Menu Search Account

LegiStorm

Get LegiStorm App Visit Product Demo Website
» Get LegiStorm App
» Get LegiStorm Pro Free Demo

GAO Reports by subject "Stocks (securities)"

Full-text search of 52,071 reports from the Government Accountability Office
From To
Reset

Search Results:

Date Report No. Title
Date Aug. 31, 2011 Report No. GAO-11-901SP Title

Defined Benefit Pension Plans: Plans Face Challenges When Investing in Hedge Funds and Private Equity

United States Government Accountability Office GAO For Release on Delivery Expected at 8:30 a.m. EDT Wednesday, August 31, 2011 Statement Before the U.S. Department of Labor’s Advisory Council on Employee Welfare and Pension Benefit Plans DEFINED BENEFIT PENSION PLANS Plans Face Challenges When Investing in Hedge Funds and Private Equity Statement of Barbara Bovbjerg, Managing Director Education...
Date Jan. 20, 2011 Report No. GAO-11-46 Title

Troubled Asset Relief Program: Third Quarter 2010 Update of Government Assistance Provided to AIG and Description of Recent Execution of Recapitalization Plan

United States Government Accountability Office GAO January 2011 Report to Congressional Addressees TROUBLED ASSET RELIEF PROGRAM Third Quarter 2010 Update of Government Assistance Provided to AIG and Description of Recent Execution of Recapitalization Plan GAO-11-46 January 2011 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-11-46, a report to congressional addressees Accountability In...
Date Aug. 3, 2010 Report No. GAO-10-719 Title

Financial Assistance: Ongoing Challenges and Guiding Principles Related to Government Assistance For Private Sector Companies

United States Government Accountability Office GAO August 2010 Report to Congressional Committees FINANCIAL ASSISTANCE Ongoing Challenges and Guiding Principles Related to Government Assistance For Private Sector Companies GAO-10-719 August 2010 FINANCIAL ASSISTANCE Highlights Highlights of GAO-10-719, a report to congressional committees Accountability Integrity Reliability Ongoing Challenges and...
Date July 20, 2010 Report No. GAO-10-915T Title

Defined Benefit Pension Plans: Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Tuesday, July 20, 2010 Testimony Before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, House of Representatives DEFINED BENEFIT PENSION PLANS Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity Statement of Barb...
Date March 31, 2009 Report No. GAO-09-522SP Title

Troubled Asset Relief Program: Capital Purchase Program Transactions for the Period October 28, 2008 through March 20, 2009 and Information on Financial Agency Agreements, Contracts, and Blanket Purchase Agreements Awarded as of March 13, 2009 (GAO-09-522SP, March 2009), an E-supplement to GAO-09-504

Date March 31, 2009 Report No. GAO-09-504 Title

Troubled Asset Relief Program: March 2009 Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO March 2009 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM March 2009 Status of Efforts to Address Transparency and Accountability Issues GAO-09-504 March 2009 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-09-504, a report to congressional committees Accountability Integrity Reliability March 2009 Status of Efforts to...
Date March 31, 2009 Report No. GAO-09-539T Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Tuesday, March 31, 2009 Testimony Before the Committee on Finance, U.S. Senate TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-539T Mr. Chairman, Ranking Member Gras...
Date March 18, 2009 Report No. GAO-09-490T Title

Federal Financial Assistance: Preliminary Observations on Assistance Provided to AIG

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Wednesday, March 18, 2009 Testimony Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, House Committee on Financial Services FEDERAL FINANCIAL ASSISTANCE Preliminary Observations on Assistance Provided to AIG Statement of Orice M. Williams, Director Financ...
Date March 16, 2009 Report No. GAO-09-203 Title

Information Security: Securities and Exchange Commission Needs to Consistently Implement Effective Controls

United States Government Accountability Office GAO March 2009 Report to the Chairman, Securities and Exchange Commission INFORMATION SECURITY Securities and Exchange Commission Needs to Consistently Implement Effective Controls This is a revised version of a prior report that was issued on March 16, 2009 with an incorrect attachment. GAO-09-203 March 2009 INFORMATION SECURITY Highlights Highlights...
Date Feb. 26, 2009 Report No. GAO-09-318R Title

Securities and Exchange Commission: Oversight of U.S. Equities Market Clearing Agencies

United States Government Accountability Office Washington, DC 20548 February 26, 2009 The Honorable Carl Levin Chairman Permanent Subcommittee on Investigations Committee on Homeland Security and Governmental Affairs United States Senate The Honorable Charles Grassley Ranking Member Committee on Finance United States Senate Subject: Securities and Exchange Commission: Oversight of U.S. Equities Ma...
Date Aug. 14, 2008 Report No. GAO-08-692 Title

Defined Benefit Pension Plans: Guidance Needed to Better Inform Plans of the Challenges and Risks of Investing in Hedge Funds and Private Equity

United States Government Accountability Office GAO August 2008 Report to Congressional Requesters DEFINED BENEFIT PENSION PLANS Guidance Needed to Better Inform Plans of the Challenges and Risks of Investing in Hedge Funds and Private Equity GAO-08-692 August 2008 DEFINED BENEFIT PENSION PLANS Highlights Highlights of GAO-08-692, a report to congressional requesters Accountability Integrity Reliab...
Date Feb. 29, 2008 Report No. GAO-08-280 Title

Information Security: Securities and Exchange Commission Needs to Continue to Improve Its Program

United States Government Accountability Office GAO February 2008 Report to the Chairman, Securities and Exchange Commission INFORMATION SECURITY Securities and Exchange Commission Needs to Continue to Improve Its Program GAO-08-280 February 2008 INFORMATION SECURITY Highlights Highlights of GAO-08-280, a report to the Chairman, Securities and Exchange Commission Accountability Integrity Reliabilit...
Date Feb. 8, 2008 Report No. GAO-08-257R Title

Defense Logistics: Army Has Not Fully Planned or Budgeted for the Reconstitution of Its Afloat Prepositioned Stocks

United States Government Accountability Office Washington, DC 20548 February 8, 2008 The Honorable Ike N. Skelton Chairman Committee on Armed Services House of Representatives The Honorable Solomon P. Ortiz Chairman Readiness Subcommittee Committee on Armed Services House of Representatives Subject: Defense Logistics: Army Has Not Fully Planned or Budgeted for the Reconstitution of Its Afloat Prep...
Date Nov. 15, 2007 Report No. GAO-08-33 Title

Securities and Exchange Commission: Opportunities Exist to Improve Oversight of Self-Regulatory Organizations

Date June 29, 2007 Report No. GAO-07-765 Title

Corporate Shareholder Meetings: Issues Relating to Firms That Advise Institutional Investors on Proxy Voting

United States Government Accountability Office GAO June 2007 Report to Congressional Requesters CORPORATE SHAREHOLDER MEETINGS Issues Relating to Firms That Advise Institutional Investors on Proxy Voting GAO-07-765 June 2007 CORPORATE SHAREHOLDER MEETINGS Highlights Highlights of GAO-07-765, a report to congressional requesters Accountability Integrity Reliability Issues Relating to Firms That Adv...
Date June 22, 2007 Report No. GAO-07-878R Title

Federal Home Loan Banks: Too Soon to Tell the Potential Impact of Excess Stock Rule on the Affordable Housing Program

United States Government Accountability Office Washington, DC 20548 June 22, 2007 The Honorable Christopher Bond Ranking Member Subcommittee on Transportation, Housing and Urban Development, and Related Agencies Committee on Appropriations United States Senate Subject: Federal Home Loan Banks: Too Soon to Tell the Potential Impact of Excess Stock Rule on the Affordable Housing Program Dear Senator...
Date June 21, 2007 Report No. GAO-07-611 Title

Federal Retirement Thrift Investment Board: Many Responsibilities and Investment Policies Set by Congress

United States Government Accountability Office GAO June 2007 Report to Congressional Requesters FEDERAL RETIREMENT THRIFT INVESTMENT BOARD Many Responsibilities and Investment Policies Set by Congress GAO-07-611 June 2007 Highlights Highlights of GAO-07-611, a report to congressional requesters Accountability Integrity Reliability FEDERAL RETIREMENT THRIFT INVESTMENT BOARD Many Responsibilities an...
Date March 29, 2007 Report No. GAO-07-399 Title

Financial Market Preparedness: Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain

United States Government Accountability Office GAO March 2007 Report to Congressional Requesters FINANCIAL MARKET PREPAREDNESS Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain GAO-07-399 March 2007 FINANCIAL MARKET PREPAREDNESS Highlights Highlights of GAO-07-399, a report to congressional requesters Accountability Integrity Reliability Significant Progress Has...
Date March 6, 2007 Report No. GAO-07-530T Title

Private Pensions: Increased Reliance on 401(k) Plans Calls for Better Information on Fees

United States Government Accountability Office GAO For Release on Delivery Expected at 11:00 a.m. EST Tuesday, March 6, 2007 Testimony before the Committee on Education and Labor House of Representatives PRIVATE PENSIONS Increased Reliance on 401(k) Plans Calls for Better Information on Fees Statement of Barbara D. Bovbjerg, Director Education, Workforce, and Income Security Issues GAO-07-530T Mar...
Date July 28, 2006 Report No. GAO-06-718 Title

Baby Boom Generation: Retirement of Baby Boomers Is Unlikely to Precipitate Dramatic Decline in Market Returns, but Broader Risks Threaten Retirement Security

United States Government Accountability Office GAO July 2006 Report to Congressional Committees BABY BOOM GENERATION Retirement of Baby Boomers Is Unlikely to Precipitate Dramatic Decline in Market Returns, but Broader Risks Threaten Retirement Security GAO-06-718 July 2006 BABY BOOM GENERATION Highlights Highlights of GAO-06-718, a report to congressional committees Accountability Integrity Relia...
Date May 31, 2005 Report No. GAO-05-535 Title

Securities Markets: Decimal Pricing has Contributed to Lower Trading Costs and a More Challenging Trading Environment

United States Government Accountability Office GAO May 2005 Report to Congressional Requesters SECURITIES MARKETS Decimal Pricing Has Contributed to Lower Trading Costs and a More Challenging Trading Environment GAO-05-535 a May 2005 SECURITIES MARKETS Highlights Highlights of GAO-05-535, a report to congressional requesters Accountability Integrity Reliability Decimal Pricing Has Contributed to L...
Date Sept. 27, 2004 Report No. GAO-04-984 Title

Financial Market Preparedness: Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters

United States Government Accountability Office GAO September 2004 Report to the Committee on Energy and Commerce, House of Representatives FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters GAO-04-984 a September 2004 FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters Highlights of GAO...
Date July 22, 2004 Report No. GAO-04-968T Title

Securities Markets: Preliminary Observations on the Use of Subpenny Pricing

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 22, 2004 Testimony Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs SECURITIES MARKETS Preliminary Observations on the Use of Subpenny Pricing Statement of Davi M. D’Agostino, Director Financial Markets and Community Investment GAO-04-968T July 22, 2004 SECU...
Date July 9, 2004 Report No. GAO-04-799 Title

Mutual Funds: SEC Should Modify Proposed Regulations to Address Some Pension Plan Concerns

United States General Accounting Office GAO July 2004 Report to the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives MUTUAL FUNDS SEC Should Modify Proposed Regulations to Address Some Pension Plan Concerns GAO-04-799 July 2004 MUTUAL FUNDS SEC Should Modify Proposed Regulations to Address Some Pension Plan Concerns Highlights of GAO-04-799, a report to the Subcommi...
Date July 8, 2004 Report No. GAO-04-962T Title

Financial Accounting Standards: Accounting for Stock Options and Other Share-Based Payments

United States General Accounting Office GAO For Release on Delivery Expected at 1:30 p.m. EDT Thursday July 8, 2004 Testimony Before the Subcommittee on Commerce, Trade, and Consumer Protection, House Committee on Energy and Commerce FINANCIAL ACCOUNTING STANDARDS Accounting for Stock Options and Other Share-Based Payments Statement of David M. Walker Comptroller General of the United States GAO-0...
Date June 28, 2004 Report No. GAO-04-840R Title

Financial Management: Independent Standard-Setting Process for Establishing Accounting Standards for Private-Sector Entities

Comptroller General of the United States United States General Accounting Office Washington, DC 20548 June 28, 2004 The Honorable Richard C. Shelby Chairman The Honorable Paul S. Sarbanes Ranking Minority Member Committee on Banking, Housing, and Urban Affairs United States Senate Subject: Independent Standard-Setting Process for Establishing Accounting Standards for Private-Sector Entities This l...
Date April 8, 2004 Report No. GAO-04-75 Title

Securities Markets: Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight

United States General Accounting Office GAO April 2004 Report to Congressional Requesters SECURITIES MARKETS Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight GAO-04-75 a April 2004 SECURITIES MARKETS Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight Highlights of GAO-04-75, a report to congressional requesters The equit...
Date March 10, 2004 Report No. GAO-04-533T Title

Mutual Funds: Assessment of Regulatory Reforms to Improve the Management and Sale of Mutual Funds

United States General Accounting Office GAO For Release on Delivery Expected at 10:00 a.m. EST Wednesday, March 10, 2004 Testimony Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate MUTUAL FUNDS Assessment of Regulatory Reforms to Improve the Management and Sale of Mutual Funds Statement of David M. Walker Comptroller General of the United States GAO-04-533T March 10, 2004 MUT...
Date Oct. 30, 2003 Report No. GAO-04-34R Title

International Affairs: Issues Relating to Foreign Investment and Control of U.S. Airlines

United States General Accounting Office Washington, DC 20548 October 30, 2003 The Honorable Trent Lott Chairman The Honorable John D. Rockefeller Ranking Minority Member Subcommittee on Aviation Committee on Commerce, Science, and Transportation United States Senate Subject: Issues Relating to Foreign Investment and Control of U.S. Airlines In May 2003, the Bush Administration proposed amending th...
Date Feb. 12, 2003 Report No. GAO-03-251 Title

Potential Terrorist Attacks: Additional Actions Needed to Better Prepare Critical Financial Market Participants

United States General Accounting Office GAO February 2003 Report to Congressional Requesters POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants GAO-03-251 a February 2003 POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants Highlights of GAO-03-251, a report to Congressional Reques...
Date Feb. 12, 2003 Report No. GAO-03-414 Title

Potential Terrorist Attacks: Additional Actions Needed to Better Prepare Critical Financial Market Participants

United States General Accounting Office GAO February 2003 Report to the Committee on Financial Services, House of Representatives POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants GAO-03-414 a February 2003 POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants Highlights of GAO-03-...
Date Feb. 12, 2003 Report No. GAO-03-468T Title

Potential Terrorist Attacks: More Actions Needed to Better Prepare Critical Financial Markets

United States General Accounting Office GAO Testimony Before the House Committee on Financial Services, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises For Release on Delivery Expected at 3:00 p.m., EDT on Wednesday, February 12, 2003 POTENTIAL TERRORIST ATTACKS More Actions Needed to Better Prepare Critical Financial Markets Statement of Davi M. D’Agostino Direc...
Date Nov. 27, 2001 Report No. GAO-02-18 Title

Securities Regulation: Improvements Needed in the Amex Listing Program

United States General Accounting Office GAO November 2001 Report to the Ranking Minority Member, Energy and Commerce Committee, House of Representatives SECURITIES REGULATION Improvements Needed in the Amex Listing Program GAO-02-18 Contents Letter Results in Brief Background Listing Requirements Have Generally Addressed the Same Factors, but Amex Has Not Required That All Quantitative Requirement...
Date April 6, 2000 Report No. GGD-00-89 Title

CFTC and SEC: Issues Related to the Shad-Johnson Jurisdictional Accord

United States General Accounting Office GAO April 2000 Report to Congressional Requesters CFTC AND SEC Issues Related to the Shad-Johnson Jurisdictional Accord GAO/GGD-00-89 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284260 April 6, 2000 The Honorable Richard G. Lugar Chairman, Committee on Agriculture, Nutrition and Forestry United States Senate T...
Date June 28, 1999 Report No. GGD-99-115 Title

Social Security: Capital Markets and Educational Issues Associated With Individual Accounts

United States General Accounting Office GAO June 1999 Report to the Chairman,Committee on Ways and Means House of Representatives SOCIAL SECURITY Capital Markets and Educational Issues Associated With Individual Accounts GAO/GGD-99-115 United States General Accounting Office Washington, D.C. 20548 General Government Division B-281161 June 28, 1999 The Honorable Bill Archer Chairman, Committee on W...
Date April 26, 1999 Report No. GGD-99-53 Title

Securities Regulation: Actions Taken to Improve Nasdaq Listing Procedures

United States General Accounting Office GAO April 1999 Report to the Ranking Minority Member Committee on Commerce House of Representatives SECURITIES REGULATION Actions Taken to Improve Nasdaq Listing Procedures GAO/GGD-99-53 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281373 April 26, 1999 The Honorable John D. Dingell Ranking Minority Member ...
Date Feb. 23, 1999 Report No. T-AIMD/HEHS-99-95 Title

Social Security and Surpluses: GAO's Perspective on the President's Proposals

United States General Accounting Office GAO For Release on Delivery Expected at 9:30 a.m. Tuesday, February 23, 1999 Testimony Before the Committee on the Budget, U.S. Senate SOCIAL SECURITY AND SURPLUSES GAO’s Perspective on the President’s Proposals Statement of David M. Walker Comptroller General of the United States GAO/T-AIMD/HEHS-99-95 Mr. Chairman and Members of the Committee: It is a p...
Date Feb. 23, 1999 Report No. T-AIMD/HEHS-99-96 Title

Social Security and Surpluses: GAO's Perspective on the President's Proposals

GAO For Release on Delivery Expected at 3 p.m. Tuesday, February 23, 1999 United States General Accounting Office Testimony Before the Committee on Ways and Means, House of Representatives SOCIAL SECURITY AND SURPLUSES GAO’s Perspective on the President’s Proposals Statement of David M. Walker Comptroller General of the United States GAO/T-AIMD/HEHS-99-96 Mr. Chairman and Members of the Committe...
Date Feb. 9, 1999 Report No. T-AIMD/HEHS-99-76 Title

Social Security: What the President's Proposal Does and Does Not Do

United States General Accounting Office GAO For Release on Delivery Expected at 10 a.m. Tuesday, February 9, 1999 Testimony Before the Committee on Finance, U.S. Senate SOCIAL SECURITY What the President’s Proposal Does and Does Not Do Statement of David M. Walker Comptroller General of the United States GAO/T-AIMD/HEHS-99-76 PAGE 3 GAO/XXXX-98-??? NAME OF DOCUMENT Mr. Chairman and Members of th...
Date Sept. 30, 1998 Report No. GGD-98-204 Title

SEC Enforcement: Responses to GAO and SEC Recommendations Related to Microcap Stock Fraud

United States General Accounting Office GAO September 1998 Report to Congressional Committees SEC ENFORCEMENT Responses to GAO and SEC Recommendations Related to Microcap Stock Fraud GAO/GGD-98-204 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-279399 September 30, 1998 The Honorable Susan M. Collins Chairman The Honorable John Glenn Ranking Minori...
Date April 22, 1998 Report No. AIMD/HEHS-98-74 Title

Social Security Financing: Implications of Government Stock Investing for the Trust Fund, the Federal Budget, and the Economy

United States General Accounting Office GAO April 1998 Report to the Special Committee on Aging, U.S. Senate SOCIAL SECURITY FINANCING Implications of Government Stock Investing for the Trust Fund, the Federal Budget, and the Economy GAO/AIMD/HEHS-98-74 GAO United States General Accounting Office Washington, D.C. 20548 Accounting and Information Management Division B-274811 April 22, 1998 The Hono...
Date April 22, 1998 Report No. T-AIMD/HEHS-98-152 Title

Social Security Financing: Implications of Stock Investing for the Trust Fund, the Federal Budget, and the Economy

United States General Accounting Office GAO For Release on Delivery Expected at 1 p.m. Wednesday, April 22, 1998 Testimony Before the Special Committee on Aging, U.S. Senate SOCIAL SECURITY FINANCING Implications of Stock Investing for the Trust Fund, the Federal Budget, and the Economy Statement of Barbara D. Bovbjerg Associate Director, Income Security Issues Health, Education, and Human Service...
Date Feb. 6, 1998 Report No. GGD-98-45 Title

Securities Regulation: Oversight of SRO's Listing Procedures Could Be Improved

United States General Accounting Office GAO February 1998 Report to the Ranking Minority Member, Committee on Commerce, House of Representatives SECURITIES REGULATION Oversight of SRO’s Listing Procedures Could Be Improved GAO/GGD-98-45 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-277217 February 6, 1998 The Honorable John D. Dingell Ranking Mi...
Date June 20, 1997 Report No. GGD-97-73 Title

Payments, Clearance, and Settlement: A Guide to the Systems, Risks, and Issues

Date May 28, 1997 Report No. GGD-97-67 Title

Mutual Funds: SEC Adjusted Its Oversight in Response to Rapid Industry Growth

United States General Accounting Office GAO May 1997 Report to Congressional Committees MUTUAL FUNDS SEC Adjusted Its Oversight in Response to Rapid Industry Growth GAO/GGD-97-67 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-271654 May 28, 1997 The Honorable Alfonse M. D’Amato Chairman The Honorable Paul S. Sarbanes Ranking Minority Member Commi...
Date Feb. 21, 1997 Report No. RCED-97-55 Title

Small Business: Update of Information on SBA's Small Business Investment Company Programs

United States General Accounting Office GAO February 1997 Report to the Chairman, Committee on Small Business, U.S. Senate Small Business Update of Information on SBA’s Small Business Investment Company Programs GAO/RCED-97-55 GAO United States General Accounting Office Washington, D.C. 20548 Resources, Community, and Economic Development Division B-275983 February 21, 1997 The Honorable Christo...
Date Aug. 19, 1996 Report No. GGD-96-171 Title

NASD Telephone Hotline: Enhancements Could Help Investors Be Better Informed About Brokers' Disciplinary Records

United States General Accounting Office GAO August 1996 Report to Congressional Requester NASD TELEPHONE HOTLINE Enhancements Could Help Investors Be Better Informed About Brokers’ Disciplinary Records G A O years 1921 - 1996 GAO/GGD-96-171 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259990 August 19, 1996 The Honorable Edward J. Markey Rankin...
Date Aug. 2, 1996 Report No. HEHS-96-176 Title

401(k) Pension Plans: Many Take Advantage of Opportunity to Ensure Adequate Retirement Income

United States General Accounting Office GAO August 1996 Report to the Chairman, Subcommittee on Social Security, Committee on Ways and Means, House of Representatives 401(k) PENSION PLANS Many Take Advantage of Opportunity to Ensure Adequate Retirement Income G A O years 1921 - 1996 GAO/HEHS-96-176 GAO United States General Accounting Office Washington, D.C. 20548 Health, Education, and Human Serv...
Date June 6, 1996 Report No. GGD-96-5 Title

Initial Public Offerings: Guidance Needed on Disclosure of Underwriters' Disciplinary Histories

United States General Accounting Office GAO June 1996 Report to the Chairman, Securities and Exchange Commission INITIAL PUBLIC OFFERINGS Guidance Needed on Disclosure of Underwriters’ Disciplinary Histories G A O years 1921 - 1996 GAO/GGD-96-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259973 June 6, 1996 The Honorable Arthur Levitt Chairman...
Date Oct. 19, 1995 Report No. HEHS-96-1 Title

Federal Pensions: Thrift Savings Plan Has Key Role in Retirement Benefits

United States General Accounting Office GAO October 1995 Report to Congressional Requesters FEDERAL PENSIONS Thrift Savings Plan Has Key Role in Retirement Benefits GAO/HEHS-96-1 GAO United States General Accounting Office Washington, D.C. 20548 Health, Education, and Human Services Division B-260594 October 19, 1995 The Honorable Constance A. Morella House of Representatives The Honorable Eleanor...