U.S. Senate Vacancies: Contemporary Developments and Perspectives (CRS Report for Congress)
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Release Date |
Revised April 12, 2018 |
Report Number |
R44781 |
Report Type |
Report |
Authors |
Neale, Thomas H. |
Source Agency |
Congressional Research Service |
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Summary:
United States Senators serve a term of six years. Vacancies occur when an incumbent Senator
leaves office prematurely for any reason; they may be caused by death or resignation of the
incumbent, by expulsion or declination (refusal to serve), or by refusal of the Senate to seat a
Senator-elect or -designate.
Aside from the death or resignation of individual Senators, Senate vacancies often occur in
connection with a change in presidential administrations, if an incumbent Senator is elected to
executive office, or if a newly elected or reelected President nominates an incumbent Senator or
Senators to serve in some executive branch position. The election of 2008 was noteworthy in that
it led to four Senate vacancies as two Senators, Barack H. Obama of Illinois and Joseph R. Biden
of Delaware, were elected President and Vice President, and two additional Senators, Hillary R.
Clinton of New York and Ken Salazar of Colorado, were nominated for the positions of
Secretaries of State and the Interior, respectively. Following the election of 2016, one vacancy
was created by the nomination of Alabama Senator Jeff Sessions as Attorney General. Since that
time, one additional vacancy has occurred and one has been announced, for a total of three since
February 8, 2017.
As noted above, Senator Jeff Sessions resigned from the Senate on February 8, 2017, to take
office as Attorney General of the United States. The governor of Alabama appointed Luther
Strange III to fill the vacancy until a successor was elected. Doug Jones was elected at the
December 12, 2017, special election; he was sworn in on January 3, 2018, and will serve through
the balance of the term, which expires in 2021.
Senator Al Franken of Minnesota resigned from the Senate on January 2, 2018. On December 12,
2017, Minnesota Lieutenant Governor Tina Smith was appointed by Governor Mark Dayton to
fill the vacancy. Senator Smith was sworn in on January 3, 2018. She will serve until a special
election is held on November 6, 2018, to fill the seat for the balance of the term, which expires in
2021.
Senator Thad Cochran of Mississippi resigned from the Senate on April 1, 2018. Governor Phil
Bryant appointed Cindy Hyde-Smith to fill the vacancy. Senator Hyde-Smith was sworn in on
April 9, 2018. She will serve until a nonpartisan special election contested by all qualified
candidates is held on November 6. A majority of votes is required to elect. If no candidate wins a
majority, the two who gained the most votes will contest a November 27 runoff. The winning
candidate will serve for the balance of the term, which expires in 2021. Senator Hyde-Smith
brings the number of women Senators to a record total of 23.
The use of temporary appointments to fill Senate vacancies is an original provision of the U.S.
Constitution, found in Article I, Section 3, clause 2. The current constitutional authority for
temporary appointments to fill Senate vacancies derives from the Seventeenth Amendment, which
provides for direct popular election of Senators, replacing election by state legislatures. It
specifically directs state governors to “issue writs of election to fill such vacancies: Provided, that
the legislature of any state may empower the executive thereof to make temporary appointment
until the people fill the vacancies by election as the legislature may direct.” Since ratification of
the Seventeenth Amendment in 1913, the Senate records currently identify 198 appointments to
fill vacancies in the office of U.S. Senator.
During the period since ratification of the Seventeenth Amendment, most states have authorized
their governors to fill Senate vacancies by temporary appointments. At present, in 35 states, these
appointees serve until the next general election, when a permanent successor is elected to serve
the balance of the term, or until the end of the term, whichever comes first. Ten states authorize gubernatorial appointment, but require an ad hoc special election to be called to fill the vacancy,
which is usually conducted on an accelerated schedule, to minimize the length of time the seat is
vacant. The remaining five states do not authorize their governors to fill a Senate vacancy by
appointment. In these states, the vacancy must be filled by a special election, here again, usually
conducted on an accelerated schedule. In one notable detail concerning the appointment process,
six states require their governors to fill Senate vacancies with an appointee who is of the same
political party as the prior incumbent.
Following the emergence of controversies in connection with the Senate vacancy created by the
resignation of Senator Barack Obama in 2008, several states eliminated or restricted their
governors’ authority to fill Senate vacancies by appointment, while both legislation and a
constitutional amendment that would have required all Senate vacancies to be filled by special
election were introduced in the 111th Congress. None of these measures reached the floor of either
chamber, however, and no comparable measures have been introduced since that time.