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GAO Reports by subject "Financial regulation"

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Date Report No. Title
Date March 11, 2009 Report No. GAO-09-474T Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 A.M. EDT Wednesday, March 11, 2009 Testimony Before the Subcommittee on Domestic Policy, Committee on Oversight and Government Reform, House of Representatives TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues Statement of Richard J. Hillman, Managing Directo...
Date March 5, 2009 Report No. GAO-09-397T Title

Systemic Risk: Regulatory Oversight and Recent Initiatives to Address Risk Posed by Credit Default Swaps

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EST Thursday, March 5, 2009 Testimony Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises SYSTEMIC RISK Regulatory Oversight and Recent Initiatives to Address Risk Posed by Credit Default Swaps Statement of Orice M. Williams, Director Financial Markets and Commu...
Date Feb. 26, 2009 Report No. GAO-09-318R Title

Securities and Exchange Commission: Oversight of U.S. Equities Market Clearing Agencies

United States Government Accountability Office Washington, DC 20548 February 26, 2009 The Honorable Carl Levin Chairman Permanent Subcommittee on Investigations Committee on Homeland Security and Governmental Affairs United States Senate The Honorable Charles Grassley Ranking Member Committee on Finance United States Senate Subject: Securities and Exchange Commission: Oversight of U.S. Equities Ma...
Date Feb. 24, 2009 Report No. GAO-09-417T Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO For Release on Delivery Expected at 2:00 p.m. EST Tuesday, February 24, 2009 Testimony Before the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues Statement of Gene L. Dodaro Acting Comptroller Ge...
Date Feb. 19, 2009 Report No. GAO-09-383CG Title

Government Operations: Challenges Facing the New Administration and the 111th Congress

CHALLENGES FACING THE NEW ADMINISTRATION AND THE 111TH CONGRESS Before the AGA 2009 Leadership Conference Washington, DC February 19, 2009 By Gene L. Dodaro Acting Comptroller General GAO-09-383CG Transition: Assisting The New Administration & The New Congress 2 GAO-09-383CG GAO-09-383CG GAO-09-383CG Financial Institutions and Markets • Financial Regulatory System • GAO Role in Financial Rescu...
Date Feb. 6, 2009 Report No. GAO-09-382CG Title

Government Operations: GAO's Work on Today's High Risk Issues and Long-Term Challenges

GAO’S WORK ON TODAY’S HIGH RISK ISSUES AND LONG –TERM CHALLENGES Before the Arizona Society of CPAs Phoenix, Arizona February 6, 2009 By Gene L. Dodaro Acting Comptroller General GAO-09-382CG Outline • Financial Institutions and Markets • GAO’s 2009 High Risk Update • Long-Term Challenges 2 GAO-09-382CG Financial Institutions and Markets • Financial Regulatory System • GAO Role i...
Date Feb. 5, 2009 Report No. GAO-09-359T Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EST Thursday, February 5, 2009 Testimony Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-359T Mr...
Date Feb. 4, 2009 Report No. GAO-09-349T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 3:00 p.m. EST Wednesday, February 4, 2009 Testimony Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller General of t...
Date Jan. 30, 2009 Report No. GAO-09-296 Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO January 2009 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues GAO-09-296 January 2009 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-09-296, a report to congressional committees Accountability Integrity Reliability Status of Efforts to Address Transpare...
Date Jan. 21, 2009 Report No. GAO-09-314T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 2:00 p.m. EST Wednesday, January 21, 2009 Testimony Before the Committee on Homeland Security and Governmental Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller Gener...
Date Jan. 14, 2009 Report No. GAO-09-310T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 9:00 a.m. EST Wednesday, January 14, 2009 Testimony Before the Congressional Oversight Panel FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-310T Cha...
Date Jan. 8, 2009 Report No. GAO-09-216 Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO January 2009 Report to Congressional Addressees FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System GAO-09-216 January 2009 FINANCIAL REGULATION Highlights Highlights of GAO-09-216, a report to congressional addressees Accountability Integrity Reliability A Framework for ...
Date Dec. 10, 2008 Report No. GAO-09-266T Title

Troubled Asset Relief Program: Additional Actions Needed to Better Ensure Integrity, Accountability, and Transparency

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EST Wednesday, December 10, 2008 Testimony Before the Committee on Financial Services, House of Representatives TROUBLED ASSET RELIEF PROGRAM Additional Actions Needed to Better Ensure Integrity, Accountability, and Transparency Statement of Gene L. Dodaro Acting Comptroller General of the United Stat...
Date Dec. 5, 2008 Report No. GAO-09-92 Title

Financial Audit: Capitol Preservation Fund's Fiscal Years 2007 and 2006 Financial Statements

United States Government Accountability Office GAO December 2008 Report to the Congress FINANCIAL AUDIT Capitol Preservation Fund’s Fiscal Years 2007 and 2006 Financial Statements GAO-09-92 a Contents Letter Auditor’s Report Opinion on Financial Statements Consideration of Internal Control Compliance with Laws and Regulations Objective, Scope, and Methodology Commission Comments 1 2 2 2 4 4 6 ...
Date Dec. 2, 2008 Report No. GAO-09-161 Title

Troubled Asset Relief Program: Additional Actions Needed to Better Ensure Integrity, Accountability, and Transparency

United States Government Accountability Office GAO December 2008 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM Additional Actions Needed to Better Ensure Integrity, Accountability, and Transparency GAO-09-161 December 2008 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-09-161, a report to congressional committees Accountability Integrity Reliability Additional Action...
Date Nov. 19, 2008 Report No. GAO-09-210T Title

State and Local Fiscal Challenges: Rising Health Care Costs Drive Long-term and Immediate Pressures

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EST Wednesday, November 19, 2008 Statement for the Record For the Committee on Finance, U.S. Senate STATE AND LOCAL FISCAL CHALLENGES Rising Health Care Costs Drive Long-term and Immediate Pressures Statement of Stanley J. Czerwinski, Director Strategic Issues GAO-09-210T November 19, 2008 STATE AND L...
Date Nov. 10, 2008 Report No. GAO-09-119 Title

Financial Audit: IRS's Fiscal Years 2008 and 2007 Financial Statements

United States Government Accountability Office GAO November 2008 Report to the Secretary of the Treasury FINANCIAL AUDIT IRS’s Fiscal Years 2008 and 2007 Financial Statements GAO-09-119 November 2008 FINANCIAL AUDIT Highlights Highlights of GAO-09-119, a report to the Secretary of the Treasury Accountability Integrity Reliability IRS’s Fiscal Years 2008 and 2007 Financial Statements Why GAO Di...
Date Nov. 7, 2008 Report No. GAO-09-44 Title

Financial Audit: Bureau of the Public Debt's Fiscal Years 2008 and 2007 Schedules of Federal Debt

United States Government Accountability Office GAO November 2008 Report to the Secretary of the Treasury FINANCIAL AUDIT Bureau of the Public Debt’s Fiscal Years 2008 and 2007 Schedules of Federal Debt GAO-09-44 a November 2008 FINANCIAL AUDIT Highlights Highlights of GAO-09-44, a report to the Secretary of the Treasury Accountability Integrity Reliability Bureau of the Public Debt's Fiscal Year...
Date Oct. 28, 2008 Report No. GAO-09-8 Title

Check 21 Act: Most Consumers Have Accepted and Banks Are Progressing Toward Full Adoption of Check Truncation

United States Government Accountability Office GAO October 2008 Report to Congressional Committees CHECK 21 ACT Most Consumers Have Accepted and Banks Are Progressing Toward Full Adoption of Check Truncation GAO-09-8 October 2008 CHECK 21 ACT Highlights Highlights of GAO-09-8, a report to Congressional Committees Accountability Integrity Reliability Consumers Have Accepted and Banks Are Progressin...
Date Oct. 28, 2008 Report No. GAO-09-9SP Title

Check 21 Act: Questions for Consumers about Check 21 Act (GAO-09-9SP, October 2008), an E-supplement to GAO-09-8

Date Sept. 30, 2008 Report No. GAO-08-1058 Title

USA Patriot Act: Better Interagency Coordination and Implementing Guidance for Section 311 Could Improve U.S. Anti-Money Laundering Efforts

United States Government Accountability Office GAO September 2008 Report to Congressional Requesters USA PATRIOT ACT Better Interagency Coordination and Implementing Guidance for Section 311 Could Improve U.S. Anti-Money Laundering Efforts GAO-08-1058 September 2008 USA PATRIOT ACT Highlights Highlights of GAO-08-1058, a report to congressional requesters Accountability Integrity Reliability Bette...
Date Sept. 26, 2008 Report No. GAO-08-1063 Title

DOD Financial Management: Improvements Are Needed in Antideficiency Act Controls and Investigations

United States Government Accountability Office GAO September 2008 Report to Congressional Committees DOD FINANCIAL MANAGEMENT Improvements Are Needed in Antideficiency Act Controls and Investigations GAO-08-1063 September 2008 DOD FINANCIAL MANAGEMENT Highlights Highlights of GAO-08-1063, a report to congressional committees Accountability Integrity Reliability Improvements Are Needed in Antidefic...
Date Sept. 24, 2008 Report No. GAO-08-1162T Title

Pension Benefit Guaranty Corporation: Improvements Needed to Address Financial and Management Challenges

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Wednesday, September 24, 2008 Testimony Before the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives PENSION BENEFIT GUARANTY CORPORATION Improvements Needed to Address Financial and Management Challenges Statement of Barbara D. Bovbjerg, Director Education, Workforc...
Date Sept. 12, 2008 Report No. GAO-08-953 Title

Risk-Based Capital: New Basel II Rules Reduced Certain Competitive Concerns, but Bank Regulators Should Address Remaining Uncertainties

United States Government Accountability Office GAO September 2008 Report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives RISK-BASED CAPITAL New Basel II Rules Reduced Certain Competitive Concerns, but Bank Regulators Should Address Remaining Uncertainties GAO-08-953 September 2008 RISK-BASED CAPITAL Highlights Highlights ...
Date Sept. 9, 2008 Report No. GAO-08-885 Title

Private Equity: Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention

United States Government Accountability Office GAO September 2008 Report to Congressional Requesters PRIVATE EQUITY Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention GAO-08-885 September 2008 PRIVATE EQUITY Highlights Highlights of GAO-08-885, a report to congressional requesters Accountability Integrity Reliability Recent Growth in Leveraged Buyouts Exposed Risks T...
Date Aug. 29, 2008 Report No. GAO-08-432 Title

Grants Management: Attention Needed to Address Undisbursed Balances in Expired Grant Accounts

United States Government Accountability Office GAO August 2008 Report to the Subcommittee on Federal Financial Management, Government Information, Federal Services, and International Security, Committee on Homeland Security and Governmental Affairs, U.S. Senate GRANTS MANAGEMENT Attention Needed to Address Undisbursed Balances in Expired Grant Accounts GAO-08-432 August 2008 GRANTS MANAGEMENT High...
Date July 24, 2008 Report No. GAO-08-779T Title

Cayman Islands: Business Advantages and Tax Minimization Attract U.S. Persons and Enforcement Challenges Exist

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 24, 2008 Testimony Before the Committee on Finance, U.S. Senate CAYMAN ISLANDS Business Advantages and Tax Minimization Attract U.S. Persons and Enforcement Challenges Exist Statement of Michael Brostek, Director Strategic Issues GAO-08-779T July 24, 2008 CAYMAN ISLANDS Highlights H...
Date July 24, 2008 Report No. GAO-08-778 Title

Cayman Islands: Business and Tax Advantages Attract U.S. Persons and Enforcement Challenges Exist

United States Government Accountability Office GAO July 2008 Report to the Chairman and Ranking Member, Committee on Finance, U.S. Senate CAYMAN ISLANDS Business and Tax Advantages Attract U.S. Persons and Enforcement Challenges Exist GAO-08-778 July 2008 CAYMAN ISLANDS Highlights Highlights of GAO-08-778, a report to the Chairman and Ranking Member, Committee on Finance, U.S. Senate Accountabilit...
Date July 24, 2008 Report No. GAO-08-1028SP Title

Cayman Islands: Review of Cayman Islands and U.S. Laws Applicable to U.S. Persons' Financial Activity in the Cayman Islands, (GAO-08-1028SP), an E-supplement to GAO-08-778, July 2008

Cayman Islands: Review of Cayman Islands and U.S. Laws Applicable to U.S. Persons’ Financial Activity in the Cayman Islands, (GAO-08-1028SP), an E-supplement to GAO-08-778, July 2008) Read the Full Report: Cayman Islands: Business and Tax Advantages Attract U.S. Persons but Enforcement Challenges Exist (GAO-08-778) Background Information The Cayman Islands is a major center for financial activit...