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S. 462, Securities and Exchange Commission Overpayment Credit Act (CBO Report for Congress)

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Congress 115th
Date Requested March 13, 2017
Requested By the Senate Committee on Banking, Housing, and Urban Affairs
Date Sent April 4, 2017
Description:

Under current law, the Security and Exchange Commission (SEC) is required to collect fees and assessments from national securities exchanges to cover the agency’s costs of regulating such exchanges. The SEC is required to adjust the annual rates that associations and exchanges must pay so that collections in a given year equal the amount appropriated to the agency for that year. S. 462 would require the SEC to refund any overpayment of such fees that an exchange identifies within 10 years of the overpayment and that occurred before the enactment of the bill by lowering future collections due from an exchange by the amount of any previous overpayment by that exchange.

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