| Date |
Report No. |
Title |
| Date May 19, 2011 |
Report No. GAO-11-489 |
Title
United States Government Accountability Office GAO
May 2011 Report to the Ranking Member, Committee on Financial Services, House of Representatives BANKING REGULATION Enhanced Guidance on Commercial Real Estate Risks Needed GAO-11-489 May 2011 BANKING REGULATION
Accountability • Integrity • Reliability Enhanced Guidance on Commercial Real Estate Risks Needed
Highlights of GAO-11-489, a report ... |
| Date Oct. 4, 2010 |
Report No. GAO-11-47 |
Title
United States Government Accountability Office GAO
October 2010 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM Opportunities Exist to Apply Lessons Learned from the Capital Purchase Program to Similarly Designed Programs and to Improve the Repayment Process GAO-11-47 October 2010 TROUBLED ASSET RELIEF PROGRAM
Accountability • Integrity • Reliability Opportunities Exist to App... |
| Date Sept. 29, 2010 |
Report No. GAO-10-861 |
Title
United States Government Accountability Office GAO
September 2010 Report to Congressional Committees TROUBLED ASSET RELIEF PROGRAM Bank Stress Test Offers Lessons as Regulators Take Further Actions to Strengthen Supervisory Oversight GAO-10-861 September 2010 TROUBLED ASSET RELIEF PROGRAM Highlights
Highlights of GAO-10-861, a report to congressional committees Accountability Integrity Reliability... |
| Date April 28, 2010 |
Report No. GAO-10-609T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 2:00 p.m. EDT Wednesday, April 28, 2010 Testimony Before the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives BANK SECRECY ACT FinCEN Needs to Further Develop Its Form Revision Process For Suspicious Activity Reports
Statement of Richard J. Hillman, Managing... |
| Date Sept. 29, 2009 |
Report No. GAO-09-1049T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 2:00 p.m. EDT Tuesday, September 29, 2009 Testimony Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
Statement of Richard J. Hillman, Managing Director Financial Markets and Community Investment G... |
| Date March 19, 2009 |
Report No. GAO-09-499T |
Title
United States Government Accountability Office GAO
For Release on Delivery Expected at 2:30 p.m. EDT Wednesday, March 18, 2009 Testimony Before the Subcommittee on Securities, Insurance, and Investments, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION Review of Regulators’ Oversight of Risk Management Systems at a Limited Number of Large, Complex Financial Inst... |
| Date Feb. 27, 2009 |
Report No. GAO-09-226 |
Title
United States Government Accountability Office GAO
February 2009 Report to Congressional Requesters BANK SECRECY ACT
Suspicious Activity Report Use Is Increasing, but FinCEN Needs to Further Develop and Document Its Form Revision Process GAO-09-226 February 2009 BANK SECRECY ACT Highlights
Highlights of GAO-09-226, a report to congressional requesters Accountability Integrity Reliability Suspiciou... |
| Date Feb. 12, 2009 |
Report No. GAO-09-227 |
Title
United States Government Accountability Office GAO
February 2009 Report to the Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs, U.S. Senate BANK SECRECY ACT Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts GAO-09-227 February 2009 BANK SECRECY ACT Highlights
Highlights of GAO-09-227, a report to th... |
| Date Feb. 21, 2008 |
Report No. GAO-08-355 |
Title
United States Government Accountability Office GAO
February 2008 Report to Congressional Committees BANK SECRECY ACT Increased Use of Exemption Provisions Could Reduce Currency Transaction Reporting While Maintaining Usefulness to Law Enforcement Efforts GAO-08-355 a February 2008 BANK SECRECY ACT Highlights
Highlights of GAO-08-355, a report to congressional committees Accountability Integrity Re... |
| Date Feb. 21, 2008 |
Report No. GAO-08-385SP |
Title
|
| Date Feb. 15, 2007 |
Report No. GAO-07-253 |
Title
United States Government Accountability Office GAO
February 2007 Report to Congressional Committees RISK-BASED CAPITAL Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework GAO-07-253 February 2007 RISK-BASED CAPITAL Highlights
Highlights of GAO-07-253, a report to Congressional Committees Accountability Integrity Reliability Bank Regul... |
| Date Oct. 4, 2006 |
Report No. GAO-07-7SP |
Title
|
| Date May 19, 2005 |
Report No. GAO-05-486 |
Title
United States Government Accountability Office GAO
May 2005 Report to the Board of Directors, Federal Deposit Insurance Corporation INFORMATION SECURITY Federal Deposit Insurance Corporation Needs to Sustain Progress GAO-05-486 a May 2005 INFORMATION SECURITY Highlights
Highlights of GAO-05-486, a report to the Board of Directors, Federal Deposit Insurance Corporation Accountability Integrity Reli... |
| Date Oct. 27, 2003 |
Report No. GAO-04-91 |
Title
United States General Accounting Office GAO
October 2003 Report to the Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs, U.S. Senate CREDIT UNIONS Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight and Share Insurance Management GAO-04-91 a October 2003 CREDIT UNIONS Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight ... |
| Date Oct. 10, 2003 |
Report No. GAO-04-4 |
Title
United States General Accounting Office GAO October 2003 Report to the Chairman and Ranking Minority Member, Committee on Financial Services, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-4 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-4, a repor... |
| Date Oct. 10, 2003 |
Report No. GAO-04-3 |
Title
United States General Accounting Office GAO
October 2003 Report to the Ranking Minority Member, Committee on Energy and Commerce, House of Representatives BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions GAO-04-3 a October 2003 BANK TYING Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions Highlights of GAO-04-3, a report to the Ran... |
| Date Sept. 25, 2002 |
Report No. GAO-02-774 |
Title
United States General Accounting Office GAO
September 2002 Report to Congressional Requesters FEDERAL RESERVE SYSTEM Update on GAO’s 1996 Recommendations GAO-02-774 a Contents Letter
Results in Brief Background The Federal Reserve Has Taken Steps to Address Systemwide Mission and Management Issues The Federal Reserve Has Strengthened Its Control and Oversight Mechanisms The Federal Reserve Has C... |
| Date Feb. 7, 2002 |
Report No. GAO-02-419T |
Title
United States General Accounting Office GAO Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate For Release on Delivery Expected at 10:00 a.m., EDT, Thursday, February 7, 2002 BANK REGULATION Analysis of the Failure of Superior Bank, FSB, Hinsdale, Illinois
Statement of Thomas J. McCool, Managing Director Financial Markets and Community Investment GAO-02-419T Mr. Chairman and ... |
| Date Dec. 14, 2001 |
Report No. GAO-02-27 |
Title
United States General Accounting Office GAO
December 2001 Report to Congressional Committees REGIONAL MULTILATERAL DEVELOPMENT BANKS External Audit Reporting Could Be Expanded GAO-02-27 a Contents Letter
Results in Brief Scope and Methodology Background MDB External Audits Could Be Enhanced by Reporting on Internal Control and Compliance Importance of Internal Control Standards and Reporting World... |
| Date Aug. 2, 2001 |
Report No. GAO-01-949 |
Title
United States General Accounting Office GAO
August 2001 Report to the Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate FARM CREDIT ADMINISTRATION Analysis of Administrative Expenses and Funding Through Assessments GAO-01-949 Contents Letter
Results in Brief Background Scope and Methodology FCA Administrative Expenses Fell Modestly From 1996 Through 2000, Rema... |
| Date March 22, 2001 |
Report No. GAO-01-474 |
Title
United States General Accounting Office GAO
March 2001 Report to the Honorable Carl Levin, Ranking Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate MONEY LAUNDERING Oversight of Suspicious Activity Reporting at Bank-Affiliated Broker-Dealers GAO-01-474 Contents Letter
Results in Brief Background Objectives, Scope, and Methodology Federal Bank Regulat... |
| Date Jan. 31, 2001 |
Report No. GAO-01-322R |
Title
United States General Accounting Office Washington, DC 20548 January 31, 2001 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services House of Representatives Subject: Comparison of Financial Institution Regulators’ Enforcement and Prompt Corrective Action Authorities Dear Mr. Chairman: This letter ... |
| Date Nov. 17, 2000 |
Report No. GAO-01-192 |
Title
United States General Accounting Office GAO
November 2000 Report to the Chairman Committee on Small Business U. S. Senate SMALL BUSINESS ADMINISTRATION Actions Needed to Strengthen Small Business Lending Company Oversight GAO-01-192 Contents Letter
Results In Brief Background SBA Has Implemented a Safety and Soundness Examination Program SBA Is Planning to Take Action on Most of FCA’s Recommenda... |
| Date Oct. 31, 2000 |
Report No. GAO-01-120 |
Title
United States General Accounting Office GAO
October 2000 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, United States Senate SUSPICIOUS BANKING ACTIVITIES Possible Money Laundering by U.S. Corporations Formed for Russian Entities GAO-01-120 United States General Accounting Office Washington, D.C. 20548 October 31, 2000 The Honora... |
| Date Feb. 7, 2000 |
Report No. GGD/OGC-00-51R |
Title
United States General Accounting Office Washington, D.C. 20548 General Government Division B-284372 February 7, 2000 The Honorable James A. Leach Chairman, Committee on Banking, Finance and Urban Affairs House of Representatives Dear Mr. Chairman: Subject: Role of the Office of Thrift Supervision and Office of the Comptroller of the Currency in the Preemption of State Law This letter responds to y... |
| Date Jan. 24, 2000 |
Report No. GGD-00-48 |
Title
United States General Accounting Office GAO
January 2000 Report to Congressional Requesters RISK-FOCUSED BANK EXAMINATIONS Regulators of Large Banking Organizations Face Challenges GAO/GGD-00-48 United States General Accounting Office Washington, D.C. 20548 General Government Division B-282682 January 24, 2000 The Honorable Marge Roukema Chairwoman The Honorable Bruce F. Vento Ranking Minority Mem... |
| Date Nov. 9, 1999 |
Report No. T-GGD-00-32 |
Title
United States General Accounting Office GAO
Not to Be Released Before 9:30 a.m., EST Tuesday November 9, 1999 Testimony
Before the Permanent Subcommittee on Investigations Committee on Government Affairs U.S. Senate MONEY LAUNDERING Observations on Private Banking and Related Oversight of Selected Offshore Jurisdictions
Statement for the Record of Thomas J. McCool, Director Financial Institutions ... |
| Date Nov. 9, 1999 |
Report No. T-OSI-00-3 |
Title
United States General Accounting Office GAO
Not to Be Released Before 10:00 a.m. EST Tuesday November 9, 1999 Testimony
Before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate PRIVATE BANKING Raul Salinas, Citibank, and Alleged Money Laundering
Statement for the Record of Robert H. Hast Acting Assistant Comptroller General for Investigations Office of Sp... |
| Date Nov. 3, 1999 |
Report No. GGD-00-16 |
Title
United States General Accounting Office GAO
November 1999 Report to the Honorable Maxine Waters and the Honorable Bernard Sanders House of Representatives LARGE BANK MERGERS Fair Lending Review Could be Enhanced With Better Coordination GAO/GGD-00-16 United States General Accounting Office Washington, D.C. 20548 General Government Division B-280045 November 3, 1999 The Honorable Maxine Waters Unit... |
| Date Sept. 28, 1999 |
Report No. GGD-99-157 |
Title
United States General Accounting Office GAO
September 1999 Report to Congressional Requesters INTERNATIONAL FINANCE Actions Taken to Reform Financial Sectors in Asian Emerging Markets GAO/GGD-99-157 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281526 September 28, 1999 The Honorable Spencer Bachus Chairman Subcommittee on Domestic and Internation... |
| Date Sept. 24, 1999 |
Report No. GGD-99-180 |
Title
United States General Accounting Office GAO
September 1999 Report to the Honorable Maxine Waters and the Honorable Bernard Sanders, House of Representatives FEDERAL RESERVE BOARD Merger Process Needs Guidelines for Community Reinvestment Issues GAO/GGD-99-180 United States General Accounting Office Washington, D.C. 20548 General Government Division B-280468 September 24, 1999 The Honorable Maxine ... |
| Date Oct. 30, 1998 |
Report No. OSI-99-1 |
Title
United States General Accounting Office GAO
October 1998 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate PRIVATE BANKING Raul Salinas, Citibank, and Alleged Money Laundering GAO/OSI-99-1 GAO United States General Accounting Office Washington, D.C. 20548 Office of Special Investigations B-281327 October 30, 1998 The Hon... |
| Date Sept. 24, 1998 |
Report No. T-GGD-98-185 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 11:00 a.m., EDT on Thursday September 24, 1998 Testimony
Before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services House of Representatives FEDERAL HOUSING FINANCE BOARD Actions Needed to Improve Regulatory Oversight
Statement of Nancy R. K... |
| Date Sept. 18, 1998 |
Report No. GGD-98-203 |
Title
United States General Accounting Office GAO
September 1998 Report to the Chairman, Subcommittee on Capital Markets, Securities and Government-Sponsored Enterprises, Committee on Banking and Financial Services, House of Representatives FEDERAL HOUSING FINANCE BOARD Actions Needed to Improve Regulatory Oversight GAO/GGD-98-203 GAO United States General Accounting Office Washington, D.C. 20548 Genera... |
| Date Sept. 17, 1998 |
Report No. AIMD-98-248 |
Title
United States General Accounting Office GAO
September 1998 Report to Congressional Requesters YEAR 2000 COMPUTING CRISIS Federal Reserve Is Acting to Ensure Financial Institutions Are Fixing Systems, But Challenges Remain GAO/AIMD-98-248 GAO United States General Accounting Office Washington, D.C. 20548 Accounting and Information Management Division B-278918 September 17, 1998 The Honorable Robert... |
| Date July 29, 1998 |
Report No. GGD-98-182R |
Title
GAO United States General Accounting Offke Washington, D.C. 20548 General Government Division jG?o94hs- B-280527 July 29, 1998 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Securities, and Markets, Government Sponsored Enterprises Committee on Banking and Financial House of Representatives Subject: Oversisht Dear Mr. OFHEO's Program Chairman: Services Prosress in Implementing a ... |
| Date June 29, 1998 |
Report No. GGD-98-154 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING Regulatory Oversight of Offshore Private Banking Activities GAO/GGD-98-154 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-279710 Ju... |
| Date June 15, 1998 |
Report No. GGD-98-80 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Committee on Government Reform and Oversight, House of Representatives BANK SUPERVISION Closure of the Rushville National Bank GAO/GGD-98-80 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B- 278532 June 15, 1998 The Honorable Dan Burton Chairman, Committee on Government Ref... |
| Date March 18, 1998 |
Report No. T-AIMD-98-102 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10 a.m. Wednesday, March 18, 1998 Testimony
Before the Subcommittee on Financial Services and Technology, Committee on Banking, Housing, and Urban Affairs, U.S. Senate YEAR 2000 COMPUTING CRISIS Office of Thrift Supervision’s Efforts to Ensure Thrift Systems Are Year 2000 Compliant
Statement of Jack L. Brock, Jr. Dir... |
| Date March 18, 1998 |
Report No. AIMD-98-108R |
Title
GAO United States General Accounting Office Washington, D.C. 20548 Accounting and Information Management Division B-279471 March 18, 1998 The Honorable Alfonse M. D’Amato Chairman, Committee on Banking, Housing, and Urban Affairs United States Senate Subject: Post-Hearing Questions on the Federal DeDosit Insurance Comoration’s Year 2000 (Y2K) PreDaredness Dear Mr. Chairman: Jn our February 10,... |
| Date Feb. 10, 1998 |
Report No. T-AIMD-98-73 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10 a.m. Tuesday, February 10, 1998 Testimony
Before the Subcommittee on Financial Services and Technology, Committee on Banking, Housing, and Urban Affairs, U.S. Senate YEAR 2000 COMPUTING CRISIS Federal Deposit Insurance Corporation’s Efforts to Ensure Bank Systems Are Year 2000 Compliant
Statement of Jack L. Brock,... |
| Date Jan. 7, 1998 |
Report No. AIMD-98-48 |
Title
United States General Accounting Office GAO
January 1998 Report to the Chairman of the National Credit Union Administration YEAR 2000 COMPUTING CRISIS Actions Needed to Address Credit Union Systems’ Year 2000 Problem GAO/AIMD-98-48 GAO United States General Accounting Office Washington, D.C. 20548 Accounting and Information Management Division B-278831 January 7, 1998 The Honorable Norman E. Dâ€... |
| Date Oct. 30, 1997 |
Report No. T-GGD-98-25 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EST on Thursday October 30, 1997 Testimony
Before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services House of Representatives FEDERAL HOUSING ENTERPRISES Operations of the Office of Federal Housing Enterprise Oversight
Statement... |
| Date Oct. 22, 1997 |
Report No. T-AIMD-98-20 |
Title
United States General Accounting Office GAO
For Release at 10 a.m. Wednesday, October 22, 1997 Testimony
For the Subcommittee on Financial Services and Technology, Committee on Banking, Housing, and Urban Affairs, U.S. Senate YEAR 2000 COMPUTING CRISIS National Credit Union Administration’s Efforts to Ensure Credit Union Systems Are Year 2000 Compliant
Statement for the Record by Jack L. Brock, ... |
| Date Oct. 22, 1997 |
Report No. GGD-98-6 |
Title
United States General Accounting Office GAO
October 1997 Report to Congressional Committees FEDERAL HOUSING ENTERPRISES OFHEO Faces Challenges In Implementing a Comprehensive Oversight Program GAO/GGD-98-6 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-275470 October 22, 1997 Congressional Committees This report addresses requirements that we asses... |
| Date Oct. 8, 1997 |
Report No. T-GGD-98-13 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m., EDT on Wednesday October 8, 1997 Testimony
Before the Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, House of Representatives Bank and Thrift Examinations Adoption of Risk-Focused Examination Strategies
Statement of Thomas J. McCool Director, Financi... |
| Date Sept. 29, 1997 |
Report No. GGD-97-181 |
Title
United States General Accounting Office GAO
September 1997 Report to the Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, House of Representatives FOREIGN BANKS Internal Control and Audit Weaknesses in U.S. Branches GAO/GGD-97-181 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-275223 September... |
| Date Aug. 28, 1997 |
Report No. AIMD-97-127 |
Title
United States General Accounting Office GAO
August 1997 Report to the Ranking Minority Member, Committee on Banking and Financial Services, House of Representatives FEDERAL RESERVE BANKS Internal Controls Over Cash at Atlanta, Los Angeles, and Philadelphia Banks GAO/AIMD-97-127 GAO United States General Accounting Office Washington, D.C. 20548 Accounting and Information Management Division B-27626... |
| Date May 9, 1997 |
Report No. GGD-97-80 |
Title
United States General Accounting Office GAO
May 1997 Report to the Chairwoman and the Ranking Minority Member, Subcommittee on Financial Institutions and Consumer Credit, House Committee on Banking and Financial Service FOREIGN BANKS Opportunities Exist to Enhance Supervision Program as Implementation Proceeds GAO/GGD-97-80 GAO United States General Accounting Office Washington, D.C. 20548 General... |
| Date May 8, 1997 |
Report No. GGD-97-58 |
Title
United States General Accounting Office GAO
May 1997 Report to Congressional Committees BANK OVERSIGHT Few Cases of Tying Have Been Detected GAO/GGD-97-58 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-261747 May 8, 1997 The Honorable John D. Dingell Ranking Minority Member Committee on Commerce House of Representatives The Honorable Thomas J. Mant... |
