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Securities Arbitration: Background and Questions of Fairness (CRS Report for Congress)

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Release Date Revised May 18, 2007
Report Number RS22127
Report Type Report
Authors Gary Shorter, Government and Finance Division
Source Agency Congressional Research Service
Older Revisions
  • Premium   April 26, 2005 (6 pages, $24.95) add
Summary:

This report providesbackground on the NASD's securities arbitration process, examines concerns over itsfairness, and reports on the upcoming merger of the NASD and NYSE Reg, whichhandles a small fraction of arbitration cases.