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GAO Reports by subject "Options (securities)"

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Date Report No. Title
Date May 7, 2009 Report No. GAO-09-677T Title

Hedge Funds: Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges

United States Government Accountability Office GAO For Release on Delivery Expected at 11:00 a.m. EDT Thursday, May 7, 2009 Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, House of Representatives HEDGE FUNDS Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges Statement of Orice M. Williams, Director Financial Market...
Date June 20, 1997 Report No. GGD-97-73 Title

Payments, Clearance, and Settlement: A Guide to the Systems, Risks, and Issues

Date May 5, 1995 Report No. GGD-95-145R Title

Tax Policy and Administration: Options Reporting to IRS

United States General Accounting Office Washington, D.C. 20548 General Government Division B-261140 May 5, 1995 The Honorable Bob Franks House of Representatives Dear Mr. Franks: This letter responds to questions you raised in your letter of March 21, 1995, about the possible reporting of options transactions to the Internal Revenue Service (IRS) on information returns.' An option is a contract th...
Date April 27, 1990 Report No. IMTEC-90-43FS Title

Futures Markets: Information on Six Foreign Automated Trading Systems

-I- -_ Gri I I !)!tO FUTURES MARKETS Information on Six Foreign Automated Trading Systems ---.. ?b II14130 HI Hlll / (;A(),~ IM’I’I%‘-!)O-3:31’S GAO United States General Accounting Office Washington, D.C. 20648 Information Management and Technology Division I+234478 April 27, 1990 The Honorable Patrick J. Leahy, Chairman The Honorable Richard G. Lugar, Ranking Minority Member Committee on...
Date March 12, 1990 Report No. GGD-90-52 Title

Securities Trading: SEC Action Needed to Address National Market System Issues

I.ttittd Stattas (&net-al Accotttttitrg Oft’iw &A0 March 1990 Report t,o Congressional Committees SECURITIES TRADING SEC Action Needed to Address National Market System Issues General Government Division B-219779 March 12,199O The Honorable Donald W. Riegle Chairman, Committee on Banking, Housing. and Urban Affairs I’nited States Senate The Honorable Christopher J. Dodd Chairman, Subcommittee ...