate Performance

. United States Generd Accounth~ Office GAO OaDber 1987 Report to the Chairman, Committee on Finance, U.S. Senate EMPLOYEE STWK OWNERSHIPPLANS Little Evidence of Effects on Corporate Performance GAO/PElbfD-W-1 - -- Program Evaluation and Methodology Division B-220256 October 29. 1987 The Honorable Lloyd Bentsen Chairman, Committee on Finance United States Senate Dear Mr. Chairman: This report is o...
Date Dec. 29, 1986 Report No. PEMD-87-8 Title

Employee Stock Ownership Plans: Benefits and Costs of ESOP Tax Incentives for Broadening Stock Ownership

&it& States General Accounting Office GAO December 1986 Report to the Honorable Russell B. Long, U.S. Senate EMPLOYEE STOCK OWNERSHIP PLANS Benefits and Costs of ESOP Tax Incentives for Broadening Stock Ownership - , \ GAO/PEMD-87-8 v ’ ,\ GAO United States General Accounting Office Washington, D.C. 20548 Program Evaluation and Methodology Division B-220256 December 29, 1986 The Honorable Russel...
Date Feb. 7, 1986 Report No. PEMD-86-4BR Title

Employee Stock Ownership Plans: Interim Report on a Survey and Related Economic Trends

United Stafm General Accokting Omce * Briefing Report . . 1 to the Honorable Russell B. Long United States Senate February 1986 EMPLOYEE STOCK OmRSHIP PLANS Interim Report on a Survey and Related _ Economic Rends e / ;A@PEMD-86-4BB 0345Q /s?o52 UNITED STATES GENERAL D C. ACCOUNTING 20548 OFFICE WASHINGTON, PilOGRAM EVALUATION DIVISION AN0 ‘@ETHODOLOGY February 7, 1986 B-220256 The Honorable Unit...
Date Sept. 30, 1985 Report No. PEMD-85-11 Title

Business, Industry, and Consumers: Initial Results of a Survey on Employee Stock Ownership Plans and Information on Related Economic Trends

BY THE U.S.GENERAL ACCOUNTING ^ Report To The Honorable United States Senate OFFICE Russell B. Long Initial Results Of A Survey On Employee Stock Ownership Plans And Information On Related Economic Trends GAO is conducting a major study of the extent to which Employee Stock Ownership Plans (ESOPs) are achieving the goals of broadening the ownership of corporate stock, providing a mechanism for fin...
Date June 20, 1980 Report No. HRD-80-88 Title

Employer Stock Ownership Plans: Who Benefits Most in Closely Held Companies?

rt To The Committee On Finance United--. ,/-‘\ “y”~ States Senate -- / \ I-. I r--- UWED STATES L.-l’ -. Employer Stock Ownership Plans: Who Benefits Most In Closely Held Companies? This report highlights problems in Employee Stock Ownership Plans of closely held companies which favor the company and adversely affect participants. These problems relate to the valuation, marketability, and ...
Date Oct. 19, 1978 Report No. PAD-78-75 Title

Information Management: Are Pension Beneficiaries Harmed by Large Bank Trust Department Sales of Large Common Stock Positions? The Evidence

DOC:UBNT RBBSUB t7355 - [C29780653 Are Pension Beneficiaries Barmed by Large Bank Trust Department Sales of Large Common Stock Positions? The Evidence. PAD-78-75; B-192918. October 19, 1978. 3 pp. 3 appendices (37 pp.). Report to Sen. Lloyd entsen, Chairsan, Senate Committee on Finance: Private Pension Plans and Employee Fringe Benefits Subconmittee; by EBler B. Staats, Comptroller General. Contac...