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GAO Reports by subject "Financial futures"

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Date Report No. Title
Date April 22, 2010 Report No. GAO-10-410 Title

Financial Regulation: Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches

United States Government Accountability Office GAO April 2010 Report to Congressional Committees FINANCIAL REGULATION Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches GAO-10-410 April 2010 FINANCIAL REGULATION Highlights Highlights of GAO-10-410, a report to congressional committees Accountability Integrity Reliability Clearer ...
Date April 28, 2009 Report No. GAO-09-587T Title

Fiscal Year 2010 Budget Request: U.S. Government Accountability Office

United States Government Accountability Office GAO For Release on Delivery Expected at 1:00 p.m. EDT Tuesday, April 28, 2009 Testimony Before the Subcommittee on the Legislative Branch, Committee on Appropriations, House of Representatives FISCAL YEAR 2010 BUDGET REQUEST U.S. Government Accountability Office Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-587T Ma...
Date March 5, 2009 Report No. GAO-09-397T Title

Systemic Risk: Regulatory Oversight and Recent Initiatives to Address Risk Posed by Credit Default Swaps

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EST Thursday, March 5, 2009 Testimony Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises SYSTEMIC RISK Regulatory Oversight and Recent Initiatives to Address Risk Posed by Credit Default Swaps Statement of Orice M. Williams, Director Financial Markets and Commu...
Date Feb. 12, 2009 Report No. GAO-09-227 Title

Bank Secrecy Act: Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts

United States Government Accountability Office GAO February 2009 Report to the Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs, U.S. Senate BANK SECRECY ACT Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts GAO-09-227 February 2009 BANK SECRECY ACT Highlights Highlights of GAO-09-227, a report to th...
Date Feb. 6, 2009 Report No. GAO-09-382CG Title

Government Operations: GAO's Work on Today's High Risk Issues and Long-Term Challenges

GAO’S WORK ON TODAY’S HIGH RISK ISSUES AND LONG –TERM CHALLENGES Before the Arizona Society of CPAs Phoenix, Arizona February 6, 2009 By Gene L. Dodaro Acting Comptroller General GAO-09-382CG Outline • Financial Institutions and Markets • GAO’s 2009 High Risk Update • Long-Term Challenges 2 GAO-09-382CG Financial Institutions and Markets • Financial Regulatory System • GAO Role i...
Date Feb. 4, 2009 Report No. GAO-09-349T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 3:00 p.m. EST Wednesday, February 4, 2009 Testimony Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller General of t...
Date Jan. 30, 2009 Report No. GAO-09-285R Title

Financial Management: Issues Involving the Use of the Futures Markets to Invest in Commodity Indexes

United States Government Accountability Office Washington, DC 20548 January 30, 2009 The Honorable Collin Peterson Chairman Committee on Agriculture House of Representatives Subject: Issues Involving the Use of the Futures Markets to Invest in Commodity Indexes Until mid-2008, prices for a broad range of physical commodities, from crude oil to crops such as wheat, had increased dramatically for se...
Date Jan. 21, 2009 Report No. GAO-09-314T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 2:00 p.m. EST Wednesday, January 21, 2009 Testimony Before the Committee on Homeland Security and Governmental Affairs, U.S. Senate FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller Gener...
Date Jan. 14, 2009 Report No. GAO-09-310T Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO For Release on Delivery Expected at 9:00 a.m. EST Wednesday, January 14, 2009 Testimony Before the Congressional Oversight Panel FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-09-310T Cha...
Date Jan. 8, 2009 Report No. GAO-09-216 Title

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System

United States Government Accountability Office GAO January 2009 Report to Congressional Addressees FINANCIAL REGULATION A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System GAO-09-216 January 2009 FINANCIAL REGULATION Highlights Highlights of GAO-09-216, a report to congressional addressees Accountability Integrity Reliability A Framework for ...
Date April 30, 2008 Report No. GAO-08-707T Title

Fiscal Year 2009 Budget Request: U.S. Government Accountability Office

United States Government Accountability Office GAO For Release on Delivery Wednesday, April 30, 2008 Testimony Before the Subcommittee on Legislative Branch, Committee on Appropriations, U.S. Senate FISCAL YEAR 2009 BUDGET REQUEST U.S. Government Accountability Office Statement for the Record by Gene L. Dodaro Acting Comptroller General of the United States GAO-08-707T Madam Chair and Members of t...
Date April 10, 2008 Report No. GAO-08-616T Title

Fiscal Year 2009 Budget Request: U.S. Government Accountability Office

United States Government Accountability Office GAO For Release on Delivery Expected at 1:00 p.m. EDT Thursday, April 10, 2008 Testimony Before the Subcommittee on Legislative Branch, Committee on Appropriations, House of Representatives FISCAL YEAR 2009 BUDGET REQUEST U.S. Government Accountability Office Statement of Gene L. Dodaro Acting Comptroller General of the United States GAO-08-616T Madam...
Date Nov. 30, 2007 Report No. GAO-08-340CG Title

Financial Management: U.S. Financial Condition and Fiscal Future Briefing

Date July 12, 2007 Report No. GAO-07-1095T Title

Energy Derivatives: Preliminary Views on Energy Derivatives Trading and CFTC Oversight

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Thursday, July 12, 2007 Testimony Before the Subcommittee on General Farm Commodities and Risk Management, Committee on Agriculture, House of Representatives ENERGY DERIVATIVES Preliminary Views on Energy Derivatives Trading and CFTC Oversight Statement of Orice M. Williams, Director Financial Mar...
Date May 4, 2006 Report No. GAO-06-742T Title

Futures Markets: Approach for Examining Oversight of Energy Futures

United States Government Accountability Office GAO For Release on Delivery Expected at 10:00 a.m. EDT Thursday, May 4, 2006 Testimony Before the Committee on Energy and Commerce, House of Representatives FUTURES MARKETS Approach for Examining Oversight of Energy Futures Statement of Orice M. Williams, Director Financial Markets and Community Investment GAO-06-742T Mr. Chairman and Members of the C...
Date June 28, 2002 Report No. GAO-02-521 Title

OFHEO's Risk-Based Capital Stress Test: Incorporating New Business Is Not Advisable

United States General Accounting Office GAO June 2002 Report to Congressional Committees OFHEO’S RISKBASED CAPITAL STRESS TEST Incorporating New Business Is Not Advisable GAO-02-521 Contents Letter Results in Brief Background New Business Has a Substantial Impact on the Enterprises’ Financial Health, Level of Risks, and Capital Adequacy Incorporating New Business Assumptions Is Difficult and I...