Modes of Constitutional Interpretation (CRS Report for Congress)
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Release Date |
Revised March 15, 2018 |
Report Number |
R45129 |
Report Type |
Report |
Authors |
Murrill, Brandon J. |
Source Agency |
Congressional Research Service |
Older Revisions |
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Summary:
When exercising its
power to review t
he constitutionality of
governmental action
, the Supreme
Court has
relied on
certain “methods” or “modes” of interpretation
—
that is, ways of figuring out
a particular meaning of a provision within the Constitution.
This report broadly describes the
most common modes of constitutional interpretation; discusses examples of Supreme Co
urt
decisions that demonstrate the application of these methods; and provides a general overview of
the various arguments in support of, and in opposition to, the use of such methods
of
constitutional interpretation
.
Textualism.
Textualism is a mode of int
erpretation that focuses on the plain meaning of the text
of a legal document. Textualism usually emphasizes how the terms in the Constitution would be
understood by people at the time they were ratified, as well as the context in which those terms
appear.
Textualists usually believe there is an objective meaning of the text, and they do not
typically inquire into questions regarding the intent of the drafters, adopters, or ratifiers of the
Constitution and its amendments when deriving meaning from the text
.
Original Meaning.
Whereas textualist approaches to constitutional interpretation focus solely on
the text of the document, originalist approaches consider the meaning of the Constitution as
understood by at least some segment of the populace at the time
of the
Founding
. Originalists
generally agree that the Constitution’s text had an “objectively identifiable” or public meaning at
the time of the Founding that has not changed over time, and the task of judges and
Justices
(and
other responsible interprete
rs) is to construct this original meaning
.
Judicial Precedent.
The most commonly cited source of constitutional meaning is the Supreme
Court’s prior decisions on questions of constitutional law. For most, if not all Justices, judicial
precedent provides po
ssible principles, rules, or standards to govern judicial decisions in future
cases with arguably similar facts.
Pragmatism.
Pragmatist
approaches often involve the Court weighing or balancing the probable
practical consequences of one interpretation of th
e Constitution against other interpretations. One
flavor of pragmatism weighs the future costs and benefits of an interpretation to society or the
political branches, selecting the interpretation that may lead to the perceived best outcome.
Under
another t
ype of pragmatist approach, a court might consider the extent to which the judiciary
could play a constructive role in deciding a question of constitutional law
.
Moral Reasoning.
This approach argues that
certain
moral concepts or ideals underlie
some
term
s in the
text of the
Constitution
(e.g.,
“equal pro
tection” or “due process of law”
)
,
and that
these concepts should inform
judges
’
interpretations of the Constitution.
N
ational
I
dentity (or “
E
thos
”)
.
J
udicial reasoning occasionally
relies on t
he concept
of a
“national ethos,
”
which draws
upon
the distinct character
and values
of the American national
identity and the nation’s institutions
in order to elaborate
on the Constitution’s meaning
.
Structuralism.
Another
mode of constitutional
interpretation
draw
s
inferences from
the design of
the Constitution:
the relationships among the three branches of the federal government
(commonly called separation of powers); the relationship between the federal and state
governments (known as federalism); and the relatio
nship between the government and the people.
Historical
Practices
.
Prior decisions of the political branches, particularly their l
ong
-
establ
ished,
historical practices
, are an important source of constitutional meaning
.
C
ourts have viewed
historical
practice
s
as a source of the Constitution’s meaning in cases involving questions about
the separation of powers, federalism, and
individual rights, particularly when the text provides no
clear answer
.