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GAO Reports by subject "SEC Automation Review Policy Program"

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Date Report No. Title
Date Sept. 27, 2004 Report No. GAO-04-984 Title

Financial Market Preparedness: Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters

United States Government Accountability Office GAO September 2004 Report to the Committee on Energy and Commerce, House of Representatives FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters GAO-04-984 a September 2004 FINANCIAL MARKET PREPAREDNESS Improvements Made, but More Action Needed to Prepare for Wide-Scale Disasters Highlights of GAO...
Date Feb. 12, 2003 Report No. GAO-03-414 Title

Potential Terrorist Attacks: Additional Actions Needed to Better Prepare Critical Financial Market Participants

United States General Accounting Office GAO February 2003 Report to the Committee on Financial Services, House of Representatives POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants GAO-03-414 a February 2003 POTENTIAL TERRORIST ATTACKS Additional Actions Needed to Better Prepare Critical Financial Market Participants Highlights of GAO-03-...
Date Feb. 12, 2003 Report No. GAO-03-468T Title

Potential Terrorist Attacks: More Actions Needed to Better Prepare Critical Financial Markets

United States General Accounting Office GAO Testimony Before the House Committee on Financial Services, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises For Release on Delivery Expected at 3:00 p.m., EDT on Wednesday, February 12, 2003 POTENTIAL TERRORIST ATTACKS More Actions Needed to Better Prepare Critical Financial Markets Statement of Davi M. D’Agostino Direc...
Date March 5, 2002 Report No. GAO-02-302 Title

SEC Operations: Increased Workload Creates Challenges

United States General Accounting Office GAO March 2002 Report to Congressional Requesters SEC OPERATIONS Increased Workload Creates Challenges GAO-02-302 United States General Accounting Office G A O Accountability Integrity Reliability SEC OPERATIONS Increased Workload Creates Challenges Highlights of GAO-02-302, a report to Paul S. Sarbanes, Chairman, Committee on Banking, Housing, and Urban Aff...
Date July 25, 2001 Report No. GAO-01-863 Title

Information Systems: Opportunities Exist to Strengthen SEC's Oversight of Capacity and Security

United States General Accounting Office GAO July 2001 Report to the Ranking Minority Member, Committee on Energy and Commerce, House of Representatives INFORMATION SYSTEMS Opportunities Exist to Strengthen SEC's Oversight of Capacity and Security GAO-01-863 Contents Letter Results in Brief Background Scope and Methodology SEC Uses a Wide Range of Criteria but Lacks a Consolidated Guide for Plannin...