| Date |
Report No. |
Title |
| Date April 28, 2006 |
Report No. GAO-06-387 |
Title
United States Government Accountability Office GAO
April 2006 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC PREEMPTION RULES OCC Should Further Clarify the Applicability of State Consumer Protection Laws to National Banks GAO-06-387 a April 2006 OCC PREEMPTION RULES Highlights
Highlights of GAO-06-387, a report to the Subc... |
| Date April 28, 2006 |
Report No. GAO-06-386 |
Title
United States Government Accountability Office GAO
April 2006 Report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate BANK SECRECY ACT Opportunities Exist for FinCEN and the Banking Regulators to Further Strengthen the Framework for Consistent BSA Oversight GAO-06-386 a April 2006 BANK SECRECY ACT Highlights
Highlights of GAO-06-386, a report to the Committee on Banking, Housin... |
| Date March 3, 2006 |
Report No. GAO-06-351 |
Title
United States Government Accountability Office GAO
March 2006 Report to the Chairman, Committee on Small Business, House of Representatives EXPORT-IMPORT BANK Changes Would Improve the Reliability of Reporting on Small Business Financing GAO-06-351 a March 2006 EXPORT-IMPORT BANK Highlights
Highlights of GAO-06-351, a report to the Chairman, Committee on Small Business, House of Representatives Ac... |
| Date Feb. 23, 2006 |
Report No. GAO-06-293 |
Title
United States Government Accountability Office GAO
February 2006 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC CONSUMER ASSISTANCE Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach GAO-06-293 a February 2006 OCC CONSUMER ASSISTANCE Highlights
Highlights of GAO-06-293, a report to the... |
| Date Nov. 3, 2005 |
Report No. GAO-06-220T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Thursday, November 3, 2005 Testimony Before the Committee on Ways and Means, House of Representatives FINANCIAL INSTITUTIONS Issues Regarding the TaxExempt Status of Credit Unions
Statement of Richard J. Hillman, Managing Director Financial Markets and Community Investments GAO-06-220T November 3,... |
| Date Oct. 17, 2005 |
Report No. GAO-06-8 |
Title
United States Government Accountability Office GAO
October 2005 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives OCC PREEMPTION RULEMAKING Opportunities Existed to Enhance the Consultative Efforts and Better Document the Rulemaking Process GAO-06-8 a October 2005 OCC PREEMPTION RULEMAKING Opportunities Existed to Enhance the Cons... |
| Date Sept. 15, 2005 |
Report No. GAO-05-621 |
Title
United States Government Accountability Office GAO
September 2005 Report to the Honorable James A. Leach, House of Representatives INDUSTRIAL LOAN CORPORATIONS Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority GAO-05-621 a September 2005 INDUSTRIAL LOAN CORPORATIONS Highlights
Highlights of GAO-05-621, a report to the Honorable James A. Leach, House of Repre... |
| Date Oct. 6, 2004 |
Report No. GAO-05-61 |
Title
United States Government Accountability Office GAO
October 2004 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure GAO-05-61 a October 2004 FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure Highlights of GAO-05-61, a report to the Chai... |
| Date June 3, 2004 |
Report No. GAO-04-833T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 a.m. EDT Thursday, June 3, 2004 Testimony Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs ANTI-MONEY LAUNDERING Issues Concerning Depository Institution Regulatory Oversight
Statement of Davi M. D'Agostino, Director Financial Markets and Community Investment GAO-04-833T June 3, 2004 ANTI-MO... |
| Date May 27, 2004 |
Report No. GAO-04-831R |
Title
|
| Date Oct. 10, 2003 |
Report No. GAO-04-4 |
Title
United States General Accounting Office GAO October 2003 Report to the Chairman and Ranking Minority Member, Committee on Financial Services, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-4 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-4, a repor... |
| Date Oct. 10, 2003 |
Report No. GAO-04-3 |
Title
United States General Accounting Office GAO
October 2003 Report to the Ranking Minority Member, Committee on Energy and Commerce, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-3 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-3, a report to the Ran... |
| Date March 17, 2003 |
Report No. GAO-03-511 |
Title
United States General Accounting Office GAO
March 2003 Report to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Financial Services INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing GAO-03-511 March 2003 INVESTMENT BANKS The Role of Firms and Their Analysts with Enron and Global Crossing Highlights of GAO-03-511, a report to... |
| Date Aug. 16, 2001 |
Report No. GAO-01-945 |
Title
United States General Accounting Office GAO
August 2001 Report to the Honorable James A. Leach House of Representatives EQUITY HEDGING OCC Needs to Establish Policy on Publishing Interpretive Decisions GAO-01-945 Contents Letter
Results in Brief Background OCC’s Process in Making Its Equity Hedging Decision Is Controversial We Concur With OCC’s Legal Decision Conclusions Recommendations for Ex... |
| Date March 22, 2001 |
Report No. GAO-01-474 |
Title
United States General Accounting Office GAO
March 2001 Report to the Honorable Carl Levin, Ranking Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate MONEY LAUNDERING Oversight of Suspicious Activity Reporting at Bank-Affiliated Broker-Dealers GAO-01-474 Contents Letter
Results in Brief Background Objectives, Scope, and Methodology Federal Bank Regulat... |
| Date Nov. 13, 2000 |
Report No. GAO-01-160 |
Title
United States General Accounting Office GAO
November 2000 Report to Congressional Requesters FEDERAL RESERVE SYSTEM Mandated Report on Potential Conflicts of Interest GAO-01-160 Contents Letter
Results in Brief Background The Federal Reserve Maintains Policies to Address Potential Conflicts of Interests The Board Has Removed Some Disparities between the Private Sector and Reserve Banks in Providin... |
| Date July 11, 2000 |
Report No. GGD/AIMD-00-224 |
Title
United States General Accounting Office GAO
July 2000 Report to Congressional Committees AUTOMATED TELLER MACHINES Issues Related to Real-time Fee Disclosure GAO/GGD/AIMD-00-224 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284431 July 11, 2000 The Honorable Phil Gramm Chairman The Honorable Paul Sarbanes Ranking Minority Member Committee on Banking, ... |
| Date Feb. 7, 2000 |
Report No. GGD/OGC-00-51R |
Title
United States General Accounting Office Washington, D.C. 20548 General Government Division B-284372 February 7, 2000 The Honorable James A. Leach Chairman, Committee on Banking, Finance and Urban Affairs House of Representatives Dear Mr. Chairman: Subject: Role of the Office of Thrift Supervision and Office of the Comptroller of the Currency in the Preemption of State Law This letter responds to y... |
| Date Nov. 9, 1999 |
Report No. T-GGD-00-32 |
Title
United States General Accounting Office GAO
Not to Be Released Before 9:30 a.m., EST Tuesday November 9, 1999 Testimony
Before the Permanent Subcommittee on Investigations Committee on Government Affairs U.S. Senate MONEY LAUNDERING Observations on Private Banking and Related Oversight of Selected Offshore Jurisdictions
Statement for the Record of Thomas J. McCool, Director Financial Institutions ... |
| Date June 29, 1998 |
Report No. GGD-98-154 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING Regulatory Oversight of Offshore Private Banking Activities GAO/GGD-98-154 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-279710 Ju... |
| Date June 19, 1998 |
Report No. GGD-98-117 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman and Ranking Minority Member, Subcommittee on General Oversight and Investigations, House Committee on Banking and Financial Services MONEY LAUNDERING FinCEN’s Law Enforcement Support Role Is Evolving GAO/GGD-98-117 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-277990 Ju... |
| Date June 15, 1998 |
Report No. GGD-98-108 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING FinCEN Needs to Better Manage Bank Secrecy Act Civil Penalty Cases GAO/GGD-98-108 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-27... |
| Date April 1, 1998 |
Report No. T-GGD-98-83 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 1:00 p.m. on Wednesday April 1, 1998 Testimony
Before the Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING FinCEN’s Law Enforcement Support, Regulatory, and International Roles
Statement of Norman J. Rabkin Director, Administr... |
| Date Oct. 30, 1997 |
Report No. GGD-98-19R |
Title
united states GenemlAccom~Oflice
Washington, D.C. 20548 General Government Division B-Z?6685 October 30, 1997 The Honorable Spencer Bachus Chairman, Subcommittee on General Oversight and Invesugtions Committee on Bar&ing and FInan& Services House of Representatives Subject P&ate Banklm hformation on Private Banking and Its Wnerahilitv Monev Laundering to This letter responds in part to your March ... |
| Date May 8, 1997 |
Report No. GGD-97-58 |
Title
United States General Accounting Office GAO
May 1997 Report to Congressional Committees BANK OVERSIGHT Few Cases of Tying Have Been Detected GAO/GGD-97-58 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-261747 May 8, 1997 The Honorable John D. Dingell Ranking Minority Member Committee on Commerce House of Representatives The Honorable Thomas J. Mant... |
| Date May 7, 1997 |
Report No. T-OCE/GGD-97-103 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT Wednesday May 7, 1997 Testimony
Before the House Committee on Banking and Financial Services FINANCIAL REGULATION Bank Modernization Legislation
Statement of James L. Bothwell Chief Economist Office of the Chief Economist GAO/T-OCE/GGD-97-103 Summary Financial Regulation: Bank Modernization Legislation
... |
| Date March 26, 1997 |
Report No. GGD-97-49 |
Title
United States General Accounting Office GAO
March 1997 Report to Congressional Committees BANK DATA Material Loss of Oversight Information From Interstate Banking Is Unlikely GAO/GGD-97-49 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-260655 March 26, 1997 The Honorable Alfonse M. D’Amato Chairman The Honorable Paul S. Sarbanes Ranking Minority ... |
| Date Dec. 27, 1996 |
Report No. GGD-97-5 |
Title
United States General Accounting Office GAO
December 1996 Report to the Honorable Charles E. Schumer House of Representatives BANK REGULATORY STRUCTURE Japan G A O years
1921 - 1996 GAO/GGD-97-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-270597 December 27, 1996 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer: Proposa... |
| Date Sept. 30, 1996 |
Report No. GGD-96-187 |
Title
United States General Accounting Office GAO
September 1996 Report to the Chairwoman and the Ranking Minority Member, Subcommittee on Financial Institutions and Consumer Credit, House of Representatives FOREIGN BANKS Implementation of the Foreign Bank Supervision Enhancement Act of 1991 G A O years
1921 - 1996 GAO/GGD-96-187 GAO United States General Accounting Office Washington, D.C. 20548 General... |
| Date May 2, 1996 |
Report No. T-GGD-96-117 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT Thursday May 2, 1996 Testimony
Before the Committee on Banking and Financial Services House of Representatives BANK OVERSIGHT Fundamental Principles for Modernizing the U.S. Structure
Statement of James L. Bothwell Director, Financial Institutions and Markets Issues General Government Division G A O yea... |
| Date Feb. 7, 1996 |
Report No. GGD-96-26 |
Title
United States General Accounting Office GAO
February 1996 Report to the Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FOREIGN BANKS Assessing Their Role in the U.S. Banking System GAO/GGD-96-26 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259971 February 7, 1996 The Honorable Paul S. Sarbanes Ranking Minor... |
| Date Jan. 2, 1996 |
Report No. AA-96-6(1) |
Title
United States General Accounting Office GAO
J,-muary 1996 General Government Division o Financial Institutions
and Markets Issue Area Active Assignments GAO/AA-96-6(1) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report contains assignments that ... |
| Date Nov. 28, 1995 |
Report No. GGD-96-23 |
Title
United States General Accounting Office GAO
November 1995 Report to Congressional Requesters COMMUNITY REINVESTMENT ACT Challenges Remain to Successfully Implement CRA GAO/GGD-96-23 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259931 November 28, 1995 The Honorable Jim Leach Chairman The Honorable Henry B. Gonzalez Ranking Minority Member Committ... |
| Date Sept. 28, 1995 |
Report No. GGD-95-223 |
Title
United States General Accounting Office GAO
September 1995 Report to the Honorable Charles E. Schumer House of Representatives BANK REGULATORY STRUCTURE Canada GAO/GGD-95-223 United States General Accounting Office
Washington, D.C. 20548 General Government Division B-259978 September 28, 1995 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer: Proposals to consolidate Unite... |
| Date Sept. 21, 1995 |
Report No. GGD-95-214 |
Title
United States General Accounting Office GAO
September 1995 Report to Congressional Requesters BANKS’ SECURITIES ACTIVITIES Oversight Differs Depending on Activity and Regulator GAO/GGD-95-214 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259498 September 21, 1995 The Honorable John D. Dingell Ranking Minority Member Committee on Commerce House o... |
| Date Aug. 31, 1995 |
Report No. GGD-95-152 |
Title
United States General Accounting Office GAO
August 1995 Report to the Honorable Charles E. Schumer House of Representatives BANK REGULATORY STRUCTURE France GAO/GGD-95-152 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259977 August 31, 1995 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer: Proposals to consolidate United ... |
| Date July 28, 1995 |
Report No. GGD-95-189 |
Title
United States General Accounting Office GAO
July 1995 Report to the Committee on Banking, Housing, and Urban Affairs, U.S. Senate, and the Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING Stakeholders View Recordkeeping Requirements for Cashier’s Checks As Sufficient GAO/GGD-95-189 GAO United States General Accounting Office Washington, D.C. 20548 General Go... |
| Date July 1, 1995 |
Report No. AA-95-7(3) |
Title
United States General Accounting Office GAO General Government Division July 1995 Financial Institutions * * and Markets Issue Area Active Assignments /(72o 0('4 W7/t-5 GAO/AA-95-7(3) I ,I Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report conta... |
| Date June 9, 1995 |
Report No. GGD-95-118 |
Title
United States General Accounting Offke Report to the Senate Committee on Banking, Housing; and Urbqn Affairs and the Ho&e Committee on Banking and Financial Services
June 1995 1993 BANK RESOLUTIONS FDIC Further Improved Its Resolution Process GAWGGD-95-118 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259981 June 9,1995 The HonorabIe Alfonse M. D... |
| Date May 30, 1995 |
Report No. GGD-95-156 |
Title
United States General Accounting Office GAO
May 1995 Report to the Ranking Minority Member Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate MONEY LAUNDERING Needed Improvements For Reporting Suspicious Transactions Are Planned GAO/GGD-95-156 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259790 May 30, 1995 T... |
| Date May 15, 1995 |
Report No. GGD-95-119 |
Title
United States General Accounting Office GAO
May 1995 Report to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Banking and Financial Services 1993 THRIFT RESOLUTIONS RTC’s Resolution Process Generally Adequate to Determine Least Costly Resolutions GAO/GGD-95-119 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B... |
| Date March 15, 1995 |
Report No. GGD-95-37 |
Title
United States General Accounting Office GAO
March 1995 Report to the Chairman and Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs U.S. Senate FAILING BANKS Lessons Learned From Resolving First City Bancorporation of Texas GAO/GGD-95-37 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-258350 March 15, 1995 The Honorable Alfon... |
| Date Dec. 30, 1994 |
Report No. GGD-95-35 |
Title
United States General Accounting Office GAO
December 1994 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate INTERSTATE BANKING Experiences in Three Western States GAO/GGD-95-35 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-258203 December 30, 1994 The Honorable Donald W. Riegle, Jr. Chairman, Committee on Bankin... |
| Date Dec. 29, 1994 |
Report No. GGD-95-38 |
Title
United States General Accounting Office GAO
December 1994 Report to the Honorable Charles E. Schumer House of Representatives BANK REGULATORY STRUCTURE The United Kingdom GAO/GGD-95-38 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259284 December 29, 1994 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer: Proposals to cons... |
| Date June 17, 1994 |
Report No. GGD-94-110 |
Title
U&ted .States General Accounting Office GAO Report to Congressional Committees , GAO/GGD-94-110 GAO E~.Z;+i;tLye , ‘ *
General Government Division /s’ 7 96 / B-256300 June 17,1994 The Honorable Donald W. Riegle, Jr. Chairman The Honorable Alfonse M. D’ Amato Ranking Minority Member Committee on Banking, Housing, and Urban Affairs United States Senate The Honorable Henry B. Gonzalez Chairman ... |
| Date May 10, 1994 |
Report No. GGD-94-107 |
Title
United States General Accounting Office GAO
Hay 1994 Report to Congressional Committees , BANK .RESOLUTIONS
1992 FDIC Chose Methods Determined Least Costly, but Needs to Improve Process 0
ZAa/GGD-94-i07 .. q General B-256292 Government Division May 10, 1994 The Honorable Donald W. Riegle, Jr. Chairman The Honorable Alfonse M. D’ Amato Ranking Minority Member Committee on Banking, Housing, and Ur... |
| Date May 9, 1994 |
Report No. GGD-94-134BR |
Title
United States General Accounting Office GAO
May 1994 Briefing Report to the Honorable Charles E. Schumer, Hous& of Representatives t . BANK REGULATORY STRUCTURE The Federal Republic of Germany GAOIGGd-94-134BR GAO United States General Accounting Office Washington, D.C. 20648 General Government Division B-257089 May 9,1994 The Honorable Charles E. Schumer House of Representatives Dear Mr. Schumer:... |
| Date April 20, 1994 |
Report No. GGD-94-109 |
Title
United States General Accounting Office GAO
April 1994 Report to the Chairman, Committee on Banking, Finance and Urban Affairs, House of Representatives FAILED BANK FDIC Sale of CrossLand Conservatorship Satisfied Least-Cost Test -. GAO/GGD-94-109 :?, ,: t ’ .” ,.I>f’.‘” GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-256423 April 20, 1994... |
| Date March 30, 1994 |
Report No. GGD-94-88 |
Title
United States General Accounting Office Report to Congressional Requesters BANKINSIDER ACTMTIES
Insider Problems and Violations Indicate Broader Management Deficiencies General Government Division B-247879 March 30,1994 The Honorable Donald W. Riegle, Jr. Chairman, Committee on Banking, Housing and Urban Affairs United States Senate The Honorable Henry Gonzalez Chairman, Committee on Banking, Fina... |
| Date March 21, 1994 |
Report No. GGD-94-68 |
Title
GAO United States General Accounting Office Washington, D.C. 20548 /w=3 General Government Division B-253938 March 21, 1994 The Honorable Henry B. Gonzalez, Chairman The Honorable James k Leach Ranking Minority Member Committee on Banking, Finance and Urban Affairs House of Representatives The Honorable Donald W. Riegle, Jr., Chairman The Honorable Alfonse M. D’Amato Ranking Minority Member Com... |
