Executive Authority to Exclude Aliens: In Brief (CRS Report for Congress)
Premium Purchase PDF for $24.95 (15 pages)
add to cart or
subscribe for unlimited access
Pro Premium subscribers have free access to our full library of CRS reports.
Subscribe today, or
request a demo to learn more.
Release Date |
Jan. 23, 2017 |
Report Number |
R44743 |
Report Type |
Report |
Authors |
Kate M. Manuel, Acting Section Research Manager |
Source Agency |
Congressional Research Service |
Summary:
The Immigration and Nationality Act (INA) provides that individual aliens outside the United
States are “inadmissible”—or barred from admission to the country—on health, criminal,
security, and other grounds set forth in the INA. However, the INA also grants the Executive
several broader authorities that could be used to exclude certain individual aliens or classes of
aliens for reasons that are not specifically prescribed in the INA.
Section 212(f) of the INA is arguably the broadest and best known of these authorities. It
provides, in relevant part, that
Whenever the President finds that the entry of any aliens or of any class of aliens into the
United States would be detrimental to the interests of the United States, he may by
proclamation, and for such period as he shall deem necessary, suspend the entry of all
aliens or any class of aliens as immigrants or nonimmigrants, or impose on the entry of
aliens any restrictions he may deem to be appropriate.
Over the years, Presidents have relied upon Section 212(f) to suspend or otherwise restrict the
entry of individual aliens and classes of aliens, often (although not always) in conjunction with
the imposition of financial sanctions upon these aliens. Among those so excluded have been
aliens whose actions “threaten the peace, security, or stability of Libya”; officials of the North
Korean government; and aliens responsible for “serious human rights violations.”
Neither the text of Section 212(f) nor the case law to date suggests any firm legal limits upon the
President’s exercise of his authority to exclude aliens under this provision. The central statutory
constraint imposed on Section 212(f)’s exclusionary power is that the President must have found
that the entry of any alien or class of aliens would be “detrimental to the interests of the United
States.” The statute does not address (1) what factors should be considered in determining
whether aliens’ entry is “detrimental” to U.S. interests; (2) when and how proclamations
suspending or restricting entry should be issued; (3) what factors are to be considered in
determining whether particular restrictions are “appropriate”; or (4) how long any restrictions
should last. The limited case law addressing exercises of presidential authority under Section
212(f) also supports the view that this provision confers broad authority to bar or impose
conditions upon the entry of aliens. Key among these cases is the Supreme Court’s 1993 decision
in Sale v. Haitian Centers Council, Inc., which held that the U.S. practice of interdicting persons
fleeing Haiti outside U.S. territorial waters and returning them to their home country without
allowing them to raise claims for asylum or withholding of removal did not violate the INA or the
United Nations Convention Relating to the Status of Refugees. The U.S. practice had been
established by Executive Order 12807, which was issued, in part, under the authority of Section
212(f) and “suspend[ed] the entry of aliens coming by sea to the United States without necessary
documentation.” However, depending on their scope, future executive actions under Section
212(f) could potentially be seen to raise legal issues that have not been prompted by the
Executive’s prior exercises of this authority.
Beyond Section 212(f), other provisions of the INA can also be seen to authorize the Executive to
restrict aliens’ entry to the United States. Most notably, Section 214(a)(1) prescribes that the
“admission of any alien to the United States as a nonimmigrant shall be for such time and under
such conditions as [the Executive] may by regulations prescribe.” Section 215(a)(1) similarly
provides that “it shall be unlawful for any alien” to enter or depart the United States “except
under such reasonable rules, regulations, and orders, and subject to such limitations and
exceptions as the President may prescribe.” For example, President Carter cited Section 215(a)—
rather than Section 212(f)—when authorizing the revocation of immigrant and nonimmigrant
visas issued to Iranian citizens during the Iran Hostage Crisis.