| Date |
Report No. |
Title |
| Date Aug. 19, 2010 |
Report No. GAO-10-851R |
Title
August 19, 2010 The Honorable Darrell Issa Ranking Member Committee on Oversight and Government Reform House of Representatives Subject: Carbon Trading: Current Situation and Oversight Considerations for Policymakers Dear Mr. Issa: This letter transmits to you our briefing slides in response to your request concerning carbon trading in the United Sates and various design and implementation issues ... |
| Date Jan. 30, 2009 |
Report No. GAO-09-285R |
Title
United States Government Accountability Office Washington, DC 20548 January 30, 2009 The Honorable Collin Peterson Chairman Committee on Agriculture House of Representatives Subject: Issues Involving the Use of the Futures Markets to Invest in Commodity Indexes Until mid-2008, prices for a broad range of physical commodities, from crude oil to crops such as wheat, had increased dramatically for se... |
| Date Jan. 15, 2009 |
Report No. GAO-09-224R |
Title
United States Government Accountability Office Washington, DC 20548 January 15, 2009 The Honorable Byron L. Dorgan United States Senate The Honorable Kent Conrad United States Senate The Honorable Earl Pomeroy House of Representatives Subject: Missouri River Navigation: Data on Commodity Shipments for Four States Served by the Missouri River and Two States Served by Both the Missouri and Mississip... |
| Date Feb. 15, 2005 |
Report No. GAO-05-346T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 9:30 a.m. EST Tuesday, February 15, 2005 Testimony Before the Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs, U.S. Senate UNITED NATIONS Oil for Food Program Audits
Statement of Joseph A. Christoff, Director International Affairs and Trade GAO-05-346T Tuesday, F... |
| Date July 8, 2004 |
Report No. GAO-04-953T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 a.m., EDT Thursday, July 8, 2004 Testimony before the Committee on Energy and Commerce, Subcommittee on Energy and Air Quality, House of Representatives UNITED NATIONS Observations on the Oil for Food Program and Areas for Further Investigation
Statement of Joseph A. Christoff, Director International Affairs and T... |
| Date Jan. 21, 2000 |
Report No. GGD-00-46 |
Title
United States General Accounting Office GAO
January 2000 Report to the Chairman, Subcommittee on Capital Markets, Securities and GSEs, Committee on Banking and Financial Services, House of Representatives FINANCIAL REGULATORY COORDINATION The Role and Functioning of the President’s Working Group GAO/GGD-00-46 United States General Accounting Office Washington, D.C. 20548 General Government Divis... |
| Date Oct. 8, 1998 |
Report No. T-GGD-99-10 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:00 a.m., EDT on Thursday October 8, 1998 Testimony
Before the Subcommittee on Risk Management and Specialty Crops, Committee on Agriculture House of Representatives RESULTS ACT Observations on CFTC’s Annual Performance Plan
Statement of Richard J. Hillman, Associate Director Financial Institutions and Markets Issue... |
| Date Oct. 22, 1997 |
Report No. T-GGD-98-17 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 3:00 p.m., EDT on Wednesday October 22, 1997 Testimony
Before the Subcommittee on Risk Management and Specialty Crops, Committee on Agriculture House of Representatives RESULTS ACT Observations on CFTC’s Strategic Plan
Statement of Richard J. Hillman, Acting Associate Director Financial Institutions and Markets Issue... |
| Date April 7, 1997 |
Report No. GGD-97-50 |
Title
United States General Accounting Office GAO
April 1997 Report to Congressional Committees THE COMMODITY EXCHANGE ACT Legal and Regulatory Issues Remain GAO/GGD-97-50 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259983 April 7, 1997 The Honorable Richard G. Lugar Chairman The Honorable Tom Harkin Ranking Minority Member Committee on Agriculture, N... |
| Date Sept. 25, 1996 |
Report No. GGD-96-177 |
Title
United States General Accounting Office GAO
September 1996 Report to Congressional Requesters FUTURES MARKETS Heightened Audit Trail Standards Not Met But Progress Continues G A O years
1921 - 1996 GAO/GGD-96-177 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-261761 September 25, 1996 The Honorable Richard G. Lugar Chairman The Honorable Patrick J.... |
| Date June 14, 1995 |
Report No. RCED-95-199R |
Title
GAO United States General Accounting Office Washington, D.C. 20548 Resources, Community, Economic Development and Division B-261648 June 14, 1995 The Honorable Richard G. Lugar Committee on Agriculture, Chairman, and Forestry Nutrition, United States Senate Dear Mr. Chairman: As part of your Committee's efforts to examine the nation's you asked us for information on the U.S. farm programs, Departm... |
| Date May 3, 1995 |
Report No. T-GGD-95-153 |
Title
United States General Accounting Office GAO
For Releaseon Delivery Expectedat IO:00a.m., EDT Wednesday May 3, 1995 Testimony
Before the Subcommittee on Capital Markets, Securities and GSEs, House Committee on Banking and Financial Services House of Representatives FINANCIAL MARKET REGULATION Benefits and Risks of Merging SEC and CFTC
Statement of James L. Bothwell Director, Financial Institutions ... |
| Date Oct. 28, 1993 |
Report No. GGD-94-40 |
Title
United States General Accounting Office GAO
October 1993 Report to Congressional Committees FUTURES MARKETS A Futures Transaction Fee Is Administratively Feasible Y . GAO United States General Accounting OfTIce Washington, D.C. 20648 General Government Division B-255541 October 28,1993 The Honorable Patrick J. Leahy Chairman, Committee on Agriculture, Nutrition, and Forestry United States Senate T... |
| Date May 17, 1993 |
Report No. GGD-93-108 |
Title
-.- ---.-~.-_- I Jllitcvl ..-.- ---___-- St;~lcbs (;t~r~(~r-;~lAc*c~o~lt~lirrg Ol‘ firt: _-- --~- GAO FVTURES MARKETS
Preliminary Inforrnation Relat’ to ed a Futures Transaction Fee ____ __ __- - _._._ -..-- .._... I ..__-.-.. I _ ..,._” ..l,,“ll* ,_ll _._.- ~_-I -.-_ _-__I___ -..- - ..----- -.-- -_I_------ -...-......--. __-“l-.l_-.----~-...l_-_---.-- GAO United States General Accountin... |
| Date July 28, 1992 |
Report No. GGD-92-110 |
Title
I.Jnit,ctd StateM Gctnoral Accounting ^. Office_. .._.._. .______ _I. ..- _._. . h Report to the Chairman, Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce 1 House of Representatives
I .“. hly _....,... 1w2 . . -~--.. -__....-._. ,.. .._-_. I_ ..“. _“_ -._, l.l” -... II__ .__..l-” ..-..... ._--.” .-_I-.-.-.---.------.--. ..-~--. ----.-.----..- SECURITIES... |
| Date Sept. 26, 1991 |
Report No. GGD-91-135 |
Title
!) ‘ 7 0 3 cn c 0 GAO United States General Accounting Office Washington, DC. 20648 General Government Division B-245321 - September 26, 1991 The Honorable Doug Barnard Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs Committee on Government Operations House of Representatives Dear Mr. Chairman: In response to your request and subsequent discussions with the Subcommittee, we re... |
| Date June 4, 1991 |
Report No. GGD-91-84 |
Title
tJni$ed Sfstes General &xogmting Qffice GAO
June 1991 Repbrt to the Chairman, ‘Committee on A.gticulture, W~WS~ Reprewntatives of ;, ! :; : I .,’ .“’ .; “. ;‘;, “: : |
| Date April 25, 1991 |
Report No. GGD-91-41 |
Title
IJnited States General Accounting Office GAO
April 1991 Report to Congressional Committees FUTURES MARKETS Strengthening Sales Practice Oversight ’ -,,-,--~I_L-_I,I_I- _,I._._._” .I __,_ ...ll” -_.. ~ .-_ .,“,* ,_.. .,” ___.“..^ ,.., “..“l _... l.-l”.-l”“” . “l*_.“-l.l”tli- -.--.-“--- .--..---I- ------- General Government Division B-236446 April 251991 The Honorable... |
| Date March 11, 1991 |
Report No. NSIAD-91-150BR |
Title
._" __ .I.--__."__l....._. _.I. _.._.. -..-_I .. . 'Ilrritvd-I ..-.__. .._........_ St;lfw (~c~nc~rnl Acconr~i.ing Of'licct __I--._------- __..__ -l-.-.-.l-_-ll”._ .- ..__ I”__-- nl;lr*c*ll l!)dIl INT’ ERNATIONAL TRADE Bulgarian Trade Data 143329 \ , ~--(;AOINSIAI)-!~1-1501~1t --- .I _ “. _. ,. - I. ..I. _ .-_- ..-- United States General Accounting Offlce National Security and Internationa... |
| Date Aug. 24, 1990 |
Report No. IMTEC-90-81 |
Title
~ -_I United States General Accounting Office Report to the Chairman and Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry, lJ.S. Senate FUTURES MARKETS Use of Automation to Detect Trade Abuses Q llllllllllllll
142270 V--Not to be released outside the General Accounting Offlce unless spedfically approved by the Office of Congressional Relations. .-“” -..._. _. -._“ll... |
| Date July 31, 1990 |
Report No. NSIAD-90-264 |
Title
4 ·
-,· : ": '.I.. :GAO -: i· United States. General AccoAnting Office Repo't. to the Chairman, Subcommittee "on Regulatiqn, Business Oppounity
-.
.t and Energy" Coittee on Small Business, House of'.Representatives
. - ~~~~~~~~~~~~~~~.
j. . . . ~ m . . 4R ' J l990dey : lly
. ; :Export 'g
i.. . of Wood
Ass'ted
. ·. E . '. · . ' ' ' '-' *- ~' * ' ~ ' "' , . . q * ;/- 0 . T \ . . R* 5. , 4. ' :.... |
| Date July 17, 1990 |
Report No. GGD-90-108BR |
Title
‘ 1 GAO
_ __ .__.-_-.---.-.---- .Jlll\ I!)!)0 SECURITIES AND FUTURES MARKETS Assessment of SEC and CFTC Studies of October 1989 Market Volatilities _ _... .._ .._. I I _...,, _“ll.-l”... . . l-.*-.-. ---- ~--.- --- GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-240406.1 July 17, 1990 The Honorable Christopher J. Dodd Chairman, Subcommittee on... |
| Date July 12, 1990 |
Report No. IMTEC-90-47 |
Title
-..~“-1- -..- -..--~ ..-- 91 ly I!~!~0 II FINANCIAL MARKETS Oversight of Automation Used to Clear and Settle Trades Is Uneven 141773 _I__--.___ .-_____-.-~-_. --- |
| Date May 22, 1990 |
Report No. RCED-90-120 |
Title
GAO
- .__..,._..l.^.ll”.l.-.-- -.--.I_ I I^.I._-__---- M;IJ, IWO U.S. GRAIN SALES Inventory Sales Raise Issues for Legislative Consideration
a= 141705 GAO United States General Accounting Office Washington, D.C. 20648 Resources, Community, and Economic Development Division B-239362 May 22,199O The Honorable Kent Conrad United States Senate Dear Senator Conrad: During fiscal years 1988 and 1989, ... |
| Date April 27, 1990 |
Report No. IMTEC-90-43FS |
Title
-I- -_ Gri I I !)!tO FUTURES MARKETS Information on Six Foreign Automated Trading Systems ---.. ?b II14130 HI Hlll / (;A(),~ IM’I’I%‘-!)O-3:31’S GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division I+234478 April 27, 1990 The Honorable Patrick J. Leahy, Chairman The Honorable Richard G. Lugar, Ranking Minority Member Committee on... |
| Date April 11, 1990 |
Report No. GGD-90-33 |
Title
-GAO Report to Cc-mgressional Cornmi ttees CLEARANCE AND SETTLEMENT REFORM The Stock, Options, and Futures Markets Are Still at Risk 141098 GAO United States General Accounting Office Waahiugton, D.C. 20548 General Government Division B-236443
April 11,lQQO The Honorable John D. Dingell Chairman, Committee on Energy and Commerce House of Representatives The Honorable E (Kika) de la Garza Chairman,... |
| Date April 9, 1990 |
Report No. GGD-90-64 |
Title
United States General Accounting Office GAOApril1990 Report to Congressional Requesters CHICAGOFUTURES MARKET
Fmergency Action Procedures
i * : .T .’ .‘. --. . ; -: :..... ; GAO/GGD-90-64 GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-236443
April 9,199O The Honorable Tom Harkin Chairman, Subcommittee on Nutrition and Investigations Committee o... |
| Date March 12, 1990 |
Report No. GGD-90-52 |
Title
I.ttittd Stattas (&net-al Accotttttitrg Oft’iw &A0
March 1990 Report t,o Congressional Committees SECURITIES TRADING SEC Action Needed to Address National Market System Issues General Government Division B-219779 March 12,199O The Honorable Donald W. Riegle Chairman, Committee on Banking, Housing. and Urban Affairs I’nited States Senate The Honorable Christopher J. Dodd Chairman, Subcommittee ... |
| Date Sept. 8, 1989 |
Report No. T-GGD-89-39 |
Title
United States General Accounting OfPIce 13 sqvf b ..GAO
For Release On Delivery Fridav September 1989
lo:00 a.m. Testimony 139484 Strengthening EDT 8, Trade Practice Oversight Statement of Richard L. Fogel, Assistant General Government Programs Before
Committee Comptroller General the on Agriculture, States Senate Nutrition and Forestry Uni.ted Y GAO/T-GGD-89-39 GAO Form 160(i!w7) FUTURES MARKETS:... |
| Date Sept. 7, 1989 |
Report No. IMTEC-89-68 |
Title
. United States General Accounting Office GAO
September 1989 Report to the Chairman and Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry; U.S. Senate FUTURESMARKETS
Automation Can Enhance Detection of Trade Abuses But Introduces New Risks GAO,‘ IMTEC-89-68 GAO United States General Accounting Office Washington, D.C. 20648 Information Technology Management Division and B... |
| Date Sept. 7, 1989 |
Report No. GGD-89-120 |
Title
United States General Accounting Office i Report to the Chairman and the . Ranking Minority Member, Committee on AgricuIture, Nutrition, and Forestry, U.S. Senate
September 1989 FUTURES MARKETS Strengthening Trade Practice Oversight --- GAO/GGD-89-120 “?,. ‘“*,a’ GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-236443 September 7, 1989 The Ho... |
| Date March 13, 1989 |
Report No. GGD-89-58 |
Title
United Stat& Geheral Accounting Office GAO
March 1989 Report to the Chairman, Committee on Agriculture, Nutrition and Forestry, U.S. Senate CHICAGO FUTURES MARKET Initial Observations on Trade Practice Abuses General Government Division B-234478 March 13, 1989 The Honorable Patrick J. Leahy Chairman, Committee on Agriculture, Nutrition and Forestry United States Senate Dear Mr. Chairman: This repo... |
| Date Feb. 23, 1989 |
Report No. T-GGD-89-8 |
Title
Unitzd States General Accounting Office / 3 17 7 F,? GAO Testimony For Release On Delivery Expected at 1O:OO a.m. EST Thursday February 23, 1989 Commodity Futures Trading Commission and the Chicago Futures Exchanges' Detection of Trade Pratice Abuses Statement of Richard L. Fogel, Assistant General Government Programs Before the Committee on Agriculture, United States Senate Comptroller General Nu... |
| Date Sept. 15, 1988 |
Report No. IMTEC-88-57 |
Title
United States General Accounting Office GAO
September 1988 Report to the Chairman, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate FINANCIAL MARKETS Infomation on Computer Data Used for Stock Market Crash Studies GAO United States General Accounting Office Washington, D.C. 20548 Information Technology Management Division and B-22947 I September 15, 1988 The Honorable Patrick J. Leah... |
| Date April 27, 1988 |
Report No. T-GGD-88-33S |
Title
, ‘ GAO Testimony For Release on Delivery Expected at 9:30 EDT Wednesday April 27, 1988 Developments October 1987 Since the Market Crash of Summary Statement of Charles A. Bowsher Comptroller General of the United States Before Senate Nutrition United the Committee on Agriculture, and Forestry States Senate ~llllll IIIIll
1 i
135658 j Mr. Chairman pleased and crash and Members to self last be he... |
| Date April 27, 1988 |
Report No. T-GGD-88-33 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 EDT Wednesday April 27, 1988 Testimony Developments October 1987 Since the Market Crash of Statement of Charles A. Bowsher Comptroller General of the United States Before Senate Nutrition United the Committee on Agriculture, and Forestry States Senate GAO/T-GGD-88-33 GAOForm 160((:2/87; Mr. Chairman We are pleased... |
| Date April 27, 1988 |
Report No. IMTEC-88-35 |
Title
United St&es denersll Accounting Of’ fice Report to CongressionalRequesters m* FINANCIAL MARKETS : Status of Computer Improvements at the New York Stock ~ Exchange
135671 ,a General Accounting Office Washington,D.C. 20548
Information Management and Technology Division United States B-229471 April 27,1988 The Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Comm... |
| Date April 14, 1988 |
Report No. GGD-88-41 |
Title
. United States Generai Accounting Office Oversight and Investigations, Cpmmittee~ on Energy and Commerce,House of Representatives @ Chairman, Subcommitteeon ,I,, Report to th6 LEVERAGE CONTRACTS Commodity IFutures Trading Commission’ s Regulation of Leverage Contracts IIlllllllllll ll
135816 IIUI GAO United Statea General Accounting Office Washington, D.C. 20548 General Government Division B-22... |
| Date March 25, 1988 |
Report No. RCED-88-78BR |
Title
Iz,@wy
United States General Accounting Office I( Briefing Report to Congressional Committees - ’ Mardh 1988 AGRICULTURAL MARKETING 4 Fanners’ Marketing Practices and Programs to Teach Alternative Practices 135397 ii AO/RCED-8%78BR 1, Q4\bY \ -“--” .“_~ _ll-““-ll~ --“w_ GAO llnlted St.&w -General Accounting O W c c W ashington, D.C. 20548 Renourcew, C;ommunity, and Economic Develop... |
| Date March 24, 1988 |
Report No. 135778 |
Title
L. c IIllIllIll11mm; Ill11 11111111
135778 ! WHAT GOVERNMENT CAN DO TO PROTECT kE tPUBLIC INTEREST$N ;A CHANGING, ;r FINANCIAL MARKET PLACEi
i I- Assistant United States Richa-rd L. Fogel Comptroller General General Accounting Office Speech Before The New York Society of Securities Analysis and the Investment Technology Association March 24, 1988 I" p _ ; _*:> ] *?::- TO PROTECT THE PUBLIC THINGS ... |
| Date March 17, 1988 |
Report No. GGD-88-35BR |
Title
United States General Accounting Office GAO
March 1988 Briefing Report to the Chairman, Subcommittee on Financial Institutions Supervision, Regulation and Insurance, Committee on Banking, Finance and Urban Affairs, House of Representatives ’ BANKING Off-Balance-Sheet Activities . REmCTEI3---Not to be releasedoutside the General Accounting O&c except on the basis of the specific approd by the OtT... |
| Date Feb. 5, 1988 |
Report No. T-GGD-88-10 |
Title
Release on Delivery Expected at 10:00 a.m. Friday February 5, 1988
For Preliminary Observations Crash of October 1987 on the Market Statement of Richard L. Fogel Assistant Comptroller General, General Government Programs Before the Committee on.Banking, United States Senate Housing and Urban Affairs . Ill i
134976 Mr . Chairman before efforts October you to and Members today examine to discuss wha... |
| Date Feb. 3, 1988 |
Report No. T-GGD-88-8 |
Title
. GA!0
-~~ --~ - United States~Generrsl Accounting OBlce !3iy q q4 Testimony * For Release on Delivery Expected at 10:00 a.m. Wednesday February 3, Preliminary Crash of Observations October 1987 on the Market 1988 Statement of Richard L. Fogel Assistant Comptroller General, General Government Programs Before the Subcommittee on Financial Institutions Supervision, Regulation and Insurance Committee... |
| Date Jan. 26, 1988 |
Report No. GGD-88-38 |
Title
United Statea rieneral Accounting Uhice GAO. ’
January 1988 - Report to Congressional Requesters FINANCIAL MARKETS Preliminary Observations on the October 1987 Crash II ad,
GAO/GGD-@= *. -. . Comptroller General of the United States B-229471 January 26, 1988 The Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Committee on Energy and Commerce House of Represent... |
| Date Nov. 10, 1987 |
Report No. RCED-88-30 |
Title
United-,_States General Accounting Office GAO
N&ember I 1987 Report to Congressional Committees COMMODITY FUTURES TRADING Purpose, Use, Impact, and Regulation of Cattle Futures Markets llllllllll llllll
134460
L Resources, Community, Economic Development and Division B-226079 November lo,1987 The Honorable E (Kika) de la Garza Chairman, Committee on Agriculture House of Representatives The Honorab... |
| Date July 1, 1987 |
Report No. T-NSIAD-87-39 |
Title
United States Gkneral Accounting Office /33 b / / Testimony For Release on Delivery Expected at 2:00 p.m. July 1, 1987 Uses and Limitations of Countertrade Statement of 'Allan I. Mendelowitz Senior Associate Director National Security and International Division Affairs Before the Subcommittees on International Economic Policy and Trade, and International Security and Science Arms Control, Committe... |
| Date June 30, 1987 |
Report No. NSIAD-87-181BR |
Title
United States beneral Accountin Office 417til GAO
June 1987 Briefing Report to the Honorable Byi-on L. Dorgan, House of Representatives I” INTERNATIONAL TRADE Implementation of 1985 Food Security Act Barter Provisions 0393%
GAO,‘ NSIAD-87-181BR GAO United States General Accounting OffIce Washington, D.C. 20543 National SecuriQ and Internationlal Maim Diviviou B-226268 June 30, 1987 The Honorab... |
| Date Jan. 16, 1987 |
Report No. RCED-87-83 |
Title
. ;GiO
Jariuary 1987 --. United States General -Acmunting Office Report to Congressional Requesters ) 3.204 5% . COMMODITY FUTURES TRADING Preliminary Information on the Viability of the Cattle Futures Markets Ill1111111 II
132045 G4O/RCED-87433 031874 ---Gi!k!O General Accountingofnce Washington, D.C. 20648 ~Resourcee, Ckmmunity, Economic Development E238079 uuited states
and Division January 16,... |
| Date Sept. 30, 1986 |
Report No. GGD-86-83 |
Title
United States General Accounting Office . Report to the Chairman, Subcommittee & ~ Telecommunications, Consumer Protection, and Finance, Committee on Energy and Commerce House of Representatives
September 1986 SECURITIES REGULATION Securities and Exchange Commission Oversight of Self-Regulation GAO/GGD-M-W 53053 ( . . > GAO united states
General Accounting Office Washington, D.C. 201348 General Go... |
| Date May 15, 1986 |
Report No. GGD-86-26 |
Title
United States General Accounting Office GAO
L_ May 1.7. IUHIi I Staff Study - -- SECURITIES AND FUTURES How the Markets Developed and How They Are Regulated 035J+w5
GAO/GGD-86-26 5219779 Preface Since their regulation was designedin the 193Os, securities and futures markets have continued to evolve. This evolution has been influenced b; changesin the economic environment, government policies, tech... |
