| Date |
Report No. |
Title |
| Date Sept. 26, 1990 |
Report No. IMTEC-90-83 |
Title
SECURITIES INDUSTRY Additional Testing Needed to Ensure Efficient Post-Trade Processing of Stocks - ..--.---_-~~ -___ --.---- (;A( I,, I kI’1’15( ‘-!wcl I I ’ i ~ 4 I ,,. ,_ .,,, ..I ..l,l _..._ . l-l. .._ -.._-..... . - ._-..._.....---... -. - -.---. -__-..--..______...__ GAO General Accounting Office Washington, D.C. 20548 Information Management and Technology Division united states B-24... |
| Date July 17, 1990 |
Report No. GGD-90-108BR |
Title
‘ 1 GAO
_ __ .__.-_-.---.-.---- .Jlll\ I!)!)0 SECURITIES AND FUTURES MARKETS Assessment of SEC and CFTC Studies of October 1989 Market Volatilities _ _... .._ .._. I I _...,, _“ll.-l”... . . l-.*-.-. ---- ~--.- --- GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-240406.1 July 17, 1990 The Honorable Christopher J. Dodd Chairman, Subcommittee on... |
| Date July 12, 1990 |
Report No. IMTEC-90-47 |
Title
-..~“-1- -..- -..--~ ..-- 91 ly I!~!~0 II FINANCIAL MARKETS Oversight of Automation Used to Clear and Settle Trades Is Uneven 141773 _I__--.___ .-_____-.-~-_. --- |
| Date April 27, 1990 |
Report No. IMTEC-90-43FS |
Title
-I- -_ Gri I I !)!tO FUTURES MARKETS Information on Six Foreign Automated Trading Systems ---.. ?b II14130 HI Hlll / (;A(),~ IM’I’I%‘-!)O-3:31’S GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division I+234478 April 27, 1990 The Honorable Patrick J. Leahy, Chairman The Honorable Richard G. Lugar, Ranking Minority Member Committee on... |
| Date April 11, 1990 |
Report No. GGD-90-33 |
Title
-GAO Report to Cc-mgressional Cornmi ttees CLEARANCE AND SETTLEMENT REFORM The Stock, Options, and Futures Markets Are Still at Risk 141098 GAO United States General Accounting Office Waahiugton, D.C. 20548 General Government Division B-236443
April 11,lQQO The Honorable John D. Dingell Chairman, Committee on Energy and Commerce House of Representatives The Honorable E (Kika) de la Garza Chairman,... |
| Date April 9, 1990 |
Report No. GGD-90-64 |
Title
United States General Accounting Office GAOApril1990 Report to Congressional Requesters CHICAGOFUTURES MARKET
Fmergency Action Procedures
i * : .T .’ .‘. --. . ; -: :..... ; GAO/GGD-90-64 GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-236443
April 9,199O The Honorable Tom Harkin Chairman, Subcommittee on Nutrition and Investigations Committee o... |
| Date March 12, 1990 |
Report No. GGD-90-52 |
Title
I.ttittd Stattas (&net-al Accotttttitrg Oft’iw &A0
March 1990 Report t,o Congressional Committees SECURITIES TRADING SEC Action Needed to Address National Market System Issues General Government Division B-219779 March 12,199O The Honorable Donald W. Riegle Chairman, Committee on Banking, Housing. and Urban Affairs I’nited States Senate The Honorable Christopher J. Dodd Chairman, Subcommittee ... |
| Date Feb. 21, 1990 |
Report No. T-IMTEC-90-2 |
Title
Testimony Fbr BdtZase on Delivery Expectedat 1:OOp.m. EST Wednesday Feb. 21, 1990 FINANCIAL SYSTEMS:Federal Oversight of Canputer Security Needs to be Strengthen& statementof HowardG. Rhke, Director ernment Information Systems, General Gov Information Manag-t and Technology Division Before the House Camittee on Energy and Camuzrce SubtxnnitteeonTel ecarmunications and Finance House of Representati... |
| Date Jan. 5, 1990 |
Report No. IMTEC-90-15 |
Title
-n- - \ : / : ; ‘; L -=-----t &O United States General Accounting Office Washington, D.C. 20548 Information Technology Management Division and B-237674 January 5, 1990 The Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Committee on Energy and Commerce IIouse of Representatives Dear Mr. Chairman: This report responds to your December 14, 1988, request and subs... |
| Date April 14, 1989 |
Report No. NSIAD-89-115 |
Title
: .- .I ‘,-. “( National Security and International Affairs Division B-234478 April 14, 1989 The Honorable Donald W. Riegle, Jr., Chairman The Honorable Jake Garn, Ranking Republican Member Committee on Banking, Housing and Urban Affairs United States Senate This report responds to your request that we identify regulatory issues for coordination among international securities markets and that ... |
| Date Sept. 26, 1988 |
Report No. HRD-88-128BR |
Title
I United States General Accounting Office Briefing Report to Congressional Requesters September 1988 PENSIONPLANS Effect of the 1987 Stock Market Decline on Selected Large Plam 043399
GAO/HRD-88-128BR / t 36905 GAO United States General Accounting Office Washington, DC 20648 Human Resources Division E-222943 September 26, 1988 The Honorable John Glenn Chairman, Committee on Governmental Affairs IT... |
| Date Sept. 15, 1988 |
Report No. IMTEC-88-57 |
Title
United States General Accounting Office GAO
September 1988 Report to the Chairman, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate FINANCIAL MARKETS Infomation on Computer Data Used for Stock Market Crash Studies GAO United States General Accounting Office Washington, D.C. 20548 Information Technology Management Division and B-22947 I September 15, 1988 The Honorable Patrick J. Leah... |
| Date Aug. 5, 1988 |
Report No. GGD-88-116 |
Title
-A* o- a
1988 I.- Oversight and Investigations, committee on Energy and Commerce,Houseof Representatives Subcommittee on August SECURITIES REGULATION ’ Efforts to Detect, Investigate, and Deter Insider Trading i.: GAO/GGD-#3-116 54308b General Government Division B-230413 August 5,1988 The Honorable John D. Dingell Chairman, Subcommittee on Oversight and Investigations Committee on Energy and Co... |
| Date July 12, 1988 |
Report No. T-HRD-88-21 |
Title
GAO Testimony For Release on Delivery Expected at 1:00 p.m. EDT Tuesday July 12, 1988 Effect Decline of the 1987 on Selected Stock Market Large Pension Plans Statement of Joseph F. Delfico Senior Associate Director Human Resources Division Before the Subcommittee on Oversight Committee on Ways and Means House of Representatives SUXMAHY pension plans are an important source of retirement promised t... |
| Date May 11, 1988 |
Report No. 135777 |
Title
p Ill11lllll Ill1 ; llllllllll Ill1 Ill11
135777 7 /;tability
----- of Financial Markets: Federal Reserve..Responsibility? 7i -- Remarks by . Assistant Richard L. Fogel General, Office II' r ./' .. Comptroller Accounting at the U. S. General IMF Institute on The Events Seminar of October DC 1988 1987 Washington, May 11, The General investigative the Congress providing audits Accounting Office is a... |
| Date April 27, 1988 |
Report No. IMTEC-88-36 |
Title
1’ 351072
United Strztes General Accounting Office .
4 GAO
A Report to the Chairman, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate A/prfl1988 NEW YORK STOCK EXCHANGE 08 Capability of Automated Syst$ms to Identify Pro&d Trading GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division --- B-229471 April ‘ 27,1988 The Honor... |
| Date April 27, 1988 |
Report No. T-GGD-88-33 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 EDT Wednesday April 27, 1988 Testimony Developments October 1987 Since the Market Crash of Statement of Charles A. Bowsher Comptroller General of the United States Before Senate Nutrition United the Committee on Agriculture, and Forestry States Senate GAO/T-GGD-88-33 GAOForm 160((:2/87; Mr. Chairman We are pleased... |
| Date April 27, 1988 |
Report No. T-GGD-88-33S |
Title
, ‘ GAO Testimony For Release on Delivery Expected at 9:30 EDT Wednesday April 27, 1988 Developments October 1987 Since the Market Crash of Summary Statement of Charles A. Bowsher Comptroller General of the United States Before Senate Nutrition United the Committee on Agriculture, and Forestry States Senate ~llllll IIIIll
1 i
135658 j Mr. Chairman pleased and crash and Members to self last be he... |
| Date April 27, 1988 |
Report No. IMTEC-88-35 |
Title
United St&es denersll Accounting Of’ fice Report to CongressionalRequesters m* FINANCIAL MARKETS : Status of Computer Improvements at the New York Stock ~ Exchange
135671 ,a General Accounting Office Washington,D.C. 20548
Information Management and Technology Division United States B-229471 April 27,1988 The Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Comm... |
| Date March 31, 1988 |
Report No. HRD-88-58 |
Title
I , * I‘ &Sb;‘ ;sy
United States Gkmeral Accounting Office a
J OQO
Ma$h lN38 Report to the Chairman, Permanent Subcommitteeon Investigations, Committee on Governmental Affairs, U.S. Senate # 111 * ’ DEPARTMENT OF LABOR ’ Pension Plans and Corporate Takeovers
) I Ill11 II
135839 CkAO United States General Accountlnlf OffIce Washington, D.C. 20648 Human Resources Division B-230377 March 31, ... |
| Date March 1, 1988 |
Report No. NSIAD-88-108BR |
Title
United States General Accounting Office . ,, GAO
March 1999 Briefing Report to Congressional Requesters INTERNATIONAL FINANCE Market Access Concerns of U.S. Financial Institutions in Japan oLt\ .?Kl
GAO/NSLAD-98-108BR GAO United States General Accounting Office Washington, D.C. 20548 National Security and International Affairs Division B-222898 March 1, 1988 The Honorable William Proxmire, Chairma... |
| Date Feb. 5, 1988 |
Report No. T-GGD-88-10 |
Title
Release on Delivery Expected at 10:00 a.m. Friday February 5, 1988
For Preliminary Observations Crash of October 1987 on the Market Statement of Richard L. Fogel Assistant Comptroller General, General Government Programs Before the Committee on.Banking, United States Senate Housing and Urban Affairs . Ill i
134976 Mr . Chairman before efforts October you to and Members today examine to discuss wha... |
| Date Feb. 3, 1988 |
Report No. T-GGD-88-8 |
Title
. GA!0
-~~ --~ - United States~Generrsl Accounting OBlce !3iy q q4 Testimony * For Release on Delivery Expected at 10:00 a.m. Wednesday February 3, Preliminary Crash of Observations October 1987 on the Market 1988 Statement of Richard L. Fogel Assistant Comptroller General, General Government Programs Before the Subcommittee on Financial Institutions Supervision, Regulation and Insurance Committee... |
| Date Jan. 26, 1988 |
Report No. T-OCG-88-1 |
Title
United States General Accounting OffIce Testimony I r’ . For Release on Delivery Expected at 9:30 a.m. Tuesday January 26, 'Preliminary Observations Markeg~,~ .-,y....*"l Crash of October 1988 on the 1987 Statement of Charles A. Bowsher Comptroller General of the United States Before the Subcommittee on Telecommunications and Finance Committee on Energy and Commerce United States House of Repres... |
| Date Jan. 26, 1988 |
Report No. GGD-88-38 |
Title
United Statea rieneral Accounting Uhice GAO. ’
January 1988 - Report to Congressional Requesters FINANCIAL MARKETS Preliminary Observations on the October 1987 Crash II ad,
GAO/GGD-@= *. -. . Comptroller General of the United States B-229471 January 26, 1988 The Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Committee on Energy and Commerce House of Represent... |
| Date Jan. 1, 1988 |
Report No. 136522 |
Title
+ + A QUARTERLY SPONSORED BY THE U.S. GENERAL ACCOUNTING OFFICE J(-JJ RNjt+J , ::::ii---; 111111111111 111111111 llllim AFTER BLACK MONDAY
An Interview with Brady Commission Executive Director Robert R. Giauber IMPROVING FEDERAL FINANCIAL MANAGEMENT
Huge ChaZhge, Huge
Promise BRINGING ACCOUNTABILITY TO FOREIGN AID
The Job Begins at Home NUMBER2 SUMMER1988 c
NUMBER 2 A QUARTERLY SPONSORED BY THE U.... |
| Date Jan. 1, 1988 |
Report No. 137156 |
Title
‘THEGeAa(‘-)
A QUARTERLY SPONSORED BY THE U.S. GENERAL ACCOUNTING OFFICE J(-JJ RNA J, c:
TUNE-UP
Eforts to Improve Government Operations lllllllllllllllllllllllllllllllll 1 THEN AND NOW An Interview w&i
John Kenneth Galbraith THE RIGHT START
Meeting the Need of America? U&%-en NUMBER 3 FALL 1988 THE GoA.
NUMBER 3 FALL 1988 A QUARTERLY SPONSORED BY THE U.S. GENERAL ACCOUNTING OFFICE JOURNAL
C
F... |
| Date June 22, 1987 |
Report No. GGD-87-94FS |
Title
’. GAO Fact Sheet to ‘ Chairman, the bSubcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives June 1987 SECURITIES REGULATION SEC Budget and Workload Statistics, FY 19794988 :II\ II Ill Ml
133550 / I GAO/GGD-87-94FS 539Jb4 RELEASED . I GAO United States General Accounting Offke Washington, D.C. 20548 -_~~___ General Government Division B-227354 ... |
| Date Dec. 11, 1986 |
Report No. T-GGD-87-2 |
Title
‘ . +I .’ / United States Gene Accounting O ffice /31767, GAO
__. For Release on Delivery Esrpectedat
lo:00 a.m. EST Thursday December l&J l.386 Testimony i Insider Trading in the Securities Markets statement of W illiam J. Anderson, Assistant General GoverrmentPrcgrams Cmptroller General Before the Subxmnittee on Oversight and Investigations Ckxmnittee on Energy and Ccxtmerce House of Represe... |
| Date Sept. 30, 1986 |
Report No. GGD-86-83 |
Title
United States General Accounting Office . Report to the Chairman, Subcommittee & ~ Telecommunications, Consumer Protection, and Finance, Committee on Energy and Commerce House of Representatives
September 1986 SECURITIES REGULATION Securities and Exchange Commission Oversight of Self-Regulation GAO/GGD-M-W 53053 ( . . > GAO united states
General Accounting Office Washington, D.C. 201348 General Go... |
| Date May 15, 1986 |
Report No. GGD-86-26 |
Title
United States General Accounting Office GAO
L_ May 1.7. IUHIi I Staff Study - -- SECURITIES AND FUTURES How the Markets Developed and How They Are Regulated 035J+w5
GAO/GGD-86-26 5219779 Preface Since their regulation was designedin the 193Os, securities and futures markets have continued to evolve. This evolution has been influenced b; changesin the economic environment, government policies, tech... |
| Date March 5, 1986 |
Report No. 129236 |
Title
United States General Accountins Washinqton, D.C. 20548 Office FOR RELEASE ON DELIVERY EXPECTED AT 9:30 A.M., EST MARCH 5, 1986 STATEMENT OF CRAIG A. SIMMONS, ASSOCIATE DIRECTOR GENERAL GOVERNMENTDIVISION BEFORE THE SUBCOMMITTEE ON TELECOMMUNICATIONS, CONSUMERPROTECTTON, AND FINANCE COMMITTEE ON ENERGY AND COMMERCE UNITED STATES HOUSE OF REPRESENTATIVES ON THE SECURITIES AND EXCHANGE COMMISSION'S ... |
| Date Jan. 1, 1981 |
Report No. 114272 |
Title
4~~~~~~~~~~~~~~~~~~~~~~~~~ ,~ ' THE COMPTROLLER GENERAL DECISION
* O F THE UNITED
N. 0. STATES
C. 20548 ~jy'W ASH INGTO /149/ / A /5 J/ Ag/fyesfi/afs
DATE: d m FILE: B-199577 February 9, 1981 MATTER OF: DIGEST: Optimum Systems, Inc. Protest to GAO is untimely when not filed within 10 working days of initial adverse action on protest to agency or, alternatively, when apparent impropriety is not pro... |
| Date Sept. 19, 1979 |
Report No. FGMSD-79-59 |
Title
IlllllllllllllIlllIlllllllllll
LMI 10526 BY THECOMPTROLLERGENERAL Report ToThe Congress
OF THEUNITEDSTATES Improvements Needed In The Securities And Exchange Commission‘s Efforts To Establish A National Securities MarkeT
In 1975 the Congress directed the Securities to improve market operations by bringing about a national market for the trading of securities. GAO does not believe it is possible ... |
| Date June 26, 1972 |
Report No. 094499 |
Title
UNITED STATES GENERALACCOUNTING OFFICE WASHINGTtiN, D. C. 20548 FOR RELEASE ON DELIVERY Expected at 1O:OO AM EDT (Monday) June 26, 1972 DEPUTY DIRECTOR, LOGISTICS AND COMMUNICATIONS DIVISION UNITED STATES GENERA1ACCOUNTING OFFICE BEFORE SPECIAL ~SUBCOMMITTEE NONAPPROPRIATFD ON FUNDS IN DOD /Jo0 f-11 d J COMMITTEEON ARMEDSERVICES UNITED STATES HOUSEQF REPRESENTATIVES \ ON Y------W GENERALACCOUNTING... |
