| Date |
Report No. |
Title |
| Date Aug. 3, 2011 |
Report No. GAO-11-855R |
Title
United States Government Accountability Office Washington, DC 20548 August 3, 2011 Congressional Committees Subject: Firms Reported in Open Sources as Having Commercial Activity in Iran’s Oil, Gas, and Petrochemical Sectors Iran’s economy and government are reliant on revenues from its oil and gas industry. According to the 2011 Central Intelligence Agency World Factbook, oil accounts for appr... |
| Date July 26, 2011 |
Report No. GAO-11-697 |
Title
United States Government Accountability Office GAO
July 2011 Report to Congressional Committees MUTUAL FUND ADVERTISING Improving How Regulators Communicate New Rule Interpretations to Industry Would Further Protect Investors GAO-11-697 July 2011 MUTUAL FUND ADVERTISING
Accountability • Integrity • Reliability Highlights of GAO-11-697, a report to congressional committees Improving How Regulat... |
| Date July 15, 2011 |
Report No. GAO-11-571 |
Title
United States Government Accountability Office GAO
July 2011 Report to Congressional Requesters NURSING HOMES Private Investment Homes Sometimes Differed from Others in Deficiencies, Staffing, and Financial Performance GAO-11-571 July 2011 NURSING HOMES
Private Investment Homes Sometimes Differed from Others in Deficiencies, Staffing, and Financial Performance Highlights of GAO-11-571, a report to... |
| Date July 13, 2011 |
Report No. GAO-11-529 |
Title
United States Government Accountability Office GAO
July 2011 Report to Congressional Committees PROPRIETARY TRADING Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented GAO-11-529 July 2011 PROPRIETARY TRADING
Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented Highl... |
| Date July 11, 2011 |
Report No. GAO-11-623 |
Title
United States Government Accountability Office GAO
July 2011 Report to Congressional Committees PRIVATE FUND ADVISERS Although a SelfRegulatory Organization Could Supplement SEC Oversight, It Would Present Challenges and Trade-offs GAO-11-623 July 2011 PRIVATE FUND ADVISERS
Accountability • Integrity • Reliability Highlights of GAO-11-623, a report to congressional committees Although a Self-R... |
| Date July 7, 2011 |
Report No. GAO-11-613 |
Title
United States Government Accountability Office GAO
July 2011 Report to Congressional Committees PERSON-TO-PERSON LENDING New Regulatory Challenges Could Emerge as the Industry Grows GAO-11-613 July 2011 PERSON-TO-PERSON LENDING
Accountability • Integrity • Reliability New Regulatory Challenges Could Emerge as the Industry Grows
Highlights of GAO-11-613, a report to congressional committees Why... |
| Date May 10, 2011 |
Report No. GAO-11-471 |
Title
United States Government Accountability Office GAO
May 2011 Report to Congressional Committees TARP Treasury’s Exit from GM and Chrysler Highlights Competing Goals, and Results of Support to Auto Communities Are Unclear GAO-11-471 May 2011 TARP
Accountability • Integrity • Reliability Treasury’s Exit from GM and Chrysler Highlights Its Competing Goals, and Results of Support to Auto Commun... |
| Date Nov. 30, 2010 |
Report No. GAO-11-245T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 2:00 p.m. EST Tuesday, November 30, 2010 Testimony Before the Subcommittee on International Monetary Policy and Trade, Committee on Financial Services, House of Representatives SUDAN DIVESTMENT U.S. Investors Sold Assets but Could Benefit from Additional Information about Companies’ Ties to Sudan
Statement of ... |
| Date June 22, 2010 |
Report No. GAO-10-742 |
Title
United States Government Accountability Office GAO
June 2010 Report to Congressional Requesters SUDAN DIVESTMENT U.S. Investors Sold Assets but Could Benefit from Increased Disclosure Regarding Companies’ Ties to Sudan GAO-10-742 June 2010 SUDAN DIVESTMENT Highlights
Highlights of GAO-10-742, a report to congressional requesters Accountability Integrity Reliability U.S. Investors Sold Assets but... |
| Date Sept. 4, 2009 |
Report No. GAO-09-641 |
Title
United States Government Accountability Office GAO
September 2009 Report to the Chairman, Committee on Ways and Means, House of Representatives RETIREMENT SAVINGS Better Information and Sponsor Guidance Could Improve Oversight and Reduce Fees for Participants GAO-09-641 September 2009 RETIREMENT SAVINGS Highlights
Highlights of GAO-09-641, a report to the Chairman, Committee on Ways and Means, Hou... |
| Date Sept. 9, 2008 |
Report No. GAO-08-946 |
Title
United States Government Accountability Office GAO
September 2008 Report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate SOVEREIGN WEALTH FUNDS Publicly Available Data on Sizes and Investments for Some Funds Are Limited GAO-08-946 September 2008 SOVEREIGN WEALTH FUNDS Highlights
Highlights of GAO-08-946, a report to the Committee on Banking, Housing, and Urban Affairs, U.S. Se... |
| Date Sept. 9, 2008 |
Report No. GAO-08-885 |
Title
United States Government Accountability Office GAO
September 2008 Report to Congressional Requesters PRIVATE EQUITY Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention GAO-08-885 September 2008 PRIVATE EQUITY Highlights
Highlights of GAO-08-885, a report to congressional requesters Accountability Integrity Reliability Recent Growth in Leveraged Buyouts Exposed Risks T... |
| Date Aug. 14, 2008 |
Report No. GAO-08-692 |
Title
United States Government Accountability Office GAO
August 2008 Report to Congressional Requesters DEFINED BENEFIT PENSION PLANS Guidance Needed to Better Inform Plans of the Challenges and Risks of Investing in Hedge Funds and Private Equity GAO-08-692 August 2008 DEFINED BENEFIT PENSION PLANS Highlights
Highlights of GAO-08-692, a report to congressional requesters Accountability Integrity Reliab... |
| Date July 24, 2008 |
Report No. GAO-08-779T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 24, 2008 Testimony Before the Committee on Finance, U.S. Senate CAYMAN ISLANDS Business Advantages and Tax Minimization Attract U.S. Persons and Enforcement Challenges Exist
Statement of Michael Brostek, Director Strategic Issues GAO-08-779T July 24, 2008 CAYMAN ISLANDS Highlights
H... |
| Date July 24, 2008 |
Report No. GAO-08-778 |
Title
United States Government Accountability Office GAO
July 2008 Report to the Chairman and Ranking Member, Committee on Finance, U.S. Senate CAYMAN ISLANDS Business and Tax Advantages Attract U.S. Persons and Enforcement Challenges Exist GAO-08-778 July 2008 CAYMAN ISLANDS Highlights
Highlights of GAO-08-778, a report to the Chairman and Ranking Member, Committee on Finance, U.S. Senate Accountabilit... |
| Date July 24, 2008 |
Report No. GAO-08-1028SP |
Title
Cayman Islands: Review of Cayman Islands and U.S. Laws Applicable to U.S. Persons’ Financial Activity in the Cayman Islands, (GAO-08-1028SP), an E-supplement to GAO-08-778, July 2008)
Read the Full Report: Cayman Islands: Business and Tax Advantages Attract U.S. Persons but Enforcement Challenges Exist (GAO-08-778) Background Information The Cayman Islands is a major center for financial activit... |
| Date June 29, 2007 |
Report No. GAO-07-765 |
Title
United States Government Accountability Office GAO
June 2007 Report to Congressional Requesters CORPORATE SHAREHOLDER MEETINGS Issues Relating to Firms That Advise Institutional Investors on Proxy Voting GAO-07-765 June 2007 CORPORATE SHAREHOLDER MEETINGS Highlights
Highlights of GAO-07-765, a report to congressional requesters Accountability Integrity Reliability Issues Relating to Firms That Adv... |
| Date June 7, 2005 |
Report No. GAO-05-692T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 4:00 p.m. EDT Tuesday, June 7, 2005 Testimony Before the Subcommittee on Commercial and Administrative Law, Committee on the Judiciary, House of Representatives SEC MUTUAL FUND OVERSIGHT Positive Actions Are Being Taken, but Regulatory Challenges Remain
Statement of Richard J. Hillman, Director Financial Markets... |
| Date May 31, 2005 |
Report No. GAO-05-535 |
Title
United States Government Accountability Office GAO
May 2005 Report to Congressional Requesters SECURITIES MARKETS Decimal Pricing Has Contributed to Lower Trading Costs and a More Challenging Trading Environment GAO-05-535 a May 2005 SECURITIES MARKETS Highlights
Highlights of GAO-05-535, a report to congressional requesters Accountability Integrity Reliability Decimal Pricing Has Contributed to L... |
| Date May 16, 2005 |
Report No. GAO-05-385 |
Title
United States Government Accountability Office GAO
May 2005 Report to Congressional Requesters MUTUAL FUND TRADING ABUSES SEC Consistently Applied Procedures in Setting Penalties, but Could Strengthen Certain Internal Controls GAO-05-385 May 2005 MUTUAL FUND TRADING ABUSES Highlights
Highlights of GAO-05-385, a report to congressional requesters Accountability Integrity Reliability SEC Consistentl... |
| Date Aug. 4, 2004 |
Report No. GAO-04-1019R |
Title
United States Government Accountability Office Washington, DC 20548 August 4, 2004 The Honorable Jon S. Corzine United States Senate Subject: Environmental Disclosure: Briefing on GAO’s Findings and Recommendations Dear Senator Corzine: The Securities and Exchange Commission’s (SEC) primary mission is to protect investors and the integrity of securities markets. Among other things, SEC regulat... |
| Date July 14, 2004 |
Report No. GAO-04-808 |
Title
United States Government Accountability Office GAO
July 2004 Report to Congressional Requesters ENVIRONMENTAL DISCLOSURE SEC Should Explore Ways to Improve Tracking and Transparency of Information GAO-04-808 a July 2004 ENVIRONMENTAL DISCLOSURE SEC Should Explore Ways to Improve Tracking and Transparency of Information Highlights of GAO-04-808, a report to congressional requesters To help investor... |
| Date March 24, 2004 |
Report No. GAO-04-508 |
Title
United States General Accounting Office GAO
March 2004 Report to Congressional Committees WORLD TRADE ORGANIZATION U.S. Companies’ Views on China’s Implementation of Its Commitments GAO-04-508 a March 2004 WORLD TRADE ORGANIZATION U.S. Companies’ Views on China’s Implementation of Its Commitments Highlights of GAO-04-508, a report to the Chairman and Ranking Minority Member, Senate Committ... |
| Date March 17, 2003 |
Report No. GAO-03-511 |
Title
United States General Accounting Office GAO
March 2003 Report to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Financial Services INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing GAO-03-511 March 2003 INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing Highlights of GAO-03-511, a report to... |
| Date Aug. 7, 1995 |
Report No. T-OSI-95-19 |
Title
United States General Accounting Office Testimony
Before the Committee on Banking and Financial Services, House of Representatives For releaseon Delivery Expected at 9~30a.m., EDT Monday August 7,1995 SMALL BUSINESS ADMINISTRATION InadequateOversight of Capital ManagementServices, Inc. - an SSBIC
Statementof Richard C. Stiener, Director Office of Special Investigations GAO/T-0%95-1 9 i Mr. Chairma... |
| Date Oct. 28, 1993 |
Report No. RCED-94-2 |
Title
United States General Accounting Offwe GAO
October 1993 Report to Congressional Requesters ‘ ENVIRONMENTAL , INFRASTRUCTURE Effects of Limits on ,CertainTax-Exempt .Bonds GAO United States General Accounting Office Washington, D.C. 20548 Resources, Community, and Economic Development Division B-249942 October 23,1993 The Honorable Christopher Shays The Honorable Nita M. Lowey House of Representa... |
| Date July 2, 1993 |
Report No. GGD-93-53R |
Title
- GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-253843 July 2, 1993 Donald W. Riegle Kent Conrad Thomas A. Daschle Carl M. Levin Howard M. Metzenbaum Ernest F. Hollfngs Harris Wofford Senate ill IllI llllllll
149512 The Honorable The Honorable The Honorable The Honorable The Honorable The Honorable The Honorable United States This letter responds ... |
| Date May 11, 1992 |
Report No. GGD-92-74 |
Title
GAO
.._ _ _._ .___ -.- .- -....- - .-.--.---_---- May 1992 SECURITIES ARBITRATION How Investors Fare 146692 .._..._,._,_ “... “_-.._. .. ._ ..-_._.__. _____,,_,__ ._ . ._ __ ___ ___._.- ---__. _ __ .------ ----.-.-------------- ---- GAO/GGI)-92-74 I ._ ” ^. ._._-_.-.~__.......- .-..-~--___--_ -- --____ ] ui ;c :i .-. _...... .._. - . . ^ _. _ _ ..,_ l_“_ “_ - .-..... __ ___..,...... ..-.... |
| Date July 23, 1991 |
Report No. RCED-91-142BR |
Title
.Julv. I!)!)1 SMALL BUSINESS Evaluation of Investment Companies’Financing Activities GAO United States General Accounting Office Washington, D.C. 20648 Resources, Community, and Economic Development Division B-244222 July 23, 1991 The Honorable Marty Russo House of Representatives Dear Mr. Russo: You requested that we review the financing activities of investment companies participating in the S... |
| Date Aug. 14, 1990 |
Report No. RCED-90-203 |
Title
____--..-..-..,. --. ._---__- - ..-_ _.-...-.. l:rritwl States ...---.---- (kr~t~wl AwonrltitIg Offiw _. GAO 1Ct:port t,o tlw Chairman, Subcommittee -on III.2 >/Mod Rclral~ Investigation, Committoc on Banking, Housing and 1~rlwr Af’ airs, IJ.S. Swatc i’ RENTAL HOUSING
Observations on the Low-Income Housing Tax Credit Program Uuited Statei. General Accounting Office Washington, D.C. 20548 Resou... |
| Date May 23, 1990 |
Report No. T-NSIAD-90-45 |
Title
I L United States General Accounting Office /PwF~ -‘ GAO - Testimony 141440 For Release OI 1 Del ivery Expected at Cl:33 a.m . EDT Wed,lesday M ay 23, 1990 European Community; U.S. Financial Services’ Competitiveness under the Single.Market Program S ta ternent of Allan I. Mendelowitz, Director Trade, Energy, and Finance Issues National Security ELInternational Affairs Division Before the Subc... |
| Date April 27, 1990 |
Report No. T-RCED-90-73 |
Title
, United States General Accounting Office G.0 , -, Testimony For Release on Delivery Ekpectedat 9:30 a.m. EDT Friday April 27, 1990 Ixrw-Incane Housing Tax Credit Utilization and Syndication Statement of John M. Ols, Jr., Director Housing and Conmun Developkent Issues ity Resources, Cd ty and Econanic Development Division Before the Suharmittee on HUD/Moderate Rehabilitation Investigations Cam-Lit... |
| Date March 3, 1989 |
Report No. NSIAD-89-123 |
Title
. United States General Accounting Office GAO
March 1989 Report to the Chairman, Subcommittee on * Commerce, Consumer Protection, and Competitiveness, Committee on Energy and Commerce, House of Representatives STRATEGIC MINERALS
Implications of Proposed Takeover of a Major British Mining
amPmY . . . . GAO/NSIAD-89-123 GAO United States General Accounting Office Washington, D.C. 20548 National Secu... |
| Date Sept. 26, 1988 |
Report No. GGD-88-88FS |
Title
United States General Accounting Office z GAO
September 1988 Fact Sheet for the Chairman, ’ Subcommittee on Health, and the Chairman, Subcommittq on Select Revenue Measures, Committee on Ways and Means, House of Representatives TAX POLICY Information on the Stock and Mutual Segments of the Life Insurance Industry GAO Lrnited States General Accounting Office Washington, D.C. 20348 General Governm... |
| Date May 1, 1988 |
Report No. GGD-88-75 |
Title
PREFACE Office held a On March 1, 1988, the U.S. General Accounting joint public hearing in conjunction with the Security and the Federal Home Loan Bank Board, the Exchange Commission, the Federal Reserve System, the Comptroller of the Currency, Federal Savings and Loan Insurance Corporation, the Federal Deposit Insurance Corporation, the Department of the Treasury, The hearing fulfilled part of ... |
| Date Feb. 29, 1988 |
Report No. GGD-88-55FS |
Title
f. United States General Accountingoilllce GA!!!!
February 1988 Fact Sheet for Congressional Committees - FTNANCIAL MARKElTS Issuers,Purchasers, and Fkrposes of High Yield, Non-Investment Grade Bonds 04\3\a
GAO/GGD-fXtS5FS GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-230424 February 29, 1988 The Honorable William Proxmire Chairman, Committee on B... |
| Date Feb. 17, 1987 |
Report No. RCED-87-88 |
Title
. / , x United States General Accounting Office 1 GAO
February 1987 Report to the Chairman, Subcommitteeon #., Ovewlght and Investigations, Committee on Energy and Commerce,Houseof Representatives CONRAIL SALE DOT’s Selection of Investment Banks to Underwrite the Sale of Conrail 53GAO/RCED-87-88 #LEASED GAO United States General Accounting Office Washington, D.C. 20648 --____ Resources, Communit... |
| Date May 12, 1986 |
Report No. GGD-86-63 |
Title
United Statea General Accounting oiyice 343w - Report to Members of Congress . May 1986 FUNCTIONAL REGULATION: An Analysis of Two Types of Pooled Investment Fbnds GAO United States General Accounting
Washington, General Offlce D.C. 20548 Division Government B-212014 May l&l986
The Honorable Jake Garn Chairman, Committee on Banking, and Urban Affairs United States Senate Housing The Honorable Ferna... |
| Date Dec. 12, 1985 |
Report No. GGD-86-31FS |
Title
United GAO
December 1985 Cm Fact Sheet to the Chairman Subcommittee on Health House Committee on Ways and Means States General Accounting Office TAX FQ!LICY Information on the Stock and Mutual Segmentsof the Lif!z Insmnce Industry 3 UNITED Sims GENERAL ACCOUNTING Omcr WASHINGTON, D.C. WQU December 12, 1985 B-220675 The Honorable Fortney "Pete" Stark Subcommittee on Health Chairman, Committee on Wa... |
| Date July 13, 1983 |
Report No. GGD-83-30 |
Title
General Accounting Office
Survey Of Investor Protection And The Regulation Of Financial Intermediaries
Traditionally, varioustypes of financial institutions offered specific types of products and services. Market forces, however, have recently undermined these traditional barriers. As a result, financial institutions and the services and products they provide are undergoing rapid change; more alte... |
| Date Aug. 12, 1982 |
Report No. AFMD-82-35 |
Title
Report To Senator Lloyd Bentsen Joint Economic Committee Government-Industry Enhance The Ventuie Cooperation Can Capital Process 1 j Venture capitalists seek out new technology, entrepreneurial talent, and management resources and combine them for new business opportunities that have significant market growth potential. Compared to the amount of capital invested to create fast-growing, high-techno... |
| Date March 22, 1982 |
Report No. AFMD-82-49 |
Title
BY THECOMPTROLLERGENERAL mmrt To The Corigress OF THEUNITEDSTATES Review Of The United States Synthetic Fuels Corporation’ Financial Statements s For The Fiscal Year Ended September 30,198l llllll~ll Ill II
1 t-7873
AFMD-82-49 MARCH 22,1982 . Request for copies of GAO reports should be sent to: US. General Accounting Office Document Handling and Information Services Facility P.O. Box 6015 Gaithe... |
| Date Oct. 30, 1981 |
Report No. 116832 |
Title
UNITED STATES GENERAL ACCOUNTING OFFICE WASHINGTON, D.C.
---. 1 I6+xQ i FOR RELEASE ON DELIVERY EXPECTED AT 11~00 A.M. (EST) FRIDAY, OCTOBER 30, 1981 STATEMENT OF WILLIAM J. ANDERSON DIRECTOR, GENERAL GOVERNMENT DIVISION U.S. GENERAL ACCOUNTING OFFICE BEFORE THE ~l~lllll II11
116832 COMMITTEE ON BANKING, HOUSING AND URBAN AFFAIRS UNITED STATES SENATE Mr. Chairman and Members of the Committee: toda... |
| Date March 26, 1981 |
Report No. CED-81-86 |
Title
. d I ’ ’ REPORT THEUS. BY General Accounting Office
Pension Fund Investment In Agricultural Land
Federal, State, and local laws and regulations limit the types of investments pension funds can make. Although comprehensive data is lacking, GAO found that a substantial portion of the $623 billion of 1979 pension funds is limited to certain types of investments. Federal laws alone limit about $9... |
| Date May 8, 1978 |
Report No. 105635 |
Title
DCCUEBNT RESUME
05635 81296260] Small Business Administratiop'is Small Business Company Program. May 8, 1978. ^'0 pp. Investment Testimony before the House Committee on Small Business: ccess to Equity Capital and Business Opportunities Subcommittee; by Hanry Eschwege, Director, Community and Economic Development Div. Contact: Community and Economic Development Div. Organization Corcerned: Small Bu... |
| Date July 26, 1977 |
Report No. ID-77-49 |
Title
|
| Date Oct. 1, 1976 |
Report No. ID-76-89 |
Title
COMPTROLLER GENERAL
WASHINGTON. 01’ D.C. THE UNITED 2OSU STATES -- llllllllllllllllllllllllllllllllllllll LMI 00245 f To the Eoard of Directors Overseas Private Investment Corpcration he have examined the balance sheet of the Oveiseas Private Investment Corporation as of June 30, 1376, and the related statements of income, changes in capital and and changes in financial position for the year res... |
| Date May 6, 1975 |
Report No. RED-75-347 |
Title
R E D -75-347 p’; jy{ r3,P975 COMPTROLLER GENERAL
WASHINGTON,b.C. OF THE UNITED
20548 STATES H-114828 l i, r/ The Honorable William Proxmire Chairman, Committee on Banking, Housing, and Urban Affairs United States Senate Dear Mr. Chairman: ‘-0 \ By letter of July 26, 1974, Senator John Sparkman, then 2 Chairman of the Senate Committee on Banking, Housing, and and Senator John Tower, Ranking Mi... |
| Date Aug. 28, 1974 |
Report No. B-180711 |
Title
GENERAL GOVERNMENT DIVISION . RELEASED B-180711 The Honorable Bob Dole % United States Senate -a
\ I, Dear Senator Dole: In your June 26, 197’4, letter, you asked us to’investigate the proceeding under chapter X of the Bankruptcy Act for the reorganization of the First Home Investment Corporation (FHI), to determine ’ whether there has been unreasonable court delay in settling the case and w... |
| Date June 16, 1972 |
Report No. B-175795 |
Title
E Q) [o E .0 Q 0 25 E a t .m -I & s a a m COMPTROLLER GENERAL
WASHINGTON. OF THE UNITED
20548 STATES B.C. B-l Dear 75795 Dr. Hannah: review of the deby the Agency observations are The attached report presents the results of our velopment performance of development banks assisted for International Development in Latin America. Our summarized in the digest included in the report. A draft of the repo... |
