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GAO Reports by subject "Holding companies"

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Date Report No. Title
Date Sept. 21, 2009 Report No. GAO-09-975 Title

Troubled Asset Relief Program: Status of Government Assistance Provided to AIG

United States Government Accountability Office GAO September 2009 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM Status of Government Assistance Provided to AIG GAO-09-975 September 2009 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-09-975, a report to congressional committees Accountability Integrity Reliability Status of Government Assistance Provided to AIG Why GA...
Date July 22, 2009 Report No. GAO-09-920T Title

Troubled Asset Relief Program: Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO For Release on Delivery Expected at 2:00 p.m. EDT Wednesday, July 22, 2009 Testimony Before the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives TROUBLED ASSET RELIEF PROGRAM Status of Efforts to Address Transparency and Accountability Issues Statement of Thomas J. McCool, Director Center for ...
Date July 9, 2009 Report No. GAO-09-889T Title

Troubled Asset Relief Program: Status of Participants' Dividend Payments and Repurchases of Preferred Stock and Warrants

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 9, 2009 Testimony Before the Committee on Financial Services, House of Representatives TROUBLED ASSET RELIEF PROGRAM Status of Participants’ Dividend Payments and Repurchases of Preferred Stock and Warrants Statement of Gary T. Engel, Director, Financial Management and Assurance G...
Date June 17, 2009 Report No. GAO-09-707SP Title

Troubled Asset Relief Program: Capital Purchase Program Transactions for October 28, 2008, through May 29, 2009, and Information on Financial Agency Agreements, Contracts, Blanket Purchase Agreements, and Interagency Agreements Awarded as of June 1, 2009 (GAO-09-707SP, June 2009), an e-supplement to GAO-09-658

Date June 17, 2009 Report No. GAO-09-658 Title

Troubled Asset Relief Program: June 2009 Status of Efforts to Address Transparency and Accountability Issues

United States Government Accountability Office GAO June 2009 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM June 2009 Status of Efforts to Address Transparency and Accountability Issues GAO-09-658 June 2009 TROUBLED ASSET RELIEF PROGRAM Highlights Highlights of GAO-09-658, a report to congressional committees Accountability Integrity Reliability June 2009 Status of Efforts to Add...
Date March 15, 2007 Report No. GAO-07-154 Title

Financial Market Regulation: Agencies Engaged in Consolidated Supervision Can Strengthen Performance Measurement and Collaboration

United States Government Accountability Office GAO March 2007 Report to Congressional Committees FINANCIAL MARKET REGULATION Agencies Engaged in Consolidated Supervision Can Strengthen Performance Measurement and Collaboration GAO-07-154 March 2007 FINANCIAL MARKET REGULATION Highlights Highlights of GAO-07-154, a report to congressional committees Accountability Integrity Reliability Agencies Eng...
Date July 12, 2006 Report No. GAO-06-961T Title

Industrial Loan Corporations: Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Wednesday, July 12, 2006 Testimony Before the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives INDUSTRIAL LOAN CORPORATIONS Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority Statement of Ri...
Date July 8, 2005 Report No. GAO-05-617 Title

Public Utility Holding Company Act: Opportunities to Strengthen SEC's Administration of the Act

United States Government Accountability Office GAO July 2005 Report to the Ranking Minority Member, Committee on Energy and Commerce, and the Honorable Edward J. Markey, House of Representatives PUBLIC UTILITY HOLDING COMPANY ACT Opportunities Exist to Strengthen SEC’s Administration of the Act GAO-05-617 a July 2005 Highlights Highlights of GAO-05-617, a report to the Ranking Minority Member, C...
Date March 22, 2001 Report No. GAO-01-474 Title

Money Laundering: Oversight of Suspicious Activity Reporting at Bank-Affiliated Broker-Dealers Ceased

United States General Accounting Office GAO March 2001 Report to the Honorable Carl Levin, Ranking Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate MONEY LAUNDERING Oversight of Suspicious Activity Reporting at Bank-Affiliated Broker-Dealers GAO-01-474 Contents Letter Results in Brief Background Objectives, Scope, and Methodology Federal Bank Regulat...
Date April 14, 1999 Report No. GGD-99-63R Title

Accounting Standards: Treatment of Asset-Backed Securities

GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-282342 April 14,1999 The Honorable Tom Bliley Chairman, Committee on Commerce House of Representatives Subject: Accounting Standards Treatment of Asset-Backed Securities Dear &fr. Chairman: This letter responds to your request for information on whether the greater discretion allowed to banks as oppose...
Date March 15, 1995 Report No. T-GGD-95-121 Title

Financial Regulation: Modernization of the Financial Services Regulatory System

United States General Accounting Office I Testimony Before the Committee on Banking and Financial Services House of Representatives For Releaseon Delivery Expectedat 2100p.m., EST on Wednesday March 15,1995 FINANCIAL REGULATION Modernization of the Financial ServicesRegulatory System Statement of James L. Bothwell Director, Financial Institutions and Markets Issues General Government Division A Mo...
Date April 21, 1992 Report No. GGD-92-70 Title

Securities Firms: Assessing the Need to Regulate Additional Financial Activities

GAO SECURITIES FIRMS Assessing the Need to Regulate Additional Financial Activities i 111ll Ml Ill1 146395 .---. -_..- ,I _. .._.. .._ - .I. ..” “. * 1.““_ .---... -.--..---- --..“.--~--~--~_-~-- GAO United Statee General Accounting Office Washington, D.C. 20548 General Government Division B-245591.2 April 21,1992 The Honorable Donald W. Riegle Chairman, Committee on Banking, Housing and...
Date April 9, 1992 Report No. RCED-92-98 Title

Electricity Supply: Regulating Utility Holding Companies in a Changing Electric Industry

Y 1.1 t,c!d St,akn Gcumra.1 Acwonf,il8g ni Olt1kxr GAO ,’ ‘ i! Ii April 1~ 4 I!)!)2 Report to the Chairman, Subcom m ittee on ‘ Iklecom m unications and F inance, Com m ittee on Energy and Com m erce, House of Representatives . ELECTRICITY SUPPLY Regulating Utility Holding Companies in “..“.. ...-. I. ..-^. --.----..-_-. I”_-.” --..--- ---_1___ .” ._... --1”- .-- ..-....-----.--....
Date Oct. 3, 1991 Report No. T-RCED-92-2 Title

Electricity Supply: Regulation of the Changing Electric Industry Under the Public Utility Holding Company Act

United States General Accounting Office GAO Testimony Before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives wwl For Retease on Delivery Expected at 1O:OO a.m. EDT Thursday October 3, 1991 ELECTRICITY SUPPLY Regulation of the Changing Electric Utility Industry Under the Public Utility Holding Company Act Statement for the Record of Vic...
Date April 14, 1987 Report No. GGD-87-35 Title

Bank Powers: Insulating Banks From the Potential Risks of Expanded Activities

United States General Accounting Office I32Gg5 Report to the Chairman, Committee on t Banking, Housing and Urban Affairs, U.S. - ’ Senate and the Chairman, Committee on Banking, Finance and Urban Affairs, House of Representatives April 1987 “,, BANK POWERS Insulating Banks From the Potential Risks of Expanded Activities I 038x() GAO/GGD-8736 1 i c . ,’ , , . United States General Accounting ...
Date Oct. 31, 1983 Report No. 122731 Title

Business, Industry, and Consumers: Comments on H.R. 2994

UNITED tXR!CES GENERAL AtXOUNTING OFFICE wN%lXXN, D.C. sTA!mmnoF F. KEVINBOUWD,SENICRASSOCIA!l'EDIRECBX REsamEs,-,ANDCDEVEWIPMENTDMSION BEFORETHE suBcoMMITl!EE mELFGY ON msERvATIoN AND Fa4ER ANDTHE EmBasMImEE ON ~CATIO,mmPIERBRcmCTIm ANDFINANCE CcElMITTEEoN-ANDUNITEDSTATESHCUSEOFREF%ESENI!ATIVES Mr.Chairman: We appreciate this opportunity to discuss proposed legislation (H.R. 2994) to nd the Fubli...
Date Aug. 30, 1983 Report No. RCED-83-118 Title

Energy: Analysis of SEC's Recommendation To Repeal the Public Utility Holding Company Act

* @THE COMPTROLLERGENERAL Report To The Honorable Tom Corcoran House Of Representatives IRlllllllllll lllllIII1 Ill lllll Ill1 1111111111 lllll Lmll22440 OF THE UNITEDSTATES Analysis Of SEC’s Recommendation To Repeal The Public Utility Holding Company Act The Securities and Exchange Commission (SEC) recommended to the Congress in December 1981 that the Public Utility Holding Company Act of 1935 ...
Date March 26, 1982 Report No. 117879 Title

Transportation: The ICC Jurisdiction Over Railroad Holding Companies and Evaluation of Proposed Rail Mergers

UNITED STATES GENERAL ACCOUNTING OFFICE WASHINGTON, D.C. 20548 FOR RELEASE ON DELIVERY EXPECTED AT 9:30 A.M. FRIDAY, MARCH 26, 1982 STATEMENT OF OLIVER W. KRUEGER, ASSOCIATE DIRECTOR COMMUNITY AND ECONOMIC DEVELOPMENT DIVISION BEFORE THE COMMITTEE ON THE JUDICIARY U1'1ITED STATES SENATE ON TllE INTERSTATE COMMERCECOMMISSION'S JURISDICTION RAILROAD HOLDING COMPANIES AND EVALUATION OF PROPOSED RAIL ...
Date Jan. 4, 1978 Report No. FGMSD-78-7 Title

The Securities and Exchange Commission's Regulation of Public Utility Holding Companies: An Evaluation of Commission Comments on a Critical Report

DOCUMENT RESUHE 04533 - [0064952] The Securities and Exchange Ccamission's Regulation of Public Utility Holding Companies: n Evaluation of Commission Comments on a Critical Report. GHSD-78-7; B-124898. January 4, 1978. 3 pp. + 2 appendices (43 pp.). Report to the Congress; by Elmer . Staats, Couptroller General. Contact: Financial and General Management Studies Div. Budget Function: General Govern...
Date June 20, 1977 Report No. FGMSD-77-35 Title

Energy: The Force of the Public Utility Holding Act Has Been Greatly Reduced by Changes in the Securities and Exchange Commission's Enforcement Policies

DOCUMENT RESUME 02429 - [A1812840] The Force of the Public Utility Holdinq Act Sas Been Greatly Reduced by Changes in the Securities and Exchange Commission's EnfOrcement Policies. FGMSD-77-35; B-124898. June 20, 1977. 36 PP. Report to the Congress; by Blmer B. Staats, Comptroller General. Issue Area: Energy (1600). Contact: Financial and General Management Studip;, Div. Budget Function: General G...