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GAO Reports by subject "SEC Broker-Dealer Examination Program"

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Date Report No. Title
Date Sept. 30, 1986 Report No. GGD-86-83 Title

Securities Regulation: Securities and Exchange Commission Oversight of Self-Regulation

United States General Accounting Office . Report to the Chairman, Subcommittee & ~ Telecommunications, Consumer Protection, and Finance, Committee on Energy and Commerce House of Representatives September 1986 SECURITIES REGULATION Securities and Exchange Commission Oversight of Self-Regulation GAO/GGD-M-W 53053 ( . . > GAO united states General Accounting Office Washington, D.C. 201348 General Go...