| Date |
Report No. |
Title |
| Date Oct. 6, 2004 |
Report No. GAO-05-61 |
Title
United States Government Accountability Office GAO
October 2004 Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure GAO-05-61 a October 2004 FINANCIAL REGULATION Industry Changes Prompt Need to Reconsider U.S. Regulatory Structure Highlights of GAO-05-61, a report to the Chai... |
| Date Sept. 10, 2004 |
Report No. GAO-04-977 |
Title
United States Government Accountability Office GAO
September 2004 Report to the Ranking Minority Member, Committee on Banking, Housing, and Urban Affairs, U.S. Senate CORPORATE CREDIT UNIONS Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight GAO-04-977 a September 2004 CORPORATE CREDIT UNIONS Competitive Environment May Stress Financial Condition, Posing C... |
| Date Aug. 6, 2004 |
Report No. GAO-04-849 |
Title
United States Government Accountability Office GAO
August 2004 Report to Congressional Requesters CREDIT UNIONS Available Information Indicates No Compelling Need for Secondary Capital GAO-04-849 a August 2004 CREDIT UNIONS Available Information Indicates No Compelling Need for Secondary Capital Highlights of GAO-04-849, a report to congressional requesters Since the passage of the Credit Union Me... |
| Date June 29, 2004 |
Report No. GAO-04-882R |
Title
United States General Accounting Office Washington, DC 20548 June 29, 2004 The Honorable Michael G. Oxley Chairman Committee on Financial Services House of Representatives Subject: Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers Dear Mr. Chairman: GAO has long held the position that financial regulators can benefit from improved information sh... |
| Date June 8, 2004 |
Report No. GAO-04-610 |
Title
United States General Accounting Office GAO
June 2004 Report to the Chair, Committee on Small Business and Entrepreneurship, U.S. Senate SMALL BUSINESS ADMINISTRATION New Service for Lender Oversight Reflects Some Best Practices, but Strategy for Use Lags Behind GAO-04-610 a June 2004 SMALL BUSINESS ADMINISTRATION
Highlights of GAO-04-610, a report to the Chair, Committee on Small Business and Ent... |
| Date June 3, 2004 |
Report No. GAO-04-833T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9:30 a.m. EDT Thursday, June 3, 2004 Testimony Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs ANTI-MONEY LAUNDERING Issues Concerning Depository Institution Regulatory Oversight
Statement of Davi M. D'Agostino, Director Financial Markets and Community Investment GAO-04-833T June 3, 2004 ANTI-MO... |
| Date June 2, 2004 |
Report No. GAO-04-827T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Wednesday, June 2, 2004 Testimony Before the Committee on Agriculture, House of Representatives FARMER MAC Greater Attention to Risk Management, Mission, Public Purpose, and Corporate Governance Is Needed
Statement of Davi M. D'Agostino Director, Financial Markets and Community Investment Jeanette Franze... |
| Date May 27, 2004 |
Report No. GAO-04-831R |
Title
|
| Date March 24, 2004 |
Report No. GAO-04-580T |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 2:30 p.m. EST Wednesday, March 24, 2004 Testimony Before the Subcommittee on Housing and Transportation, Committee on Banking, Housing, and Urban Affairs, U.S. Senate REGULATORY PROGRAMS Opportunities to Enhance Oversight of the Real Estate Appraisal Industry
Statement of David G. Wood, Director Financial Markets and C... |
| Date Nov. 21, 2003 |
Report No. GAO-04-216 |
Title
United States General Accounting Office GAO
November 2003 Report to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Financial Services PUBLIC ACCOUNTING FIRMS Required Study on the Potential Effects of Mandatory Audit Firm Rotation GAO-04-216 a November 2003 PUBLIC ACCOUNTING FIRMS Required Study on the Potential Effects of Mandatory Audit Firm Rotation Highl... |
| Date May 14, 2003 |
Report No. GAO-03-404 |
Title
United States General Accounting Office GAO
May 2003 Report to Congressional Requesters REGULATORY PROGRAMS Opportunities to Enhance Oversight of the Real Estate Appraisal Industry GAO-03-404 a May 2003 REGULATORY PROGRAMS Opportunities to Enhance Oversight of the Real Estate Appraisal Industry Highlights of GAO-03-404, a report to Congressional Requesters Since the passage of Title XI of the Fina... |
| Date Jan. 30, 2003 |
Report No. GAO-03-173 |
Title
United States General Accounting Office GAO
January 2003 Report to the Subcommittee on Domestic Monetary Policy, Technology, and Economic Growth, Committee on Financial Services, House of Representatives CRITICAL INFRASTRUCTURE PROTECTION Efforts of the Financial Services Sector to Address Cyber Threats GAO-03-173 a January 2003 CRITICAL INFRASTRUCTURE PROTECTION
Highlights of GAO-03-173, a report... |
| Date Jan. 15, 2003 |
Report No. GAO-03-299 |
Title
United States General Accounting Office GAO
January 2003 Report to Chairman and Ranking Minority Member, Committee on Finance, U.S. Senate IRS LOCKBOX BANKS More Effective Oversight, Stronger Controls, and Further Study of Costs and Benefits Are Needed GAO-03-299 a January 2003 IRS LOCKBOX BANKS More Effective Oversight, Stronger Controls, and Further Study of Costs and Benefits Are Needed Highlig... |
| Date Dec. 20, 2002 |
Report No. GAO-03-320 |
Title
United States General Accounting Office GAO
December 2002 Report to the Committee on Governmental Affairs, U.S. Senate RESULTS-ORIENTED MANAGEMENT Agency Crosscutting Actions and Plans in Drug Control, Family Poverty, Financial Institution Regulation, and Public Health Systems GAO-03-320 a December 2002 RESULTS-ORIENTED MANAGEMENT Agency Crosscutting Actions and Plans in Drug Control, Family Pover... |
| Date Sept. 23, 2002 |
Report No. GAO-02-1101R |
Title
United States General Accounting Office Washington, DC 20548 September 23, 2002 The Honorable Michael G. Oxley Chairman Committee on Financial Services The Honorable John J. LaFalce Ranking Minority Member Committee on Financial Services The Honorable Spencer Bachus Chairman Subcommittee on Financial Institutions and Consumer Credit Committee on Financial Services The Honorable Sue W. Kelly Chairw... |
| Date Sept. 12, 2002 |
Report No. GAO-02-913 |
Title
United States General Accounting Office GAO
September 2002 Report to the Subcommittee on Oversight and Investigations, Committee on Financial Services, House of Representatives ELECTRONIC TRANSFERS Use by Federal Payment Recipients Has Increased but Obstacles to Greater Participation Remain GAO-02-913 Contents Letter
Results in Brief Background Governmental and Private Efforts Have Increased EFT U... |
| Date July 16, 2002 |
Report No. GAO-02-864 |
Title
United States General Accounting Office GAO
July 2002 Report to Congressional Requesters SEC OPERATIONS Implications of Alternative Funding Structures GAO-02-864 Contents Letter
Results in Brief Background A Range of Self-Funded Structures Exist, but Not All Meet the Act’s Definition of Self-Funding A Move to Self-Controlled Funding Would Have Implications for SEC Operations Depending on the Str... |
| Date June 28, 2002 |
Report No. GAO-02-741 |
Title
United States General Accounting Office GAO
June 2002 Report to the Chairman, Subcommittee on International Monetary Policy and Trade, Committee on Financial Services House of Representatives EXPORT PROMOTION Export-Import Bank and Treasury Differ in Their Approaches to Using Tied Aid GAO-02-741 a Contents Letter
Results in Brief Background Treasury Had Authority to Direct and Control Use of Tied ... |
| Date June 28, 2002 |
Report No. GAO-02-521 |
Title
United States General Accounting Office GAO
June 2002 Report to Congressional Committees OFHEO’S RISKBASED CAPITAL STRESS TEST Incorporating New Business Is Not Advisable GAO-02-521 Contents Letter
Results in Brief Background New Business Has a Substantial Impact on the Enterprises’ Financial Health, Level of Risks, and Capital Adequacy Incorporating New Business Assumptions Is Difficult and I... |
| Date May 2, 2002 |
Report No. GAO-02-698T |
Title
United States General Accounting Office GAO Testimony
Before the Subcommittee on International Monetary Policy and Trade, Committee on Financial Services, House of Representatives For Release on Delivery Expected at 10 a.m., EDT Thursday May 2, 2002 DEVELOPING COUNTRIES Switching Some Multilateral Loans to Grants Would Lessen Poor Country Debt Burdens
Statement of Joseph A. Christoff, Director Int... |
| Date April 19, 2002 |
Report No. GAO-02-593 |
Title
United States General Accounting Office GAO
April 2002 Report to Congressional Requesters DEVELOPING COUNTRIES Switching Some Multilateral Loans to Grants Lessens Poor Country Debt Burdens GAO-02-593 a United States General Accounting Office April 2002 G A O
Accountability Integrity Reliability Highlights
Why GAO Did This Study
Under current debt relief efforts, the World Bank and International Mo... |
| Date April 17, 2002 |
Report No. GAO-02-305 |
Title
United States General Accounting Office GAO
April 2002 Report to the Honorable Paul S. Sarbanes Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate SINGLE-FAMILY HOUSING Opportunities to Improve Federal Foreclosure and Property Sale Processes GAO-02-305 Contents Letter
Results in Brief Background The Organizations Conduct Foreclosures within State and Federal Guidelines FHA Pro... |
| Date April 12, 2002 |
Report No. GAO-02-361 |
Title
United States General Accounting Office GAO
April 2002 Report to the Ranking Minority Member, Committee on Energy and Commerce, House of Representatives FINANCIAL PRIVACY Status of State Actions on Gramm-LeachBliley Act’s Privacy Provisions GAO-02-361 United States General Accounting Office Washington, DC 20548 April 12, 2002 The Honorable John D. Dingell Ranking Minority Member Committee on Ene... |
| Date Feb. 28, 2002 |
Report No. GAO-02-324R |
Title
United States General Accounting Office Washington, DC 20548 February 28, 2002 The Honorable Richard G. Lugar Ranking Minority Member Committee on Agriculture, Nutrition, and Forestry United States Senate Subject: Farm Credit Administration: Safety and Soundness Oversight of the Farm Credit System Dear Senator Lugar: In addition to other issues you asked us to study,1 you requested that we conside... |
| Date Oct. 10, 2001 |
Report No. GAO-02-111 |
Title
United States General Accounting Office GAO
October 2001 Report to the Chairman, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate ANTI-MONEY LAUNDERING Efforts in the Securities Industry GAO-02-111 a Contents Letter
Results in Brief Background The Securities Industry Is Viewed as a Potential Target, but the Extent of Actual Money Laundering Is Unknown Broker... |
| Date Aug. 2, 2001 |
Report No. GAO-01-949 |
Title
United States General Accounting Office GAO
August 2001 Report to the Ranking Minority Member, Committee on Agriculture, Nutrition, and Forestry, U.S. Senate FARM CREDIT ADMINISTRATION Analysis of Administrative Expenses and Funding Through Assessments GAO-01-949 Contents Letter
Results in Brief Background Scope and Methodology FCA Administrative Expenses Fell Modestly From 1996 Through 2000, Rema... |
| Date July 20, 2001 |
Report No. GAO-01-873 |
Title
United States General Accounting Office GAO
July 2001 Report to Congressional Committees FEDERAL HOME LOAN BANK SYSTEM Establishment of a New Capital Structure GAO-01-873 Contents Letter
Results in Brief Background A More Permanent Capital Structure Is Being Established for the FHLBank System Risk Management Policies and the New Capital Structure Can Mitigate the Increased Risks Associated With Ad... |
| Date June 20, 2001 |
Report No. GAO-01-773 |
Title
United States General Accounting Office GAO
June 2001 Report to Congressional Requesters CONSUMER FINANCE College Students and Credit Cards GAO-01-773 Contents Letter
Results in Brief Background Credit Cards Have Both Advantages and Disadvantages for College Students Studies Provide Limited Information on College Students and Credit Cards Universities’ Policies on Credit Cards Differ, But Most F... |
| Date May 18, 2001 |
Report No. GAO-01-665 |
Title
United States General Accounting Office GAO
May 2001 Report to Congressional Committees MULTILATERAL DEVELOPMENT BANKS Profiles of Selected Multilateral Development Banks GAO-01-665 Contents Letter Tables
Table 1: Table 2: Table 3: Table 4: Table 5: Table 6: Table 7: MDB Groups and Related Entities’ Dates of Establishment Development Assistance Available at Each Multilateral Development Bank Sta... |
| Date May 3, 2001 |
Report No. GAO-01-617 |
Title
United States General Accounting Office GAO
May 2001 Report to Congressional Committees FINANCIAL PRIVACY Too Soon to Assess the Privacy Provisions in the Gramm-LeachBliley Act of 1999 GAO-01-617 United States General Accounting Office Washington, DC 20548 May 3, 2001 Congressional Committees: This report responds to a mandate in the Gramm-Leach-Bliley Act of 1999 (GLBA) that we study the financia... |
| Date March 1, 2001 |
Report No. GAO-01-411SP |
Title
FINANCIAL MARKETS 3 AND C~AMJNITY INVESTMENT
Rupid udvuncements in technology und the easymovement of intellectuul undjnuncidl cupital acrossborders hue increused economic interdependence, which has importunt implications for the economic well-being of the Americun people. At the sume time, healthy und vibrunt communities ure vitul to the quaLi9 of Ii) of OUT citizens und ure dependent on sustainu... |
| Date Jan. 31, 2001 |
Report No. GAO-01-322R |
Title
United States General Accounting Office Washington, DC 20548 January 31, 2001 The Honorable Richard H. Baker Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services House of Representatives Subject: Comparison of Financial Institution Regulators’ Enforcement and Prompt Corrective Action Authorities Dear Mr. Chairman: This letter ... |
| Date Jan. 19, 2001 |
Report No. GAO-01-343SP |
Title
Final Report Regarding the Findings of the Study Group On the Feasibility of Using Alternative Financial Instruments For Determining Lender Yield Under the Federal Family Education Loan Program January 19, 2001 Submitted by the General Accounting Office and the Department of Education GAO-01-343SP Table of Contents CHAPTER 1: AN OVERVIEW OF MAJOR FEDERAL STUDENT LOAN PROGRAMS AND PARTICIPANTS 1 In... |
| Date Nov. 8, 2000 |
Report No. GAO-01-129R |
Title
United States General Accounting Office Washington, DC 20548 November 8, 2000 The Honorable Alan Greenspan Chairman Board of Governors of the Federal Reserve System The Honorable John D. Hawke, Jr. Comptroller of the Currency Subject: Bank Regulators’ Evaluation of Electronic Signature Systems This letter presents the results of our review, conducted as part of our research and development work,... |
| Date Oct. 31, 2000 |
Report No. GAO-01-120 |
Title
United States General Accounting Office GAO
October 2000 Report to the Ranking Minority Member, Permanent Subcommittee on Investigations, Committee on Governmental Affairs, United States Senate SUSPICIOUS BANKING ACTIVITIES Possible Money Laundering by U.S. Corporations Formed for Russian Entities GAO-01-120 United States General Accounting Office Washington, D.C. 20548 October 31, 2000 The Honora... |
| Date Feb. 23, 2000 |
Report No. GGD-00-67R |
Title
United States General Accounting Office Washington, D.C. 20548 General Government Division B-284348 February 23, 2000 The Honorable Byron Dorgan United States Senate The Honorable Tom Harkin United States Senate The Honorable Harry Reid United States Senate Subject: Responses to Questions Concerning Long-Term Capital Management and Related Events This letter responds to your request that we answer... |
| Date Jan. 21, 2000 |
Report No. GGD-00-46 |
Title
United States General Accounting Office GAO
January 2000 Report to the Chairman, Subcommittee on Capital Markets, Securities and GSEs, Committee on Banking and Financial Services, House of Representatives FINANCIAL REGULATORY COORDINATION The Role and Functioning of the President’s Working Group GAO/GGD-00-46 United States General Accounting Office Washington, D.C. 20548 General Government Divis... |
| Date Nov. 9, 1999 |
Report No. T-GGD-00-32 |
Title
United States General Accounting Office GAO
Not to Be Released Before 9:30 a.m., EST Tuesday November 9, 1999 Testimony
Before the Permanent Subcommittee on Investigations Committee on Government Affairs U.S. Senate MONEY LAUNDERING Observations on Private Banking and Related Oversight of Selected Offshore Jurisdictions
Statement for the Record of Thomas J. McCool, Director Financial Institutions ... |
| Date Oct. 29, 1999 |
Report No. GGD-00-3 |
Title
United States General Accounting Office GAO
October 1999 Report to Congressional Requesters LONG-TERM CAPITAL MANAGEMENT Regulators Need to Focus Greater Attention on Systemic Risk GAO/GGD-00-3 United States General Accounting Office Washington, D.C. 20548 General Government Division B-281371 October 29, 1999 The Honorable Byron L. Dorgan United States Senate The Honorable Tom Harkin United States... |
| Date April 27, 1999 |
Report No. GGD-99-62 |
Title
United States General Accounting Office GAO
April 1999 Report to the Ranking Minority Member Committee on Commerce House of Representatives YEAR 2000 Financial Institution and Regulatory Efforts to Address International Risks GAO/GGD-99-62 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-281294 April 27, 1999 The Honorable John D. Dingell Ranking Min... |
| Date April 15, 1999 |
Report No. NSIAD-99-72 |
Title
GAO
April 1999 United States General Accounting Office Report to Congressional Requesters MILITARY BANKING Solicitations, Fees, and Revenue Potential GAO/NSIAD-99-72 GAO United States General Accounting Office Washington, D.C. 20548
Le er t National Security and International Affairs Division
Le er t B-281135 Letter April 15, 1999 The Honorable Floyd Spence Chairman The Honorable Ike Skelton Ranki... |
| Date April 9, 1999 |
Report No. AIMD-99-78 |
Title
GAO
April 1999 United States General Accounting Office Report to Congressional Requesters YEAR 2000 COMPUTING CRISIS Federal Reserve Has Established Effective Year 2000 Management Controls for Internal Systems Conversion GAO/AIMD-99-78 GAO United States General Accounting Office Washington, D.C. 20548
Le er t Accounting and Information Management Division B-280502 Letter April 9, 1999 The Honorabl... |
| Date Sept. 17, 1998 |
Report No. T-AIMD-98-305 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10 a.m. Thursday, September 17, 1998 Testimony
Before the Committee on Banking and Financial Services, House of Representatives YEAR 2000 COMPUTING CRISIS Federal Depository Institution Regulators Are Making Progress, But Challenges Remain
Statement of Jack L. Brock, Jr., Director, Governmentwide and Defense Informatio... |
| Date Aug. 28, 1998 |
Report No. AIMD-98-272R |
Title
United States General Accounting Of&e Washington, D.C. 20548 Accounting and information Management Division Et-280769 August 28, 1998 The Honorable James A. Leach Chairman, Committee on Banking and Financial Services House of Representatives Subject: Year 2000 Commuting: EFI’ 99 Is Not Exnected to Affect Year 2000 Remediation Efforts Dear Mr. Chairman: This letter responds to your request that w... |
| Date Aug. 1, 1998 |
Report No. AA-98-28(3) |
Title
United States General Accounting Office GAO
i August 1998 Accounting and Information Management Division Governm&xide and Defense Information Systems Issue Area. Active AssignMents GAO/AA-98-28(3) Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office’s Government-wide and Defense Information Systems issue... |
| Date Aug. 1, 1998 |
Report No. AA-98-22(3) |
Title
I GAO
August 1998 United States General Accounting ‘Office Accounting and Information Management Division Corporate Audits tid Standards Issue Area ’ Aetive Assignments GAO/AA-98-22(3)
/6lo20 - -,_ Foreword This report was prepared primarily to inform Congressional members and key staff of ongoing assignments in the General Accounting Office’s Corporate Audits and Standards issue area This r... |
| Date July 15, 1998 |
Report No. RCED-98-225 |
Title
United States General Accounting Office GAO
July 1998 Report to Congressional Committees COMMUNITY DEVELOPMENT CDFI Fund Can Improve Its Systems to Measure, Monitor, and Evaluate Awardees’ Performance GAO/RCED-98-225 GAO United States General Accounting Office Washington, D.C. 20548 Resources, Community, and Economic Development Division B-279437 July 15, 1998 Congressional Committees This repor... |
| Date June 29, 1998 |
Report No. GGD-98-154 |
Title
United States General Accounting Office GAO
June 1998 Report to the Chairman, Subcommittee on General Oversight and Investigations, Committee on Banking and Financial Services, House of Representatives MONEY LAUNDERING Regulatory Oversight of Offshore Private Banking Activities GAO/GGD-98-154 GAO United States General Accounting Office Washington, D.C. 20548 General Government Division B-279710 Ju... |
| Date May 14, 1998 |
Report No. T-AIMD-98-167 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 9 a.m. Thursday, May 14, 1998 Testimony
Before the Committee on Agriculture, Nutrition, and Forestry, U.S. Senate YEAR 2000 COMPUTING CRISIS USDA Faces Tremendous Challenges in Ensuring That Vital Public Services Are Not Disrupted
Statement of Joel C. Willemssen Director, Civil Agencies Information Systems Accounting a... |
| Date May 13, 1998 |
Report No. T-RCED-98-198 |
Title
United States General Accounting Office GAO
For Release on Delivery Expected at 10:00 a.m. EDT Wednesday May 13, 1998 Testimony
Before the Subcommittee on Financial Institutions, Committee on Banking, Housing and Urban Affairs, U.S. Senate COMMUNITY DEVELOPMENT Early Results of the Community Development Financial Institutions Fund’s Programs
Statement by Judy A. England-Joseph, Director, Housing... |
