| Date |
Report No. |
Title |
| Date Sept. 20, 2011 |
Report No. GAO-11-750 |
Title
United States Government Accountability Office GAO
September 2011 Report to Congressional Requesters FINANCIAL DERIVATIVES Disparate Tax Treatment and Information Gaps Create Uncertainty and Potential Abuse GAO-11-750 September 2011 FINANCIAL DERIVATIVES
Disparate Tax Treatment and Information Gaps Create Uncertainty and Potential Abuse
Highlights of GAO-11-750, a report to congressional requester... |
| Date July 12, 2007 |
Report No. GAO-07-1095T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 12, 2007 Testimony Before the Subcommittee on General Farm Commodities and Risk Management, Committee on Agriculture, House of Representatives ENERGY DERIVATIVES Preliminary Views on Energy Derivatives Trading and CFTC Oversight
Statement of Orice M. Williams, Director Financial Mar... |
| Date June 13, 2007 |
Report No. GAO-07-716 |
Title
United States Government Accountability Office GAO
June 2007 Report to Congressional Requesters CREDIT DERIVATIVES Confirmation Backlogs Increased Dealers’ Operational Risks, but Were Successfully Addressed after Joint Regulatory Action GAO-07-716 June 2007 CREDIT DERIVATIVES Highlights
Highlights of GAO-07-716, a report to congressional requesters Accountability Integrity Reliability Confirmati... |
| Date Aug. 16, 2001 |
Report No. GAO-01-945 |
Title
United States General Accounting Office GAO
August 2001 Report to the Honorable James A. Leach House of Representatives EQUITY HEDGING OCC Needs to Establish Policy on Publishing Interpretive Decisions GAO-01-945 Contents Letter
Results in Brief Background OCC’s Process in Making Its Equity Hedging Decision Is Controversial We Concur With OCC’s Legal Decision Conclusions Recommendations for Ex... |
| Date May 5, 2000 |
Report No. GGD-00-99 |
Title
United States General Accounting Office GAO
May 2000 Report to Congressional Requesters COMMODITY EXCHANGE ACT Issues Related to the Regulation of Electronic Trading Systems GAO/GGD-00-99 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284243 May 5, 2000 The Honorable Richard G. Lugar Chairman Committee on Agriculture, Nutrition and Forestry United Stat... |
| Date April 6, 2000 |
Report No. GGD-00-89 |
Title
United States General Accounting Office GAO
April 2000 Report to Congressional Requesters CFTC AND SEC Issues Related to the Shad-Johnson Jurisdictional Accord GAO/GGD-00-89 United States General Accounting Office Washington, D.C. 20548 General Government Division B-284260 April 6, 2000 The Honorable Richard G. Lugar Chairman, Committee on Agriculture, Nutrition and Forestry United States Senate T... |
| Date May 5, 1999 |
Report No. GGD-99-74 |
Title
United States General Accounting Office GAO
May 1999 Report to Congressional Committees THE COMMODITY EXCHANGE ACT Issues Related to the Commodity Futures Trading Commission’s Reauthorization GAO/GGD-99-74 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281936 May 5, 1999 The Honorable Richard G. Lugar Chairman Committee on Agriculture, Nutrition ... |
| Date July 20, 1998 |
Report No. GGD-98-153 |
Title
United States General Accounting Office GAO
July 1998 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U. S. Senate, and the Chairman, Committee on Banking and Financial Services, House of Representatives RISK-BASED CAPITAL Regulatory and Industry Approaches to Capital and Risk GAO/GGD-98-153 GAO United States General Accounting Office Washington, D.C. 20548 General Govern... |
| Date Dec. 19, 1997 |
Report No. GGD-98-43R |
Title
United States General Accountixig Office Washington, D.C. 20548 General Government Division B;278814 December 19, 1997 < : The Honorable Thomas J. Bliley C-an, Committee on Commerce House of -Representatives-. Subject: OTC Derivatives: Lawsuits Involving Sales Practice Concerns -‘ Dear Mr. Chairman: This letter responds to a request made by your office during an October 16, 1997, briefjng on our... |
| Date Oct. 2, 1997 |
Report No. GGD-98-5 |
Title
United States General Accounting Office GAO
October 1997 Report to the Honorable Edward J. Markey, House of Representatives OTC DERIVATIVES Additional Oversight Could Reduce Costly Sales Practice Disputes GAO/GGD-98-5 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259982 October 2, 1997 The Honorable Edward J. Markey House of Representatives Dear M... |
| Date April 7, 1997 |
Report No. GGD-97-50 |
Title
United States General Accounting Office GAO
April 1997 Report to Congressional Committees THE COMMODITY EXCHANGE ACT Legal and Regulatory Issues Remain GAO/GGD-97-50 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-259983 April 7, 1997 The Honorable Richard G. Lugar Chairman The Honorable Tom Harkin Ranking Minority Member Committee on Agriculture, N... |
| Date Nov. 1, 1996 |
Report No. GGD/AIMD-97-8 |
Title
United States General Accounting Office GAO
November 1996 Report to Congressional Committees FINANCIAL DERIVATIVES Actions Taken or Proposed Since May 1994 G A O years
1921 - 1996 GAO/GGD/AIMD-97-8 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-260656 November 1, 1996 The Honorable Richard G. Lugar Chairman The Honorable Patrick J. Leahy Ranking Mi... |
| Date Jan. 2, 1996 |
Report No. AA-96-6(1) |
Title
United States General Accounting Office GAO
J,-muary 1996 General Government Division o Financial Institutions
and Markets Issue Area Active Assignments GAO/AA-96-6(1) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report contains assignments that ... |
| Date Oct. 25, 1995 |
Report No. T-GGD-96-36 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10100a.m., EDT on Wednesday October 25,1995 Testimony
Before the Subcomn-tittee on Capital Markets, Securities, and GSEs, Committee on Banking and F’inancial Services House of Representatives CFTC/SECENFORCEMENT PROGRAMS
Status and Potential Impaet of a Merger
Statement of James L. Bothwell Director, Financial Instit... |
| Date Oct. 1, 1995 |
Report No. AA-95-7(4) |
Title
United States General Accounting Office GAO
October 1995_ General Government Division Financial Institutions
and Markets Issue Area Active Assignments ,_ 0653A/A9 -/7(4
GAO/AA-95-7(4) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report contains a... |
| Date July 1, 1995 |
Report No. AA-95-27(3) |
Title
United States General Accounting Office GAO Accounting and Information Management Division July 1995 Corporate Financial Audits Issue Area Active Assignments GAO/AA-95-27(3) 0 64 q O iqt -7 Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Corporate Financial Audits issue area This report contains ass... |
| Date July 1, 1995 |
Report No. AA-95-7(3) |
Title
United States General Accounting Office GAO General Government Division July 1995 Financial Institutions * * and Markets Issue Area Active Assignments /(72o 0('4 W7/t-5 GAO/AA-95-7(3) I ,I Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office's Financial Institutions and Markets issue area This report conta... |
| Date June 23, 1994 |
Report No. T-GGD-94-170 |
Title
United States General Accomting Office / Testimony
Before the Committee on Banking, Finance and Urban Affaks House of Representatives For Release on Delivery Expectedat 10:OOam.,EJlT m&Y he 23,1994 FINANCIALDERIVATIVES Actions Needed to Protect the Financial System
Statement of Charles A. Bowsher Comptroller General of the United States E , Mr. Chairman and Members of the Committee: We are pleased... |
| Date June 14, 1994 |
Report No. T-GGD-94-169 |
Title
United States General Accounting; Office GAO
For Release on Deliveq Expecteda 1O:OO am., EDT TlleSdEiy June 14,1994 Testimony
Before the Subcommitteeon Environment, Credit, and Rural Development,Committee on Agriculture House of Representatives FINANCIALDEFkIVATIVES Actions Neededto Protect the Financial System
Statementof JamesL. Bothwell Director, Financial Institutions and Market Issues GAO/T-G... |
| Date June 14, 1994 |
Report No. T-GGD-94-163 |
Title
United States Genera1 Accounting Office GAO
Not to Be Released Before 1O:OO a.m., EDT on Tuesday June 14, 1994 Testimony
Before the Subcommittee on Environment, Credit and Rural Development, House Committee on Agriculture House of Representatives Responseto the International Swaps and Derivatives Association Position Paper
Statement for the Record James L. Bothwell Director, Financial Institutions... |
| Date May 19, 1994 |
Report No. T-GGD-94-151 |
Title
United States General Accounting Office Testimony,
Before the Comkittee’ Banking, Housing, and Urban Affairs, on United States Senate For Releaseon Delivery Expectedat 2:OO p.m., EDT ndY May 19,1994 FINANCXALDERIVATIVES Actions Needed to Protect the Financial System
Statement of Charles A. Bowsher Comptroller General of the United States ; GAOm-GGD-94-151 ‘ q&/ Mr. Chairman and Members of the ... |
| Date May 19, 1994 |
Report No. T-GGD-94-150 |
Title
United States General Accounting Office GAO
For Releaseon Delivery Expectedat 9130a.m., EDT ‘ Ib&Y May 19, 1994 Testimony
Before the Subcommittee on Telecommunications and Finance. r Committee on Energy and Commerce, House of Representatives 1 FINANCIAL DERIVATIVES Actions Needed to Protect the Financial System
Statementof Charles A. Bowsher Comptroller General of the United States i Mr. Chairma... |
| Date May 18, 1994 |
Report No. GGD-94-133 |
Title
G&“-J ii2ZiY&;;yi;,zF , ‘ *
Comptroller General of the United States B-257099
May l&l994 The Honorable Donald W. Riegle, Jr. Chairman The Honorable Alfonse M. D’ Amato Ranking Minority Member Committee on Banking, Housing, and Urban Affairs United States Senate The Honorable Patrick J. Leahy Chairman The Honorable Richard G. Lugar Ranking Minority Member Committee on Agriculture, Nutrition ... |
| Date March 16, 1993 |
Report No. GGD-93-70BR |
Title
Ilrritecl Statm |
| Date Sept. 26, 1991 |
Report No. GGD-91-135 |
Title
!) ‘ 7 0 3 cn c 0 GAO United States General Accounting Office Washington, DC. 20648 General Government Division B-245321 - September 26, 1991 The Honorable Doug Barnard Chairman, Subcommittee on Commerce, Consumer, and Monetary Affairs Committee on Government Operations House of Representatives Dear Mr. Chairman: In response to your request and subsequent discussions with the Subcommittee, we re... |
| Date March 25, 1988 |
Report No. RCED-88-78BR |
Title
Iz,@wy
United States General Accounting Office I( Briefing Report to Congressional Committees - ’ Mardh 1988 AGRICULTURAL MARKETING 4 Fanners’ Marketing Practices and Programs to Teach Alternative Practices 135397 ii AO/RCED-8%78BR 1, Q4\bY \ -“--” .“_~ _ll-““-ll~ --“w_ GAO llnlted St.&w -General Accounting O W c c W ashington, D.C. 20548 Renourcew, C;ommunity, and Economic Develop... |
