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Affirmative Action and Diversity in Public Education: Legal Developments (CRS Report for Congress)

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Release Date Revised Sept. 11, 2015
Report Number RL30410
Report Type Report
Authors Jody Feder, Legislative Attorney
Source Agency Congressional Research Service
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Summary:

Almost four decades after the Supreme Court ruling in Regents of the University of California v. Bakke, the diversity rationale for affirmative action in public education remains a topic of political and legal controversy. Many colleges and universities have implemented affirmative action policies not only to remedy past discrimination, but also to achieve a racially and ethnically diverse student body or faculty. Justice Powell, in his opinion for the Bakke Court, stated that the attainment of a diverse student body is “a constitutionally permissible goal for an institution of higher education,” noting that “[t]he atmosphere of ‘speculation, experiment, and creation’ so essential to the quality of higher education is widely believed to be promoted by a diverse student body.” In subsequent years, however, federal courts began to question the Powell rationale, unsettling expectations about whether diversity-based affirmative action in educational admissions and faculty hiring is constitutional under the equal protection clause of the Fourteenth Amendment. After a series of conflicting lower court rulings were issued regarding the use of race to promote a diverse student body, the Supreme Court agreed to review the race-conscious admissions policies used by the undergraduate and law school admissions programs at the University of Michigan. In Grutter v. Bollinger, a 5 to 4 majority of the Justices held that the law school had a “compelling” interest in the “educational benefits that flow from a diverse student body,” which justified its race-based efforts to assemble a “critical mass” of “underrepresented” minority students. But in the companion decision, Gratz v. Bollinger, six Justices decided that the University’s policy of awarding “racial bonus points” to minority applicants was not “narrowly tailored” enough to pass constitutional scrutiny. The decisions resolved, for the time being, the doctrinal muddle left in Bakke’s wake. And because the Court’s constitutional holdings translate to the private sector under the federal civil rights laws, nonpublic schools, colleges, and universities are likewise affected. However, the Grutter and Gratz decisions did not address whether diversity is a permissible goal in the elementary and secondary educational setting. To resolve this question, the Supreme Court agreed to review two cases that involved the use of race to maintain racially diverse public schools and to avoid racial segregation. In a consolidated 2007 ruling in Parents Involved in Community Schools v. Seattle School District No. 1, the Court struck down the Seattle and Louisville school plans at issue, holding that they violated the equal protection guarantee of the Fourteenth Amendment. More recently, the Court’s decision to hear challenges in two separate affirmative action cases has once again revived the issue of diversity in higher education. In its 2013 ruling in Fisher v. University of Texas at Austin, the Court reaffirmed its holding in Grutter, but nevertheless vacated and remanded an appellate court’s decision to uphold a race-conscious undergraduate admissions plan at the University of Texas at Austin. However, on remand, the appellate court upheld the university’s admissions program for a second time, a decision that appeared to prompt the Court to agree to review the case yet again during its 2015 term. Meanwhile, in 2014’s Schuette v. Coalition to Defend Affirmative Action, the Court upheld Michigan’s Proposal 2, which prohibits the use of racial preferences in higher education.