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Priority Open Recommendations: Securities and Exchange Commission

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Report Type Reports and Testimonies
Report Date April 14, 2020
Release Date April 21, 2020
Report No. GAO-20-502PR
Summary:

Each year, we make more than 1,000 recommendations to help improve the federal government. We alert department heads to the recommendations where they can save the most money, address issues on our High Risk List, or significantly improve government operations.

This report outlines our 2 priority open recommendations for the Securities and Exchange Commission as of April 2020.

For example, validating its performance management system with staff input can help SEC enhance the system’s credibility.

Since our previous letter in April 2019, SEC implemented 5 of our priority recommendations.

SEC priority recommendation graphic

SEC priority recommendation graphic

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